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Chapter 45A
Section 45A.05
Topics
Recent History
- 2020 45A.05 Amended 2020 c 85 s 5
- 2018 45A.05 New 2018 c 161 s 5
This is an historical version of this statute chapter. Also view the most recent published version.
45A.05 IMMUNITY FOR THIRD-PARTY DISCLOSURES.
(a) A broker-dealer or investment adviser who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.
(b) A financial services provider or an employee of a financial services provider who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.
History:
Official Publication of the State of Minnesota
Revisor of Statutes