Skip to main content Skip to office menu Skip to footer
Capital IconMinnesota Legislature

Office of the Revisor of Statutes

80A.16 Filing of sales and advertising literature.

The commissioner may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser or broker-dealer unless: (1) the security or transaction is exempted by section 80A.15; or (2) the security is a federal covered security.

HIST: 1973 c 451 s 16; 1981 c 140 s 8; 1997 c 222 s 29

Official Publication of the State of Minnesota
Revisor of Statutes