The term "broker-dealer" does not include a depository institution that engages in the conditioned activities described in sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934, United States Code, title 15, section 78c(a)(4)(B)-(C).
34 SR 593
November 23, 2009
Official Publication of the State of Minnesota
Revisor of Statutes