BROKERS (SECURITIES)

Broker-dealers

Dishonest or unethical business practices, Minn. Law 2026 c 124 art 2 s 3

Generally, Minn. Law 2026 c 124 art 2 s 2

Broker-dealers, continuing education, Minn. Law 2025 1Sp c 4 art 7 s 10

Federal covered investment advisers, definitions, Minn. Law 2026 c 56 s 19

Investment advisers, Minn. Law 2026 c 124 art 2 s 2

Continuing education, Minn. Law 2025 1Sp c 4 art 7 s 10

Registration

Exemptions, Minn. Law 2025 1Sp c 4 art 7 s 7

Fees, Minn. Law 2025 1Sp c 4 art 7 s 8

Private fund advisers

Fees, Minn. Law 2025 1Sp c 4 art 7 s 9

Registration, Minn. Law 2025 1Sp c 4 art 7 s 7