See also MUTUAL FUNDS
Abandoned and unclaimed property, see ABANDONED AND UNCLAIMED PROPERTY
Accounting systems, Minn. Statutes 2020 54.27
Articles of incorporation, filing with commerce commissioner, Minn. Statutes 2020 47.08
Assets, Minn. Statutes 2020 54.27
Audits and examinations
Commerce Department, duties, Minn. Statutes 2020 46.04, 54.27
Fees, Minn. Statutes 2020 46.131, 54.294
Frequency, Minn. Statutes 2020 46.04, 54.294
Procedures, Minn. Statutes 2020 54.294
Requirements, generally, Minn. Statutes 2020 46.04
Board of directors, see Directors, trustees, officers under this topic
Bonds (officers and fiduciaries)
Characteristics, generally, Minn. Statutes 2020 45.0291
Relicensure, conditions for, Minn. Statutes 2020 45.027
Bonds (public debt), assets, types permitted, Minn. Statutes 2020 54.27
Certificate reserves, maintaining, Minn. Statutes 2020 54.27
Commerce Department, rulemaking authority, Minn. Statutes 2020 46.01, 54.27, 54.296
Conservators, appointing, liquidation of company, Minn. Statutes 2020 54.297
Contested cases
Directors, trustees, officers, removal, Minn. Statutes 2020 46.26, 46.30
Violations of law, generally, Minn. Statutes 2020 46.24, 46.26, 46.30
Credit, computing, Minn. Statutes 2020 54.295
Deeds of trust, first deeds of trust, assets, types permitted, Minn. Statutes 2020 54.27
Definitions
Banking law, Minn. Statutes 2020 46.23
Commercial Code, Minn. Statutes 2020 336.8-103
Financial institutions, liquidation, reorganization, consolidation, Minn. Statutes 2020 49.01
Unclaimed property, disposition, Minn. Statutes 2020 345.31
Directors, trustees, officers
Appointment by commissioner, temporary, Minn. Statutes 2020 46.29
Fines, violations of law, Minn. Statutes 2020 46.32
Quorum, lack caused by removal, Minn. Statutes 2020 46.29
Removal by commissioner, Minn. Statutes 2020 46.26
Service of process on, Minn. Statutes 2020 46.33
Violations of orders, Minn. Statutes 2020 46.32
Examiners, see BANK EXAMINERS
Fees
Document changes, Minn. Statutes 2020 46.131
Examinations, Minn. Statutes 2020 46.131
Investigations, Minn. Statutes 2020 46.05
Financial organizations, investment companies defined as, Minn. Statutes 2020 345.31
Fines
Commerce Department, imposing, Minn. Statutes 2020 45.027
Directors, trustees, officers, violations, Minn. Statutes 2020 46.32
Government bonds, assets, types permitted, Minn. Statutes 2020 54.27
Income, unitary business principle, exemption, definitions, Minn. Statutes 2020 290.17
Injunctions, Commerce Department, issuance by, Minn. Statutes 2020 45.027
Insolvency, receiving deposits, Minn. Statutes 2020 624.68
Insurance companies, investments, see Investments by under INSURANCE COMPANIES
Investigations
Commerce Department, generally, Minn. Statutes 2020 45.027, 46.05
Fees, Minn. Statutes 2020 46.05
Investment company security, defined, Minn. Statutes 2020 336.8-103
Investment in
Banks, Minn. Statutes 2020 48.61
Deposits, maintaining, location, Minn. Statutes 2020 54.27
Minnesota college savings plan funds, Minn. Statutes 2020 136G.07
Public retirement plans, Minn. Statutes 2020 356A.06
Trust companies, Minn. Statutes 2020 48.61
Volunteer firefighter relief associations, Minn. Statutes 2020 424A.095
Investments permitted to investment companies
Corporate and partnership farming, see CORPORATE AND PARTNERSHIP FARMING
Higher Education Facilities Authority revenue bonds, Minn. Statutes 2020 136A.38
Higher Education Office revenue bonds, Minn. Statutes 2020 136A.178
Iranian investments, divestiture of, Minn. Statutes 2020 11A.244
Municipal gas agency bonds, Minn. Statutes 2020 453A.10
Municipal power agency bonds, Minn. Statutes 2020 453.60
Regional railroad authority bonds, Minn. Statutes 2020 398A.07
Rural Finance Authority bonds, Minn. Statutes 2020 41C.10
State university revenue bonds, Minn. Statutes 2020 136F.91
Lenders, investment companies defined as, Minn. Statutes 2020 41A.02
Licenses, Minn. Statutes 2020 45.027
Liquidation
Conservators, appointing, Minn. Statutes 2020 54.297
Receivers, appointing, Minn. Statutes 2020 54.297
Voluntary liquidation, Minn. Statutes 2020 49.215
Mortgages, first mortgages, assets, types permitted, Minn. Statutes 2020 54.27
Municipal bonds, assets, types permitted, Minn. Statutes 2020 54.27
Officers, see Directors, trustees, officers under this topic
Open-end investment companies
Investments in, Minn. Statutes 2020 136G.07, 354B.25
State deferred compensation plans, investment options, Minn. Statutes 2020 356.645
Orders
Directors, officers, trustees, removal from office, Minn. Statutes 2020 46.26
Unsafe or unsound practices, cease and desist orders, Minn. Statutes 2020 46.24
Receivers, appointment, liquidation of company, Minn. Statutes 2020 54.297
Records and record keeping, Minn. Statutes 2020 46.04
Registered investment advisor firms, investments in, individual retirement account plan (IRAP), Minn. Statutes 2020 354B.25
Regulated companies, see REGULATED INVESTMENT COMPANIES
Reports given
Net income, Minn. Statutes 2020 290.36
Transactions, regulated, Minn. Statutes 2020 45.027
Securities, life insurance companies, investments, Minn. Statutes 2020 61A.28
Service of process on, procedure, Commerce Department, Minn. Statutes 2020 45.028
State bonds, assets, types permitted, Minn. Statutes 2020 54.27
Stock, local governments, investments, contracts and agreements, Minn. Statutes 2020 118A.05
Supervision, Commerce Department powers, Minn. Statutes 2020 46.05, 54.26, 54.27
Taxable net income, computation, Minn. Statutes 2020 290.36
Trustee in liquidation, appointment, duties, Minn. Statutes 2020 49.215
Trustees and officers, see Directors, trustees, officers under this topic
Trusts
Distributions as income, Minn. Statutes 2020 501C.1106
Prudent investor rule, Minn. Statutes 2020 501C.0901
Violations and penalties
Directors, trustees, officers, generally, fines, Minn. Statutes 2020 46.26, 46.32
Disobeying laws, generally, Minn. Statutes 2020 46.24
Generally, Minn. Statutes 2020 45.027
Insolvent institutions, receiving deposits, Minn. Statutes 2020 624.68
Orders violations, Minn. Statutes 2020 46.06
Unsafe practices, Minn. Statutes 2020 46.24
Voluntary liquidation, generally, Minn. Statutes 2020 49.215