Minnesota Administrative Rules

2715.6100 EXEMPTION OF CERTAIN SECURITIES.

Any security shall be exempt from the operation of clause (3) of the act to the extent necessary to render lawful under such clause the execution by a broker of an order for an account in which the broker has no direct or indirect interest.

Statutory Authority:

MS s 60A.22

History:

17 SR 1279

Published Electronically:

September 14, 2007