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Chapter 80A
Section 80A.64
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Recent History
This is an historical version of this statute chapter. Also view the most recent published version.
80A.64 SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER,
AGENT, AND INVESTMENT ADVISER.
Withdrawal of registration by a broker-dealer, agent, or investment adviser becomes effective
60 days after the filing of the application to withdraw or within any shorter period as provided by
rule adopted or order issued under this chapter unless a revocation or suspension proceeding is
pending when the application is filed. If a proceeding is pending, withdrawal becomes effective
when and upon such conditions as required by rule adopted or order issued under this chapter. The
administrator may institute a revocation or suspension proceeding under section 80A.67 within
one year after the withdrawal became effective automatically and issue a revocation or suspension
order as of the last date on which registration was effective if a proceeding is not pending.
History: 2006 c 196 art 1 s 24
NOTE: This section, as added by Laws 2006, chapter 196, article 1, section 24, is effective
August 1, 2007. Laws 2006, chapter 196, article 1, section 52.
AGENT, AND INVESTMENT ADVISER.
Withdrawal of registration by a broker-dealer, agent, or investment adviser becomes effective
60 days after the filing of the application to withdraw or within any shorter period as provided by
rule adopted or order issued under this chapter unless a revocation or suspension proceeding is
pending when the application is filed. If a proceeding is pending, withdrawal becomes effective
when and upon such conditions as required by rule adopted or order issued under this chapter. The
administrator may institute a revocation or suspension proceeding under section 80A.67 within
one year after the withdrawal became effective automatically and issue a revocation or suspension
order as of the last date on which registration was effective if a proceeding is not pending.
History: 2006 c 196 art 1 s 24
NOTE: This section, as added by Laws 2006, chapter 196, article 1, section 24, is effective
August 1, 2007. Laws 2006, chapter 196, article 1, section 52.
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Revisor of Statutes