2007 Minnesota Statutes

148C.095 REPORTING OBLIGATIONS.
    Subdivision 1. Permission to report. A person who has knowledge of any conduct
constituting grounds for disciplinary action relating to the practice of alcohol and drug counseling
under this chapter may report the violation to the board.
    Subd. 2. Institutions. A state agency, political subdivision, agency of a local unit of
government, private agency, hospital, clinic, prepaid medical plan, or other health care institution
or organization located in this state shall report to the board any action taken by the agency,
institution, or organization or any of its administrators or medical or other committees to revoke,
suspend, restrict, or condition an alcohol and drug counselor's privilege to practice or treat
patients or clients in the institution, or as part of the organization, any denial of privileges, or any
other disciplinary action for conduct that might constitute grounds for disciplinary action by the
board under this chapter. The institution, organization, or governmental entity shall also report the
resignation of any alcohol and drug counselors before the conclusion of any disciplinary action
proceeding for conduct that might constitute grounds for disciplinary action under this chapter, or
before the commencement of formal charges but after the practitioner had knowledge that formal
charges were contemplated or were being prepared.
    Subd. 3. Professional societies. A state or local professional society for alcohol and drug
counselors shall report to the board any termination, revocation, or suspension of membership
or any other disciplinary action taken against an alcohol and drug counselor. If the society has
received a complaint that might be grounds for discipline under this chapter against a member
on which it has not taken any disciplinary action, the society shall report the complaint and the
reason why it has not taken action on it or shall direct the complainant to the board.
    Subd. 4. Licensed professionals. A licensed health professional shall report to the board
personal knowledge of any conduct that the licensed health professional reasonably believes
constitutes grounds for disciplinary action under this chapter by an alcohol and drug counselor,
including conduct indicating that the individual may be medically incompetent, or may be
medically or physically unable to engage safely in the provision of services. If the information
was obtained in the course of a client relationship, the client is an alcohol and drug counselor, and
the treating individual successfully counsels the alcohol and drug counselor to limit or withdraw
from practice to the extent required by the impairment, the board may deem this limitation of or
withdrawal from practice to be sufficient disciplinary action.
    Subd. 5. Insurers. Each insurer authorized to sell insurance described in section 60A.06,
subdivision 1 , clause (13), and providing professional liability insurance to alcohol and drug
counselors or the Medical Joint Underwriting Association under chapter 62F, shall submit to the
board quarterly reports concerning the alcohol and drug counselors against whom malpractice
settlements and awards have been made. The report must contain at least the following
information:
(1) the total number of malpractice settlements or awards made;
(2) the date the malpractice settlements or awards were made;
(3) the allegations contained in the claim or complaint leading to the settlements or awards
made;
(4) the dollar amount of each settlement or award;
(5) the address of the practice of the alcohol and drug counselor against whom an award was
made or with whom a settlement was made; and
(6) the name of the alcohol and drug counselor against whom an award was made or with
whom a settlement was made.
The insurance company shall, in addition to the above information, submit to the board any
information, records, and files, including clients' charts and records, it possesses that tend to
substantiate a charge that a licensed alcohol and drug counselor may have engaged in conduct
violating this chapter.
    Subd. 6. Self-reporting. An alcohol and drug counselor shall report to the board any
personal action that would require that a report be filed with the board by any person, health care
facility, business, or organization under subdivisions 2 to 5. The alcohol and drug counselor shall
also report the revocation, suspension, restriction, limitation, or other disciplinary action in this
state and report the filing of charges regarding the practitioner's license or right of practice in
another state or jurisdiction.
    Subd. 7. Deadlines; forms. Reports required by subdivisions 2 to 6 must be submitted no
later than 30 days after the reporter learns of the occurrence of the reportable event or transaction.
The board may provide forms for the submission of the reports required by this section, may
require that reports be submitted on the forms provided, and may adopt rules necessary to assure
prompt and accurate reporting.
History: 1995 c 164 s 20; 2003 c 118 s 28; 2004 c 279 art 5 s 9