BROKERS (SECURITIES)

Broker-dealers, annuities transactions, Minn. Law 2013 c 54

Broker-dealers, continuing education, Minn. Law 2024 c 114 art 2 s 41

Broker-dealers, registration, Minn. Law 2022 c 93 art 2 s 34

Broker-dealers, vulnerable adults, financial exploitation, Minn. Law 2018 c 161 s 1 to 2018 c 161 s 7, 2018 c 213 s 9

Customer information security program, Minn. Law 2024 c 114 art 2 s 1 to 2024 c 114 art 2 s 8

Funding portals, Minn. Law 2013 c 106 s 1, 4

Investment adviser representatives, Minn. Law 2013 c 106 s 3, 4

Investment adviser representatives, registration, Minn. Law 2017 c 94 art 8 s 6, 7, 2024 c 114 art 2 s 40

Investment advisers, Minn. Law 2013 c 106 s 5

Continuing education, Minn. Law 2024 c 114 art 2 s 41

Registration, Minn. Law 2024 c 114 art 2 s 40

Investment advisers, financial exploitation of seniors or vulnerable adults, definitions, Minn. Law 2019 c 59 s 1

Investment advisers, registration, Minn. Law 2022 c 93 art 2 s 34

Investment advisers to 3(c)(1) funds, Minn. Law 2013 c 106 s 3

Investment advisers, vulnerable adults, financial exploitation, Minn. Law 2018 c 161 s 1 to 2018 c 161 s 7, 2018 c 213 s 9

Private fund advisers, Minn. Law 2013 c 106 s 1, 3, 5