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Office of the Revisor of Statutes

Revisor IDR-03847
Rule TypePermanent
AgencyDepartment of Commerce
Rule TitleRegulating Securities
Rule Status
Action Date Document State Register
Request for Comment March 12, 2007 Vol. 31, Pg. 1251
Statement of Need and Reasonableness January 16, 2009 SONAR-03847
Notice of Intent to Adopt without Hearing January 20, 2009 RD-03847
Vol. 33, Pg. 1241
Disapproved ALJ Order on Review of Rules August 24, 2009 OAH-03847
Disapproved Chief ALJ Order on Review August 26, 2009 OAH-03847-1
Approved by Revisor September 29, 2009
Approved by ALJ/OAH October 01, 2009
Filed with Secretary of State October 02, 2009 C-03847
Adoption with Modifications October 26, 2009 AR-03847
Vol. 34, Pg. 593
Effective Date November 02, 2009
Rules Affected
Chapter 2875: Regulation of Securities
2875.0110, 2875.0115, 2875.0116, 2875.0120, 2875.0130, 2875.0140, 2875.0145, 2875.0146, 2875.0150, 2875.0160, 2875.0170, 2875.0180, 2875.0185, 2875.0190, 2875.0200, 2875.0210, 2875.0220, 2875.0230, 2875.0400, 2875.0410, 2875.0420, 2875.0510, 2875.0520, 2875.0530, 2875.0540, 2875.0550, 2875.0560, 2875.0570, 2875.0910, 2875.0920, 2875.0930, 2875.0940, 2875.0950, 2875.0960, 2875.0970, 2875.0980, 2875.0990, 2875.1000, 2875.1010, 2875.1020, 2875.1030, 2875.1040, 2875.1050, 2875.1051, 2875.1060, 2875.1070, 2875.1080, 2875.1090, 2875.1100, 2875.1110, 2875.1120, 2875.1130, 2875.1140, 2875.1150, 2875.1500, 2875.1505, 2875.1510, 2875.1520, 2875.1530, 2875.1540, 2875.1550, 2875.1560, 2875.1570, 2875.1580, 2875.1590, 2875.1900, 2875.1910, 2875.1920, 2875.1930, 2875.2300, 2875.2310, 2875.2320, 2875.2330, 2875.2340, 2875.2350, 2875.2360, 2875.2370, 2875.2380, 2875.2390, 2875.2400, 2875.2410, 2875.2420, 2875.2430, 2875.2440, 2875.2450, 2875.2460, 2875.2470, 2875.2480, 2875.2490, 2875.2500, 2875.2510, 2875.3000, 2875.3010, 2875.3020, 2875.3030, 2875.3040, 2875.3050, 2875.3060, 2875.3070, 2875.3080, 2875.3090, 2875.3100, 2875.3110, 2875.3120, 2875.3500, 2875.3510, 2875.3520, 2875.3530, 2875.3531, 2875.3533, 2875.3540, 2875.3900, 2875.3910, 2875.3940, 2875.3950, 2875.3960, 2875.3970, 2875.3980, 2875.4300, 2875.4310, 2875.4320, 2875.4330, 2875.4500, 2875.4510, 2875.4520, 2875.4530, 2875.4540, 2875.4550, 2875.4560, 2875.4570, 2875.4580, 2875.4590, 2875.4600, 2875.4610, 2875.5000, 2875.5010, 2875.5020, 2875.5030, 2875.5040, 2875.5050, 2875.5060, 2875.5070, 2875.5080, 2875.5090, 2875.5100, 2875.5110, 2875.5120, 2875.5130, 2875.5135, 2875.5140, 2875.5150, 2875.5160, 2875.5170, 2875.5175, 2875.5180, 2875.5190, 2875.5200, 2875.5210, 2875.5220, 2875.5230, 2875.5240, 2875.5250, 2875.5260, 2875.5270, 2875.5280, 2875.5600, 2875.5610, 2875.5620, 2875.5630, 2875.5640, 2875.5650, 2875.5660, 2875.5670, 2875.5680, 2875.5690, 2875.5710, 2875.5720, 2875.5730, 2875.5740, 2875.5750, 2875.5760, 2875.5770, 2875.5780, 2875.6100, 2875.6110, 2875.6120, 2875.6130, 2875.6140, 2875.6150, 2875.6160, 2875.6170, 2875.6180, 2875.6190, 2875.6200, 2875.6210, 2875.6220, 2875.6230, 2875.6240, 2875.6250, 2875.6260, 2875.7100, 2875.7110, 2875.7120, 2875.7130, 2875.7140, 2875.7150, 2875.7160, 2875.7170, 2875.7180, 2875.7190, 2875.7200, 2875.7210, 2875.7220, 2875.7230, 2875.7240, 2875.7250, 2875.7260, 2875.7270, 2875.7280, 2875.7290, 2875.8100, 2875.8110, 2875.8120, 2875.8130, 2875.8140, 2875.8150, 2875.8160, 2875.8170, 2875.8200, 2875.8210, 2875.8220, 2875.8230, 2875.8240, 2875.8250, 2875.8260, 2875.8270, 2875.8280, 2875.8290, 2875.8300, 2875.8310, 2875.8320, 2875.8330, 2875.8340, 2875.8350, 2875.8360, 2875.8370, 2875.8380, 2875.8390, 2875.8400, 2875.8450, 2875.9900, 2875.9905, 2875.9910, 2875.9915, 2875.9920, 2875.9925, 2875.9930, 2875.9935, 2875.9940, 2875.9945, 2875.9950, 2875.9955, 2875.9960, 2875.9965, 2875.9970
Chapter 2876: Regulating Securities
2876.1020, 2876.1021, 2876.1030, 2876.2020, 2876.2021, 2876.3020, 2876.3021, 2876.3040, 2876.3041, 2876.3042, 2876.4020, 2876.4021, 2876.4050, 2876.4060, 2876.4061, 2876.4062, 2876.4100, 2876.4101, 2876.4110, 2876.4112, 2876.4113, 2876.4114, 2876.4115, 2876.4116, 2876.4117, 2876.4120, 2876.5021, 2876.5022, 2876.5023, 2876.5024, 2876.5025, 2876.6052, 2876.6110
Statutory Authority
45.023 Rules.
80A.82 Section 605; Rules, Forms, Orders, Interpretative Opinions, And Hearings.

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