BROKERS (SECURITIES)

Broker-dealers, annuities transactions, Minn. Laws 2013 c 54 s

Broker-dealers, vulnerable adults, financial exploitation, Minn. Laws 2018 c 161 s 1-7, 2018 c 213 s 9

Funding portals, Minn. Laws 2013 c 106 s 1, 4

Investment adviser representatives, registration, Minn. Laws 2017 c 94 art 8 s 6, 7

Investment adviser representatives, Minn. Laws 2013 c 106 s 3, 4

Investment advisers to 3(c)(1) funds, Minn. Laws 2013 c 106 s 3

Investment advisers, financial exploitation of seniors or vulnerable adults, definitions, Minn. Laws 2019 c 59 s 1

Investment advisers, vulnerable adults, financial exploitation, Minn. Laws 2018 c 161 s 1-7, 2018 c 213 s 9

Investment advisers, Minn. Laws 2013 c 106 s 5

Private fund advisers, Minn. Laws 2013 c 106 s 1, 3, 5