Minnesota Legislature
Office of the Revisor of Statutes
2023 Minnesota Statutes
This is an historical version of this statute chapter. Also view the most recent published version.
CHAPTER 80A. REGULATION OF SECURITIES
| Section | Headnote |
|---|---|
| 80A.01 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.02 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.03 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.04 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.041 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.05 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.06 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.07 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.08 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.09 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.10 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.11 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.115 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.12 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.122 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.125 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.13 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.14 | Subdivisions renumbered, repealed, or no longer in effect |
| 80A.15 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.16 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.17 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.18 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.19 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.20 | [Repealed, 1987 c 336 s 47] |
| 80A.21 | [Repealed, 1987 c 336 s 47] |
| 80A.22 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.23 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.24 | Subdivisions renumbered, repealed, or no longer in effect |
| 80A.25 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.26 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.27 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.28 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.29 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.30 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.31 | [Repealed, 2006 c 196 art 1 s 51,52] |
| GENERAL PROVISION | |
| 80A.40 | SECTION 101; SHORT TITLE. |
| 80A.41 | SECTION 102; DEFINITIONS. |
| 80A.42 | SECTION 103; REFERENCES TO FEDERAL STATUTES. |
| 80A.43 | SECTION 104; REFERENCES TO FEDERAL AGENCIES. |
| 80A.44 | SECTION 105; ELECTRONIC RECORDS AND SIGNATURES. |
| EXEMPTION FROM REGISTRATION OF SECURITIES | |
| 80A.45 | SECTION 201; EXEMPT SECURITIES. |
| 80A.46 | SECTION 202; EXEMPT TRANSACTIONS. |
| 80A.461 | MNVEST REGISTRATION EXEMPTION. |
| 80A.47 | SECTION 203; ADDITIONAL EXEMPTIONS AND WAIVERS. |
| 80A.48 | SECTION 204; DENIAL, SUSPENSION, REVOCATION, CONDITION, OR LIMITATION OF EXEMPTIONS. |
| REGISTRATION OF SECURITIES AND NOTICE OF FILING OF FEDERAL COVERED SECURITIES | |
| 80A.49 | SECTION 301; SECURITIES REGISTRATION REQUIREMENT. |
| 80A.50 | SECTION 302; FEDERAL COVERED SECURITIES; SMALL CORPORATE OFFERING REGISTRATION. |
| 80A.51 | SECTION 303; SECURITIES REGISTRATION BY COORDINATION. |
| 80A.52 | SECTION 304; SECURITIES REGISTRATION BY QUALIFICATION. |
| 80A.53 | SECTION 305; SECURITIES REGISTRATION FILINGS. |
| 80A.54 | SECTION 306; DENIAL, SUSPENSION, AND REVOCATION OF SECURITIES REGISTRATION. |
| 80A.55 | SECTION 307; WAIVER AND MODIFICATION. |
| BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS |
|
| 80A.56 | SECTION 401; BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.57 | SECTION 402; AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.58 | SECTION 403; INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.60 | SECTION 405; FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. |
| 80A.61 | SECTION 406; REGISTRATION BY BROKER-DEALER, AGENT, FUNDING PORTAL, INVESTMENT ADVISER, AND INVESTMENT ADVISER REPRESENTATIVE. |
| 80A.62 | SECTION 407; SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER. |
| 80A.63 | SECTION 408; TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND TRANSFER OF EMPLOYMENT OR ASSOCIATION. |
| 80A.64 | SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, AND INVESTMENT ADVISER. |
| 80A.65 | SECTION 410; FEES AND EXPENSES. |
| 80A.66 | SECTION 411; POSTREGISTRATION REQUIREMENTS. |
| 80A.67 | SECTION 412; DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION, OR LIMITATION OF REGISTRATION. |
| FRAUD AND LIABILITIES | |
| 80A.68 | SECTION 501; GENERAL FRAUD. |
| 80A.69 | SECTION 502; PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE. |
| 80A.70 | SECTION 503; EVIDENTIARY BURDEN. |
| 80A.71 | SECTION 504; FILING OF SALES AND ADVERTISING LITERATURE. |
| 80A.72 | SECTION 505; MISLEADING FILINGS. |
| 80A.73 | SECTION 506; MISREPRESENTATIONS CONCERNING REGISTRATION OR EXEMPTION. |
| 80A.74 | SECTION 507; QUALIFIED IMMUNITY. |
| 80A.75 | SECTION 508; CRIMINAL PENALTIES. |
| 80A.76 | SECTION 509; CIVIL LIABILITY. |
| 80A.77 | SECTION 510; RESCISSION OFFERS. |
| ADMINISTRATION AND JUDICIAL REVIEW | |
| 80A.78 | SECTION 601; ADMINISTRATION. |
| 80A.79 | SECTION 602; INVESTIGATIONS AND SUBPOENAS. |
| 80A.80 | SECTION 603; CIVIL ENFORCEMENT. |
| 80A.81 | SECTION 604; ADMINISTRATIVE ENFORCEMENT. |
| 80A.82 | SECTION 605; RULES, FORMS, ORDERS, INTERPRETATIVE OPINIONS, AND HEARINGS. |
| 80A.83 | SECTION 606; ADMINISTRATIVE FILES AND OPINIONS. |
| 80A.84 | SECTION 607; PUBLIC RECORDS; CONFIDENTIALITY. |
| 80A.85 | SECTION 608; UNIFORMITY AND COOPERATION WITH OTHER AGENCIES. |
| 80A.86 | SECTION 609; JUDICIAL REVIEW. |
| 80A.87 | SECTION 610; JURISDICTION. |
| 80A.88 | SECTION 611; SERVICE OF PROCESS. |
| 80A.89 | SECTION 612; SEVERABILITY CLAUSE. |
| TRANSITION | |
| 80A.90 | SECTION 703; APPLICATION OF ACT TO EXISTING PROCEEDING AND EXISTING RIGHTS AND DUTIES. |
| 80A.91 | AGENT ERRORS AND OMISSIONS INSURANCE; CHOICE OF SOURCE. |
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