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45A.03 IMMUNITY FOR GOVERNMENTAL DISCLOSURES.

A broker-dealer or investment adviser who, in good faith, makes a disclosure of information pursuant to section 45A.02, cooperates with a civil or criminal investigation of financial exploitation of an eligible adult, or testifies about alleged financial exploitation of an eligible adult in a judicial or administrative proceeding is immune from administrative or civil liability that might otherwise arise from the disclosure or testimony or for failure to notify the customer of the disclosure or testimony.

History:

2018 c 161 s 3