MN Legislature

Menu

Revisor of Statutes Menu

Authenticate

Pdf

Minnesota Administrative Rules

CHAPTER 2715, DOMESTIC STOCK COMPANIES

DEPARTMENT OF COMMERCE

Table of Parts
Part Title
INSIDER TRADING OF EQUITY SECURITIES
2715.4100 DEFINITIONS.
2715.4200 SECURITIES HELD OF RECORD.
2715.4300 EXEMPTED TRANSACTIONS.
REPORTS UNDER MINNESOTA STATUTES, SECTION
60A.22, SUBDIVISION 2, CLAUSE (1)
2715.4400 FILING STATEMENTS.
2715.4500 EQUITY SECURITY OWNERSHIP OVER TEN PERCENT.
2715.4600 DISCLAIMER OF BENEFICIAL OWNERSHIP.
2715.4700 EXEMPTIONS FROM CLAUSES (1) AND (2) OF THE ACT.
2715.4800 EXEMPTION OF TRANSACTIONS BY ODD-LOT DEALERS.
2715.4900 TRANSACTIONS SUBJECT TO CLAUSE (1).
2715.5000 OWNERSHIP OF SECURITIES HELD IN TRUST.
2715.5100 EXEMPTION FOR SMALL TRANSACTIONS.
2715.5200 EXEMPTION OF TRANSACTIONS THAT NEED NOT BE REPORTED UNDER CLAUSE (1).
EXEMPTIONS UNDER MINNESOTA STATUTES, SECTION 60A.22
2715.5300 DEFINITIONS.
2715.5350 CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH DISTRIBUTION.
2715.5400 ACQUISITIONS UNDER CERTAIN STOCK BONUS, OPTION, OR SIMILAR PLANS.
2715.5500 TRANSACTIONS IN WHICH SECURITIES ARE RECEIVED BY REDEEMING OTHER SECURITIES.
2715.5600 LONG TERM PROFITS INCIDENT TO SALES WITHIN SIX MONTHS OF EXERCISE.
2715.5700 ACQUISITIONS AND DISPOSITIONS OF SECURITIES PURSUANT TO MERGERS OR CONSOLIDATIONS.
2715.5800 TRANSACTIONS INVOLVING DEPOSIT OR WITHDRAWAL OF EQUITY SECURITIES UNDER VOTING TRUST OR DEPOSIT AGREEMENT.
2715.5900 TRANSACTIONS INVOLVING CONVERSION OF EQUITY SECURITIES.
2715.6000 TRANSACTIONS INVOLVING SALE OF SUBSCRIPTION RIGHTS.
2715.6100 EXEMPTION OF CERTAIN SECURITIES.
2715.6200 CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION.
2715.6300 SALES OF SECURITIES TO BE ACQUIRED.
2715.6400 ARBITRAGE TRANSACTIONS UNDER CLAUSE (5) OF THE ACT.
2715.6401 FORM A: STATEMENT OF OWNERSHIP.
2715.6402 INSTRUCTIONS FOR FORM A.
2715.6403 FORM B: CHANGES IN OWNERSHIP.
2715.6404 INSTRUCTIONS FOR FORM B.
PROXIES, CONSENTS AND AUTHORIZATIONS
2715.7100 DEFINITIONS.
2715.7200 SCOPE.
2715.7300 SOLICITATIONS TO WHICH RULES APPLY.
2715.7310 INFORMATION TO BE FURNISHED TO SECURITY HOLDERS.
2715.7320 PROXY REQUIREMENTS.
2715.7330 PRESENTATION OF INFORMATION IN PROXY STATEMENT.
2715.7340 MATERIAL REQUIRED TO BE FILED.
2715.7350 MAILING COMMUNICATIONS FOR SECURITY HOLDERS.
2715.7360 PROPOSALS OF SECURITY HOLDERS.
2715.7370 FALSE OR MISLEADING STATEMENTS.
2715.7380 PROHIBITION OF CERTAIN SOLICITATIONS.
2715.7390 SPECIAL PROVISIONS APPLICABLE TO ELECTION CONTESTS.
SCHEDULE A; INFORMATION REQUIRED IN PROXY STATEMENT
2715.7700 MINIMUM REQUIREMENT.
2715.7710 REVOCABILITY OF PROXY.
2715.7720 DISSENTERS' RIGHT OF APPRAISAL.
2715.7730 PERSONS MAKING SOLICITATIONS.
2715.7740 INTEREST OF CERTAIN PERSONS IN MATTERS TO BE ACTED UPON.
2715.7750 VOTING SECURITIES AND PRINCIPAL HOLDERS OF THEM.
2715.7760 DIRECTORS AND EXECUTIVE OFFICERS.
2715.7770 REMUNERATION OF DIRECTORS AND OFFICERS.
2715.7780 MATTERS RELATED TO ACCOUNTING.
2715.7790 BONUS, PROFIT SHARING, OTHER REMUNERATION PLANS, PENSION, AND RETIREMENT PLANS.
2715.7800 OPTIONS, WARRANTS, OR RIGHTS.
2715.7810 AUTHORIZATION OR ISSUANCE OF SECURITIES OTHER THAN FOR EXCHANGE.
2715.7820 MODIFICATION OF OR EXCHANGE OF SECURITIES.
2715.7830 MERGERS, CONSOLIDATIONS, ACQUISITIONS, AND SIMILAR MATTERS.
2715.7840 FINANCIAL STATEMENTS.
2715.7850 ACQUISITION OR DISPOSITION OF PROPERTY.
2715.7860 RESTATEMENT OF ACCOUNTS.
2715.7870 ACTION WITH RESPECT TO REPORTS.
2715.7880 MATTERS NOT REQUIRED TO BE SUBMITTED.
2715.7890 AMENDMENT OF CHARTER, BYLAWS, OR OTHER DOCUMENTS.
2715.7900 OTHER PROPOSED ACTION.
2715.7910 VOTE REQUIRED FOR APPROVAL.
SCHEDULE B; INFORMATION TO BE INCLUDED IN STATEMENTS
FILED BY OR ON BEHALF OF A PARTICIPANT OTHER THAN THE
ISSUER IN A PROXY SOLICITATION IN AN ELECTION CONTEST
2715.8300 MINIMUM REQUIREMENT.
2715.8310 ISSUER.
2715.8320 IDENTITY AND BACKGROUND.
2715.8330 INTEREST IN SECURITIES OF ISSUER.
2715.8340 FURTHER MATTERS.
2715.8350 SIGNATURE.
SCHEDULE C; INFORMATION REQUIRED IN INFORMATION STATEMENT
2715.8400 MINIMUM REQUIREMENT.
2715.8500 ALTERNATIVE COMPLIANCE.

700 State Office Building, 100 Rev. Dr. Martin Luther King Jr. Blvd., St. Paul, MN 55155 ♦ Phone: (651) 296-2868 ♦ TTY: 1-800-627-3529 ♦ Fax: (651) 296-0569