BROKERS (SECURITIES)

Broker-dealers, annuities transactions, Minn. Law 2013 c 54

Funding portals, Minn. Law 2013 c 106 s 1, 4

Investment adviser representatives, Minn. Law 2013 c 106 s 3, 4

Investment advisers, Minn. Law 2013 c 106 s 5

Investment advisers to 3(c)(1) funds, Minn. Law 2013 c 106 s 3

Private fund advisers, Minn. Law 2013 c 106 s 1, 3, 5