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The commissioner may by rule or order require the filing of any prospectus, pamphlet,
circular, form letter, advertisement, or other sales literature or advertising communication
addressed or intended for distribution to prospective investors, including clients or prospective
clients of an investment adviser or broker-dealer unless: (1) the security or transaction is exempted
by section 80A.15; or (2) the security is a federal covered security.
History: 1973 c 451 s 16; 1981 c 140 s 8; 1997 c 222 s 29
NOTE: This section is repealed by Laws 2006, chapter 196, article 1, section 51, effective
August 1, 2007. Laws 2006, chapter 196, article 1, section 52.

Official Publication of the State of Minnesota
Revisor of Statutes