Key: (1) language to be deleted (2) new language
Laws of Minnesota 1983
CHAPTER 210--H.F.No. 745
An act relating to the Administrative Procedure Act;
requiring certain notices to be sent to the
legislative commission to review administrative rules;
clarifying the duties of the revisor of statutes with
respect to approving the form of administrative rules;
increasing the time period for adopting a rule when
reviews by other agencies are necessary; establishing
a deadline for agency action with respect to rules
adopted without public hearing; clarifying other
provisions of the act; amending Minnesota Statutes
1982, sections 14.07; 14.08; 14.12; 14.14, subdivision
1; 14.15, subdivisions 1, 3 and 4; 14.17; 14.18;
14.19; 14.21; 14.22; 14.26; 14.32; 14.47, subdivisions
1, 5, and 8; and 14.52.
BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF MINNESOTA:
Section 1. Minnesota Statutes 1982, section 14.07, is
amended to read:
14.07 [FORM OF RULE.]
Subdivision 1. [RULE DRAFTING ASSISTANCE PROVIDED.] The
revisor of statutes shall:
(1) maintain an agency rules drafting department to draft
or aid in the drafting of rules or amendments to rules for any
agency in accordance with subdivision 3 and the objective or
other instructions which the agency shall give the revisor; and,
(2) prepare and publish an agency rules drafting guide
which shall set out the form and method for drafting rules and
amendments to rules, and to which all rules shall comply.
Subd. 2. [APPROVAL OF FORM.] No procedure agency decision
to adopt a rule, or temporary rule, or emergency rule, shall be
initiated by any agency until effective unless the agency
presents it has presented the rule to the revisor of statutes
and the revisor certifies has certified that its form is
approved. The revisor may assist in drafting rules as provided
by subdivision 3.
Subd. 3. [STANDARDS FOR FORM.] In determining the drafting
form of rules the revisor shall:
(1) minimize duplication of statutory language;
(2) not permit incorporations into the rules by reference
of publications or other documents which are not conveniently
available to the public;
(3) to the extent practicable, use plain language in rules
and avoid technical language; and
(4) amend rules by showing the text portion of the rule,
paragraph, clause, or other part of a rule being amended as
necessary to provide adequate notice of the nature of the
proposed amendment, as it is shown in the latest compilation or
supplement, or, if not yet published in a compilation or
supplement, then as the text is shown in the state register
files of the secretary of state, with changes shown by striking
and underlining words.
Subd. 4. [INCORPORATIONS BY REFERENCE.] (a) An agency may
incorporate by reference into its rules the text from Minnesota
Statutes, Minnesota Rules, United States Statutes at Large,
United States Code, Laws of Minnesota, Code of Federal
Regulations, the Federal Register, and other publications and
documents which are determined by the revisor of statutes, after
consultation with the chief hearing examiner, to be conveniently
available to the public. The agency must provide information
necessary for the revisor's determination of availability. When
presented with a rule for certification pursuant to subdivision
2 and this subdivision, the revisor of statutes should indicate
in the certification that the rule incorporates by reference
text from other publications or documents. If the revisor
certifies that the form of a rule is approved, that approval
constitutes the revisor's finding that the text of a publication
or other document other than those one listed by name in this
subdivision, and which are is incorporated by reference into the
rules, are is conveniently available to the public.
(b) For the purposes of paragraph (a), "conveniently
available to the public" means available for loan or inspection
and copying to a person living anywhere in Minnesota through a
statewide interlibrary loan system or in a public library
without charge except for reasonable copying fees and mailing
costs.
Subd. 5. [DUPLICATION OF STATUTORY LANGUAGE.] No agency
shall adopt a rule which duplicates language contained in
Minnesota Statutes unless either the hearing examiner, for rules
adopted pursuant to sections 14.13 to 14.20, or the attorney
general, for rules adopted pursuant to sections 14.21 to 14.36,
determines that duplication of the language is crucial to the
ability of a person affected by a rule to comprehend its meaning
and effect. When presented with a rule for certification
pursuant to subdivisions 2 and 4, the revisor of statutes should
indicate in the certification that the rule duplicates statutory
language.
Subd. 6. [STYLE AND FORM REVISIONS.] The revisor of
statutes shall may periodically prepare style and form revisions
of rules to clarify, modernize, or simplify the text without
material change to the rules' substance or effect. Before
beginning any revision, the revisor shall consult the agency
whose rules will be subject to the revision. After the revision
is prepared, the revisor shall present it to the agency and
receive its consent to proceed to seek adoption of the
revision. Upon receiving consent, the revisor shall seek
adoption of the rules in accordance with sections 14.05 to
14.36. However, the need and reasonableness statement and any
hearing shall be restricted to the issue of whether any material
change in the substance and effect of the rule is proposed by
the revisor. The revisor shall mail notice of any hearing to
the persons registered with the agency whose rules are the
subject of the revision. The revisor shall pay all costs to
publish notices in the State Register and to replenish the
agency's stock of rules which exist at the time the revisor
adopts the revised rules.
Subd. 7. [TECHNICAL CHANGES.] The revisor may approve the
form of a rule amendment which does not meet the requirements of
subdivision 3, clause (4), if, in the revisor's judgment, the
amendment does not change the substance of the rule and the
amendment is:
(a) a relettering or renumbering instruction;
(b) the substitution of one name for another when an
organization or position is renamed;
(c) the substitution of a reference to Minnesota Statutes
for a corresponding reference to Laws of Minnesota;
(d) the correction of a citation to rules or laws which has
become inaccurate since the rule was adopted because of
repealing or renumbering of the rule or law cited; or
(e) the correction of a similar formal defect.
This subdivision does not limit the revisor's authority to
make the changes described in clauses (a) to (e) during the
publication process under section 14.47.
Sec. 2. Minnesota Statutes 1982, section 14.08, is amended
to read:
14.08 [REVISOR OF STATUTE'S APPROVAL OF RULE FORM.]
(a) For the purpose of obtaining the revisor's certificate
of approval of the form of a rule prior to filing the rule with
the secretary of state, a copy two copies of the rule shall be
submitted by the agency to the attorney general. The attorney
general shall send one copy of the rule to the revisor on the
same day as it is submitted by the agency to the attorney
general as required by sections 14.16, 14.26, and 14.32. Within
five days after receipt of the rule, excluding weekends and
holidays, the revisor shall either deliver the certificate and
return the rule with a certificate of approval to the attorney
general or notify the attorney general and the agency that the
form of the rule will not be approved. The revisor's
certificate shall be attached to the rules filed with the
secretary of state.
(b) If the attorney general disapproves the rule, the
revisor's certificate shall be returned to the revisor by the
attorney general. If, after the attorney general disapproves
the rule, the agency modifies may modify it,. After the chief
hearing examiner's review, if any, the agency shall submit two
copies of the modified rule to the attorney general who shall
send a copy to the revisor for approval as to form as described
in paragraph (a).
(c) If the revisor refuses to approve the form of any
rules, the revisor's notice to the agency and the attorney
general shall indicate the reason for the refusal and specify
the modifications necessary so the form of the rules will be
approved.
Sec. 3. Minnesota Statutes 1982, section 14.12, is amended
to read:
14.12 [DEADLINE TO PUBLISH NOTICE.]
The agency shall, within six months 180 days after the
effective date of a law requiring rules to be promulgated,
unless otherwise specified by law, publish an appropriate notice
of intent to adopt a rule in accordance with sections 14.04 to
14.36. If an agency has not given this notice, it shall report
to the legislative commission to review administrative rules,
other appropriate committees of the legislature, and the
governor its failure to do so, and the reasons for that failure.
Sec. 4. Minnesota Statutes 1982, section 14.14,
subdivision 1, is amended to read:
Subdivision 1. [REQUIRED HEARING.] Except as otherwise
provided in chapter 14, no rule, other than a rule setting a fee
covered by section 16A.128 or 214.06, shall be adopted by any
agency unless the agency first holds a public hearing affording
all affected interests an opportunity to participate. Fee
adjustments authorized under section 16A.128 or 214.06 may be
made by rule without a public hearing when the total fees
received during the fiscal biennium will not exceed 110 percent
of the sum of all direct appropriations, transfers in, and
salary supplements for that purpose for the biennium.
Subd. 1a. [NOTICE OF RULE HEARING.] Each agency shall
maintain a list of all persons who have registered with the
agency for the purpose of receiving notice of rule hearings.
The agency may inquire as to whether those persons on the list
wish to maintain their names thereon and may remove names for
which there is a negative reply or no reply within 60 days. The
agency shall, at least 30 days prior to the date set for the
hearing, give notice of its intention to adopt rules by United
States mail to all persons on its list, and by publication in
the State Register. The mailed notice shall include either a
copy of the proposed rule or a description of the nature and
effect of the proposed rule and an announcement that a free copy
of the proposed rule is available on request from the agency.
Each agency may, at its own discretion, also contact persons not
on its list and may give notice of its intention in newsletters,
newspapers or other publications or through other means of
communication. The notice in the State Register shall include
the proposed rule or an amended rule in the form provided in
required by the revisor under section 14.07, subdivision 3,
together with a citation to the most specific statutory
authority for the proposed rule, a statement of the place, date,
and time of the public hearing, and other information as
required by law or rule. When an entire rule is proposed to be
repealed, the agency need only publish that fact, giving the
citation to the rule to be repealed in the notice.
Sec. 5. Minnesota Statutes 1982, section 14.15,
subdivision 1, is amended to read:
Subdivision 1. [TIME OF PREPARATION.] After allowing
written material to be submitted and recorded in the hearing
record for five working days after the public hearing ends, or
for a longer period not to exceed 20 days if ordered by the
hearing examiner, the hearing examiner assigned to the hearing
shall write a report as provided for in section 14.50. The
hearing examiner shall allow the agency three business days
after the closing of the hearing record to indicate in writing
whether there are amendments suggested by other persons which
the agency is willing to adopt. The agency may not submit
additional information during this three-day period. The
written acceptance of other amendments shall be added to the
hearing record.
Sec. 6. Minnesota Statutes 1982, section 14.15,
subdivision 3, is amended to read:
Subd. 3. [FINDING OF SUBSTANTIAL CHANGE.] If the report
contains a finding that a rule has been modified in a way which
makes it substantially different from that which was originally
proposed, or that the agency has not met the requirements of
sections 14.13 to 14.18, it shall be submitted to the chief
hearing examiner for approval. If the chief hearing examiner
approves the finding of the hearing examiner, the chief hearing
examiner shall advise the agency and the revisor of statutes of
actions which will correct the defects, and. The agency shall
not adopt the rule until the chief hearing examiner determines
that the defects have been corrected.
Sec. 7. Minnesota Statutes 1982, section 14.15,
subdivision 4, is amended to read:
Subd. 4. [NEED OR REASONABLENESS NOT ESTABLISHED.] If the
chief hearing examiner determines that the need for or
reasonableness of the rule has not been established pursuant to
section 14.14, subdivision 2, and if the agency does not elect
to follow the suggested actions of the chief hearing examiner to
correct that defect, then the agency shall submit the proposed
rule to the legislative commission to review administrative
rules for the commission's advice and comment. The agency shall
not adopt the rule until it has received and considered the
advice of the commission. However, the agency is not required
to delay adoption longer than 30 days after the commission has
received the agency's submission. Advice of the commission
shall not be binding on the agency.
Sec. 8. Minnesota Statutes 1982, section 14.17, is amended
to read:
14.17 [ATTORNEY GENERAL'S APPROVAL.]
The attorney general shall, within 20 days, either approve
or disapprove the rule.
If the rule is approved, the attorney general shall
promptly file two copies of it in the office of the secretary of
state with the revisor's certificate approving the form of the
rule. The secretary of state shall forward one copy of each
rule filed to the revisor of statutes.
If the rule is disapproved, the attorney general shall
state in writing the reasons and return the rule to the agency.
The attorney general shall also send a statement of reasons for
disapproving the rule to the agency, the revisor of statutes,
the chief hearing examiner, and the legislative commission to
review administrative rules. The rule shall neither be filed in
the office of the secretary nor published. Upon receiving a
rule disapproved as illegal, the agency shall either withdraw
the rule under section 14.05, subdivision 3 or modify the rule
to cure the illegality. If the rule is modified, it shall be
submitted to the chief hearing examiner who shall determine if
the modified rule is substantially different from the rule as
originally proposed. The agency shall not resubmit the rule to
the attorney general until the chief hearing examiner determines
that the rule is not substantially different from the rule as
originally proposed.
Sec. 9. Minnesota Statutes 1982, section 14.18, is amended
to read:
14.18 [PUBLICATION OF ADOPTED RULE; EFFECTIVE DATE.]
A rule is effective after it has been subjected to all
requirements described in sections 14.13 to 14.20 and five
working days after the notice of adoption is published in the
State Register unless a later date is required by law or
specified in the rule. If the rule adopted is the same as the
proposed rule, publication may be made by publishing notice in
the State Register that the rule has been adopted as proposed
and by citing the prior publication. If the rule adopted
differs from the proposed rule, the text of that portion
portions of the adopted rule which differs differ from the
proposed rule shall be included in the notice of adoption
together with a citation to the prior State Register publication
of the remainder of the proposed rule. The nature of the
modifications must be clear to a reasonable person when the
notice of adoption is considered together with the State
Register publication of the proposed rule, except that
modifications may also be made which comply with the form
requirements of section 14.07, subdivision 7.
Sec. 10. Minnesota Statutes 1982, section 14.19, is
amended to read:
14.19 [DEADLINE TO COMPLETE RULEMAKING.]
The agency shall, within six months 180 days after issuance
of the hearing examiner's report publish, submit its notice of
adoption, amendment, suspension, or repeal in to the State
Register for publication. If the agency has not filed submitted
the rules with the secretary of state and published its notice
in to the State Register within six months 180 days, the rule is
automatically withdrawn. The agency shall not adopt the
withdrawn rules without again following the procedures of
sections 14.05 to 14.36. It shall report to the legislative
commission to review administrative rules, other appropriate
committees of the legislature, and to the governor its failure
to adopt rules and the reasons for that failure. The 180-day
time limit of this section does not include any days used for
review by the chief hearing examiner, the attorney general, or
the legislative commission to review administrative rules if the
review is required by law.
Sec. 11. Minnesota Statutes 1982, section 14.21, is
amended to read:
14.21 [AUTHORITY FOR USE OF NONCONTROVERSIAL RULES
PROCEDURE.]
When an agency determines that its proposed adoption,
amendment, suspension or repeal of a rule will be
noncontroversial in nature, it may utilize the provisions of
sections 14.21 to 14.28 rather than the provisions of sections
14.11 14.13 to 14.20.
Sec. 12. Minnesota Statutes 1982, section 14.22, is
amended to read:
14.22 [NOTICE OF PROPOSED ADOPTION OF RULES.]
The agency shall give notice of its intention to adopt a
rule without public hearing. The notice shall be given by
publication in the State Register and by United States mail to
persons who have registered their names with the agency pursuant
to section 14.14, subdivision 1. The mailed notice shall
include either a copy of the proposed rule or a description of
the nature and effect of the proposed rule and an announcement
that a free copy of the proposed rule is available on request
from the agency. The notice in the State Register shall include
the proposed rule or the amended rule in the form provided in
required by the revisor under section 14.07, subdivision 3 and a
citation to the most specific statutory authority for the
proposed rule. When an entire rule is proposed to be repealed,
the notice need only state that fact, giving the citation to the
rule to be repealed in the notice. The notice shall include a
statement advising the public:
(1) that they have 30 days in which to submit comment on
the proposed rule;
(2) that no public hearing will be held unless seven or
more persons make a written request for a hearing within the 30
day comment period;
(3) of the manner in which persons shall request a hearing
on rules proposed pursuant to sections 14.21 to 14.28; and
(4) that the rule may be modified if modifications are
supported by the data and views submitted.
Sec. 13. Minnesota Statutes 1982, section 14.26, is
amended to read:
14.26 [ADOPTION OF PROPOSED RULE; SUBMISSION TO ATTORNEY
GENERAL.]
If no hearing is required, the agency shall submit to the
attorney general the proposed rule and notice as published, the
rule as proposed for adoption, any written comments received by
the agency, and a statement of need and reasonableness for the
rule. The agency shall give notice to all persons who requested
to be informed that these materials have been submitted to the
attorney general. This notice shall be given on the same day
that the record is submitted. The rule and these materials
shall be submitted to the attorney general within 180 days of
the day that the comment period for the rule is over or the rule
is automatically withdrawn. The agency shall report its failure
to adopt the rules and the reasons for that failure to the
legislative commission to review administrative rules, other
appropriate legislative committees, and the governor.
Even if the 180-day period expires while the attorney
general reviews the rule, if the attorney general rejects the
rule, the agency may resubmit it after taking corrective
action. The resubmission must occur within 30 days of when the
agency receives written notice of the disapproval. If the rule
is again disapproved, the rule is withdrawn. An agency may
resubmit at any time before the expiration of the 180-day
period. If the agency withholds some of the proposed rule, it
may not adopt the withheld portion without again following the
procedures of sections 14.13 to 14.20, 14.21 to 14.28, or 14.29
to 14.36.
The attorney general shall approve or disapprove the rule
as to its legality and its form to the extent the form relates
to legality, including the issue of substantial change, within
14 days. If the rule is approved, the attorney general shall
promptly file two copies of it in the office of the secretary of
state. The secretary of state shall forward one copy of each
rule to the revisor of statutes. If the rule is disapproved,
the attorney general shall state in writing the reasons, and the
rule shall not be filed in the office of the secretary of state,
nor published. The attorney general shall send a statement of
reasons for disapproval of the rule to the agency, the chief
hearing examiner, the legislative commission to review
administrative rules, and to the revisor of statutes.
Sec. 14. Minnesota Statutes 1982, section 14.32, is
amended to read:
14.32 [SUBMISSION TO ATTORNEY GENERAL.]
The agency shall submit to the attorney general the
proposed temporary rule as published, with any modifications.
The attorney general shall review the proposed temporary rule as
to its legality, review its form to the extent the form relates
to legality, and shall approve or disapprove the proposed
temporary rule and any modifications within five working days.
The attorney general shall send a statement of reasons for
disapproval of the rule to the agency, the chief hearing
examiner, the legislative commission to review administrative
rules, and to the revisor of statutes.
Sec. 15. Minnesota Statutes 1982, section 14.47,
subdivision 1, is amended to read:
Subdivision 1. [PLAN OF PUBLICATION AND SUPPLEMENTATION.]
The revisor of statutes shall:
(1) formulate a plan for the compilation of all permanent
agency rules and, to the extent practicable, temporary agency
rules, adopted pursuant to the administrative procedure act or
filed pursuant to the provisions of section 14.38, subdivisions
5 to 9 which were in effect at the time the rules were filed or
subdivision 11, including their order, classification,
arrangement, form, and indexing, and any appropriate tables,
annotations, cross references, citations to applicable statutes,
explanatory notes, and other appropriate material to facilitate
use of the rules by the public, and for the compilation's
composition, printing, binding and distribution;
(2) publish the compilation of permanent agency rules and,
if practicable, temporary rules, adopted pursuant to the
administrative procedure act or filed pursuant to the provisions
of section 14.38, subdivisions 5 to 9 which were in effect at
the time the rules were filed or subdivision 11, which shall be
called "Minnesota Rules";
(3) periodically either publish a supplement or a new
compilation, which includes all rules adopted since the last
supplement or compilation was published and removes rules
incorporated in prior compilations or supplements which are no
longer effective;
(4) include in Minnesota Rules a consolidated list of
publications and other documents incorporated by reference into
the rules after June 30, 1981, and found conveniently available
by the revisor under section 14.07, subdivision 4, indicating
where the publications or documents are conveniently available
for use or purchase by to the public; and,
(5) copyright any compilations and or supplements in the
name of the state of Minnesota.
Sec. 16. Minnesota Statutes 1982, section 14.47,
subdivision 5, is amended to read:
Subd. 5. [POWERS OF REVISOR.] (a) In preparing a
compilation or supplement, the revisor may renumber rules,
paragraphs, clauses or other parts of a rule; combine or divide
rules, paragraphs, clauses or other parts of a rule; rearrange
the order of rules, paragraphs, clauses, or other parts of a
rule; move paragraphs, clauses, or other parts of a rule to
another rule; remove redundant language; make minor punctuation
and grammatical changes to facilitate the renumbering,
combining, dividing, and rearranging of rules or parts of rules;
change reference numbers to agree with renumbered rules,
paragraphs, clauses or other parts of a rule; change reference
numbers to agree with renumbered statutes or parts of statutes;
substitute the proper rule, paragraph, clause, or other part of
a rule for the term "this rule," "the preceding rule" and the
like; substitute numbers for written words and written words for
numbers; substitute the term "rule" for the term "regulation"
when "regulation" refers to a Minnesota rule; substitute the
date on which the rule becomes effective for the words "the
effective date of this rule," and the like; change
capitalization, punctuation, and forms of citation for the
purpose of uniformity; convert citations of Laws of Minnesota to
citations of Minnesota Statutes; correct manifest clerical or
typographical errors; correct all misspelled words; and correct
manifest grammatical and punctuation errors; and make other
editorial changes to ensure the accuracy and utility of the
compilation or supplement.
(b) The revisor shall provide headnotes as catch words to
rules and, if appropriate, to paragraphs, clauses, or other
parts of a rule. The headnotes are not part of the rule even if
included with the rule when adopted. The revisor shall change
headnotes to clearly indicate the subject matter of the rules.
"Headnote" means any text functioning as catch words to the
substance of text and not itself communicating the substantive
content of the rule.
Sec. 17. Minnesota Statutes 1982, section 14.47,
subdivision 8, is amended to read:
Subd. 8. [SALES AND DISTRIBUTION OF COMPILATION.] Any
compilation, reissue, or supplement published by the revisor
shall be sold by the revisor for a reasonable fee and its
proceeds deposited in the general fund. An agency shall
purchase from the revisor the number of copies of the
compilation or supplement needed by the agency. The revisor
shall provide one copy of any compilation or supplement to all
Minnesota county libraries and to any public library upon its
request each county library maintained pursuant to section
134.12 or 375.33 upon its request, except in counties containing
cities of the first class. If a county has not established a
county library pursuant to section 134.12 or 375.33, the copy
will be provided to any public library in the county upon its
request.
Sec. 18. Minnesota Statutes 1982, section 14.52, is
amended to read:
14.52 [COURT REPORTERS; AUDIO RECORDINGS.]
The office of administrative hearings may maintain a court
reporter system and in addition to or in lieu thereof may
contract with nongovernmental sources for court reporter
services. The court reporters may additionally be utilized as
the chief hearing examiner directs. Unless the chief hearing
examiner determines that the use of a court reporter is more
appropriate, an audio magnetic recording device shall be used to
keep a record at any hearing which takes place under this
chapter. In all cases arising under chapter 176, the chief
hearing examiner shall use audio magnetic recording devices to
keep the record of hearings except when there are more than two
primary parties in a case and the chief hearing examiner
determines that the use of a court reporter is more
appropriate. If the chief hearing examiner determines that the
use of a court reporter is more appropriate, the cost of the
court reporter shall be paid by the state. If the chief hearing
examiner determines that the use of an audio magnetic recording
device is more appropriate in a hearing under chapter 176, any
party to that hearing may provide a court reporter at the
party's expense. Court reporters provided by a party shall be
selected from the chief hearing examiner's list of
nongovernmental sources.
The fee charged by a court reporter to a party shall not
exceed the fee which would be charged to the state pursuant to
the court reporter's contract with the state.
Court reporters serving in the court reporter system of the
office of administrative hearings shall be in the classified
service. Notwithstanding the provisions of section 15.17,
subdivision 4, copies of transcriptions of hearings conducted
pursuant to sections 14.48 to 14.56 may be obtained only through
the office of administrative hearings.
The departmental and classification seniority of an
individual who was employed as a court reporter in state service
prior to his appointment as a court reporter in the office of
administrative hearings pursuant to Laws 1975, chapter 380,
section 16, shall carry forward and be credited to his
employment with the office of administrative hearings.
Approved May 20, 1983
Official Publication of the State of Minnesota
Revisor of Statutes