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7404.0800 ACTIONS FOR FAILURE TO COMPLY WITH LAWS OR RULES.

The failure of an agent or employee of an agent to comply with applicable laws or rules governing the appointment of an agent and the operation of an office is cause for discontinuance of the agent appointment using the grounds specified for a deputy registrar under parts 7406.0900 to 7406.1000 and following the procedures specified in parts 7406.1100 to 7406.2600. The commissioner may issue a correction order according to the procedures in part 7406.1000. The grounds for discontinuance of an agent appointment or issuance of a correction order as specified in part 7406.1000 also include:

A.

a violation or failure to comply with a provision of this chapter; Minnesota Statutes, chapter 171; or a correction order issued by the commissioner;

B.

misappropriation, conversion, or illegal withholding of application fees required to be deposited in accordance with this chapter and Minnesota Statutes, chapter 171;

C.

grounds for denial of an appointment under part 7404.0360, subpart 7;

D.

failure to successfully complete training required by the commissioner;

E.

loss of an appointment as a deputy registrar under chapter 7406 or Minnesota Statutes, section 168.33;

F.

conviction for a felony; and

G.

allowing unauthorized persons access to records, files, or data.

Statutory Authority:

MS s 14.06; 171.06; 171.061; 373.35

History:

23 SR 1454; 32 SR 1283

Published Electronically:

February 18, 2008