INVESTMENT COMPANIES

See also MUTUAL FUNDS

Abandoned and unclaimed property, see ABANDONED AND UNCLAIMED PROPERTY

Accounting systems, Minn. Statutes 2004 54.27

Advertising, Minn. Statutes 2004 45.025

Application of law

Unitary business principle, exemption, Minn. Statutes 2004 290.17

Articles of incorporation

Filing with commerce commissioner, Minn. Statutes 2004 47.08

Assets, Minn. Statutes 2004 54.27

Audits and examinations

Commerce Department, duties, Minn. Statutes 2004 46.04, 54.27

Fees, Minn. Statutes 2004 46.131, 54.294

Frequency, Minn. Statutes 2004 46.04, 54.294

Procedures, Minn. Statutes 2004 54.294

Requirements, generally, Minn. Statutes 2004 46.04

Board of directors, see Directors, trustees, officers under this topic

Bonds (officers and fiduciaries)

Characteristics, generally, Minn. Statutes 2004 45.0291

Relicensure, conditions for, Minn. Statutes 2004 45.027

Bonds (public debt), assets, types permitted, Minn. Statutes 2004 54.27

Certificate reserves, maintaining, Minn. Statutes 2004 54.27

Conservators, appointing

Liquidation of company, Minn. Statutes 2004 54.297

Contested cases

Directors, trustees, officers, removal, Minn. Statutes 2004 46.26, 46.30

Violations of law, generally, Minn. Statutes 2004 46.24, 46.26, 46.30

Credit, computing, Minn. Statutes 2004 54.295

Deeds of trust

First deeds of trust, assets, types permitted, Minn. Statutes 2004 54.27

Definitions

Banking law, Minn. Statutes 2004 46.23

Financial institutions, liquidation, reorganization, consolidation, Minn. Statutes 2004 49.01

Income and franchise taxes, Minn. Statutes 2004 290.36

Unclaimed property, disposition, Minn. Statutes 2004 345.31

Directors, trustees, officers

Appointment by commissioner, temporary, Minn. Statutes 2004 46.29

Fines, violations of law, Minn. Statutes 2004 46.32

Quorum, lack caused by removal, Minn. Statutes 2004 46.29

Removal by commissioner, Minn. Statutes 2004 46.26

Service of process on, Minn. Statutes 2004 46.33

Violations of orders, Minn. Statutes 2004 46.32

Distributions from, Minn. Statutes 2004 501B.61, 501B.64

Examiners, see BANK EXAMINERS

Fees

Document changes, Minn. Statutes 2004 46.131

Examinations, Minn. Statutes 2004 46.131

Investigations, Minn. Statutes 2004 46.05

Financial organizations

Investment companies defined as, Minn. Statutes 2004 345.31

Fines

Commerce Department, imposing, Minn. Statutes 2004 45.027

Directors, trustees, officers, violations, Minn. Statutes 2004 46.32

Government bonds, assets, types permitted, Minn. Statutes 2004 54.27

Income

Unitary business principle, exemption, Minn. Statutes 2004 290.17

Injunctions

Commerce Department, issuance by, Minn. Statutes 2004 45.027

Insolvency, receiving deposits, Minn. Statutes 2004 624.68

Insurance companies, investments, see Investments by under INSURANCE COMPANIES

Interest rates, advertising, Minn. Statutes 2004 45.025

Investigations

Commerce Department, generally, Minn. Statutes 2004 45.027, 46.05

Fees, Minn. Statutes 2004 46.05

Investment company security, defined, Minn. Statutes 2004 336.8-103

Investment contracts, defined, Minn. Statutes 2004 290.36

Investment in

Banks, Minn. Statutes 2004 48.61

Deposits, maintaining, location, Minn. Statutes 2004 54.27

Institutional funds, Minn. Statutes 2004 309.65

Local firefighter relief associations, Minn. Statutes 2004 69.77

Local police relief associations, Minn. Statutes 2004 69.77

Minnesota college savings plan funds, Minn. Statutes 2004 136G.07

Public retirement plans, Minn. Statutes 2004 356A.06

Trust companies, Minn. Statutes 2004 48.61

Volunteer firefighter relief associations, Minn. Statutes 2004 69.775

Investments permitted to investment companies

Corporate and partnership farming, see CORPORATE AND PARTNERSHIP FARMING

Higher Education Facilities Authority revenue bonds, Minn. Statutes 2004 136A.38

Higher Education Services Office revenue bonds, Minn. Statutes 2004 136A.178

Municipal gas agency bonds, Minn. Statutes 2004 453A.10

Municipal power agency bonds, Minn. Statutes 2004 453.60

Regional railroad authority bonds, Minn. Statutes 2004 398A.07

Rural Finance Authority bonds, Minn. Statutes 2004 41C.10

State university revenue bonds, Minn. Statutes 2004 136F.91

Lawsuits, advertising violations, Minn. Statutes 2004 45.025

Lenders, investment companies defined as, Minn. Statutes 2004 41A.02

Licenses, Minn. Statutes 2004 45.027

Liquidation

Conservators, appointing, Minn. Statutes 2004 54.297

Receivers, appointing, Minn. Statutes 2004 54.297

Voluntary liquidation, Minn. Statutes 2004 49.215

Mortgages, first mortgages, assets, types permitted, Minn. Statutes 2004 54.27

Municipal bonds, assets, types permitted, Minn. Statutes 2004 54.27

Officers, see Directors, trustees, officers under this topic

Open-end investment companies

Investments in, Minn. Statutes 2004 136G.07, 352.96, 354B.25, 356.219

Shares, aggregate number, increase or decrease, Minn. Statutes 2004 302A.135

Orders

Directors, officers, trustees, removal from office, Minn. Statutes 2004 46.26

Unsafe or unsound practices, cease and desist orders, Minn. Statutes 2004 46.24

Receivers, appointment, liquidation of company, Minn. Statutes 2004 54.297

Records and record keeping, Minn. Statutes 2004 46.04

Registered investment advisor firms

Investments in, individual retirement account plan (IRAP), Minn. Statutes 2004 354B.25

Regulated companies, see REGULATED INVESTMENT COMPANIES

Reports given

Net income, Minn. Statutes 2004 290.36

Transactions, regulated, Minn. Statutes 2004 45.027

Rulemaking about, Minn. Statutes 2004 46.01, 54.27, 54.296

Securities, life insurance companies, investments, Minn. Statutes 2004 61A.28

Service of process on

Procedure, Commerce Department, Minn. Statutes 2004 45.028

State bonds, assets, types permitted, Minn. Statutes 2004 54.27

Stock, local governments

Investments, contracts and agreements, Minn. Statutes 2004 118A.05

Supervision

Commerce Department powers, Minn. Statutes 2004 46.05, 54.26, 54.27

Taxable net income, computation, Minn. Statutes 2004 290.36

Trustee in liquidation, appointment, duties, Minn. Statutes 2004 49.215

Trustees and officers, see Directors, trustees, officers under this topic

Violations and penalties

Directors, trustees, officers, generally, fines, Minn. Statutes 2004 46.26, 46.32

Disobeying laws, generally, Minn. Statutes 2004 46.24

Generally, Minn. Statutes 2004 45.027

Insolvent institutions, receiving deposits, Minn. Statutes 2004 624.68

Orders violations, Minn. Statutes 2004 46.06

Unsafe practices, Minn. Statutes 2004 46.24

Voluntary liquidation, generally, Minn. Statutes 2004 49.215