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Office of the Revisor of Statutes

Revisor IDR-04962
Rule TypeExpedited
AgencyDepartment of Commerce
Rule TitleProposed Expedited Rules Governing Securities Broker-Dealer Conduct
Rule Status
Action Date Document State Register
Notice of Intent to Adopt without Hearing December 01, 2025 RD-04962-1
Vol. 50, Pg. 519
Rules Affected
Chapter 2876: Proposed
2876.5021
Statutory Authority
45.023 Rules.
80A.82 Section 605; Rules, Forms, Orders, Interpretative Opinions, And Hearings.
Laws 2025, First Special Session chapter 4, article 7, section 35

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