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Office of the Revisor of Statutes

Minnesota Session Laws 2007 to 2008 Index (topics)

SECURITIES

Accredited investors, Minn. Law 2008 c 256 s 2, 3, 8, 10, 11

Agents, registration, Minn. Law 2008 c 256 s 9

Broker-dealers, registration, Minn. Law 2008 c 256 s 8, 12, 15

Continuing education, Minn. Law 2008 c 256 s 14

Cooperatives, transactions exempt from registration, Minn. Law 2008 c 256 s 3

Employee benefit plans, transactions exempt from registration, Minn. Law 2008 c 256 s 3

Federal covered investment advisers, Minn. Law 2008 c 256 s 13

Federal covered securities, Minn. Law 2008 c 256 s 4, 2008 c 363 art 6 s 5

Investment adviser representatives, Minn. Law 2008 c 256 s 2, 15, 18

Investment advisers, Minn. Law 2008 c 256 s 15, 16

Registration

By qualification, Minn. Law 2008 c 256 s 5

Exempt transactions, Minn. Law 2008 c 256 s 3

Federal covered securities, Minn. Law 2008 c 256 s 4, 2008 c 363 art 6 s 5

Registration fees, refunds, Minn. Law 2007 c 57 art 3 s 35

Rulemaking about, authority, Minn. Law 2008 c 256 s 17

Small corporate offerings, registration, Minn. Law 2008 c 256 s 4, 2008 c 363 art 6 s 5

Technical corrections, Minn. Law 2008 c 256 s 5 to 2008 c 256 s 7, 9, 19 to 21

Uniform Securities Act, name change, Minn. Law 2008 c 256 s 1