Minnesota Administrative Rules
2876.4021 DIRECT COMMON CONTROL.
Broker-dealers are affiliated by direct common control, for the purpose of Minnesota Statutes, section 80A.57 (e), when 80 percent or more of the equity of each broker-dealer is beneficially owned by the same person or group of persons.
History:
34 SR 593
Published Electronically:
November 23, 2009
Official Publication of the State of Minnesota
Revisor of Statutes