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Minnesota Rules Index (topics)

INSURANCE COMPANIES

Access to data, private data on individuals, informed consent, Minn. Rules 1205.1400

Accounts and accounting, proxy statements, Minn. Rules 2715.7780, 2715.7860

Acquisitions, proxy statements, Minn. Rules 2715.7830

Annual meetings, see Shareholders under this topic

Annual reports, proxy statements, Minn. Rules 2715.7310, 2715.7390

Appraisals, mortgage deposits, Minn. Rules 2700.0400

Authority, aircraft insurers, Minn. Rules 8800.3200

Beneficial owners

Definitions, proxy statements, Minn. Rules 2715.7100

Determination, Minn. Rules 2715.4500

Insider trading, see same under this topic

Proxy statements, Minn. Rules 2715.7310, 2715.7750

Sale of equity securities, exemptions, Minn. Rules 2715.6100 to 2715.6300

Trustees, Minn. Rules 2715.5000

Beneficial ownership statements

Changes in ownership

Filing requirements, Minn. Rules 2715.4400

Form B, Minn. Rules 2715.6403, 2715.6404

Requirements, generally, Minn. Rules 2715.4900

Disclaimer, Minn. Rules 2715.4600

Exemptions

Generally, Minn. Rules 2715.4700

Gifts, Minn. Rules 2715.5100

Odd-lot dealers, Minn. Rules 2715.4800

Puts, calls, options, or other right or obligation to buy or sell securities, Minn. Rules 2715.4900

Retirement plans, Minn. Rules 2715.5000

Small transactions, Minn. Rules 2715.5100

Filing requirements, Minn. Rules 2715.4400, 2715.6402, 2715.6403

Form A (initial statement of ownership), Minn. Rules 2715.4400, 2715.6401, 2715.6402

Form B (changes in ownership), Minn. Rules 2715.4400, 2715.6403, 2715.6404

Termination of director or officer, Minn. Rules 2715.4400

Transactions requiring, Minn. Rules 2715.4900

Trustees, Minn. Rules 2715.5000

Board of directors

Arbitrage transactions, Minn. Rules 2715.6400

Beneficial ownership statements, see same under this topic

Classification, proxy statements, Minn. Rules 2715.7890

Compensation and salaries, proxy statements, Minn. Rules 2715.7760, 2715.7770, 2715.7790, 2715.7800

Election of, proxy statements, see Proxy statements under this topic

Employee stock ownership plans, Minn. Rules 2715.5400

Insider trading, see same under this topic

Sale of equity securities

Distribution, effect, Minn. Rules 2715.6200

Exemptions, Minn. Rules 2715.6100

Securities acquired, Minn. Rules 2715.6300

Stock option plans, see same under this topic

Bylaws, amendments, proxy statements, Minn. Rules 2715.7890

Charters, amendments, proxy statements, Minn. Rules 2715.7890

Definitions

Insider trading, domestic stock companies, Minn. Rules 2715.4100, 2715.5300

Proxy statements, domestic stock companies, Minn. Rules 2715.7100, 2715.7390

Deposits, securities, Minn. Rules 2700.0400

Disclosure

Information statements, Minn. Rules 2715.8400

Proxy statements

Annual report, Minn. Rules 2715.7310

Filed by or on behalf of participant other than issuer, Minn. Rules 2715.8300 to 2715.8340

Requirements, generally, Minn. Rules 2715.7700 to 2715.7910

Shareholder proposals, Minn. Rules 2715.7330, 2715.7360

Domestic stock insurance companies

Beneficial ownership statements, see same under this topic

Insider trading, see same under this topic

Proxy statements, see same under this topic

Employee stock purchase plans

Approval, Minn. Rules 2715.5400

Defined, Minn. Rules 2715.5300

Insider trading, exemptions, Minn. Rules 2715.5400

Equity securities

Arbitrage transactions, Minn. Rules 2715.6400

Beneficial ownership statements, see same under this topic

Class, defined, Minn. Rules 2715.4100

Definitions, Minn. Rules 2715.4100

Insider trading, see same under this topic

Ownership over ten percent, Minn. Rules 2715.4500

Securities held of record, determination, Minn. Rules 2715.4200

Financial institutions, insurance companies defined as, tourism loan program, Minn. Rules 4308.0020

Financial statements, proxies, Minn. Rules 2715.7310, 2715.7780, 2715.7840

Foreign insurance companies, defined, Minn. Rules 2720.0100

Funds and accounts, guaranty fund, establishment, Minn. Rules 2700.0500

Guaranty fund, establishment, Minn. Rules 2700.0500

Indebtedness, board of directors and officers, proxy statements, Minn. Rules 2715.7770

Information statements, Minn. Rules 2715.7200, 2715.7370, 2715.8400

Insider trading

Definitions, Minn. Rules 2715.4100, 2715.5300

Exemptions

Certain distributions, Minn. Rules 2715.5350

Convertible securities, Minn. Rules 2715.5900

Deposit agreements, Minn. Rules 2715.5800

Effective date, Minn. Rules 2715.4300

Employee stock purchase plans, Minn. Rules 2715.5400

Generally, Minn. Rules 2715.4700

Long term profits incident to sales within six months of exercise, Minn. Rules 2715.5600

Mergers or consolidations, Minn. Rules 2715.5700

Retirement plans, Minn. Rules 2715.5400

Securities received by redemption of other securities, Minn. Rules 2715.5500

Stock options, Minn. Rules 2715.5400

Subscription rights, Minn. Rules 2715.6000

Voting trusts, Minn. Rules 2715.5800

Securities held of record, Minn. Rules 2715.4200

Lawsuits, beneficial owners, recovery of profit, exemptions, Minn. Rules 2715.5200

Loans

Ethanol production facility loan program, Minn. Rules 1654.0010 to 1654.0070

Farm loan programs, see RURAL FINANCE AUTHORITY

Mail and mailing, proxy statements, Minn. Rules 2715.7350

Mergers

Insider trading, recovery of profits, exemption, Minn. Rules 2715.5700

Proxy statements, Minn. Rules 2715.7830

NAIC annual statements, actuaries, duties, Minn. Rules 2700.0600

Notice given, shareholders

False or misleading statements prohibited, Minn. Rules 2715.7370

Proposals, omission from proxy statement, Minn. Rules 2715.7360

Officers and employees

Arbitrage transactions, Minn. Rules 2715.6400

Beneficial ownership statements, see same under this topic

Compensation and salaries, proxy statements, Minn. Rules 2715.7760, 2715.7770, 2715.7790, 2715.7800

Definitions, Minn. Rules 2715.4100, 2715.7100

Election to board of directors, proxy statements, see Proxy statements under this topic

Employee stock ownership plans, Minn. Rules 2715.5400

Insider trading, see same under this topic

Sale of equity securities, restrictions, exemptions, Minn. Rules 2715.6100 to 2715.6300

Stock option plans, see same under this topic

Personal property, acquisition or disposition, proxy statements, Minn. Rules 2715.7850

Proxies

Application of rules, Minn. Rules 2715.7300

Definitions, Minn. Rules 2715.7100

Form of, Minn. Rules 2715.7320, 2715.7370

Revocability of, Minn. Rules 2715.7710

Scope of rules, Minn. Rules 2715.7200

Proxy statements

Accounts and accounting, Minn. Rules 2715.7780, 2715.7860

Acquisitions and mergers, Minn. Rules 2715.7830

Annual reports, Minn. Rules 2715.7310, 2715.7840

Application of rules, Minn. Rules 2715.7300

Authority to vote, conferral, Minn. Rules 2715.7320

Ballots, Minn. Rules 2715.7320

Beneficial owners, Minn. Rules 2715.7310

Bylaws, amendments, Minn. Rules 2715.7890

Charters, amendments, Minn. Rules 2715.7890

Compensation and salaries, board of directors and officers, Minn. Rules 2715.7760, 2715.7770, 2715.7790

Definitions, Minn. Rules 2715.7100

Election contests

Committee description, Minn. Rules 2715.7760

Cumulative voting rights, Minn. Rules 2715.7750

Disclosure, Minn. Rules 2715.7740, 2715.7760

Filing by or on behalf of participant other than issuer, Minn. Rules 2715.8300 to 2715.8350

Form, Minn. Rules 2715.7320

Information about nominees, Minn. Rules 2715.7760

Issuer, Minn. Rules 2715.8310, 2715.8320, 2715.8330

Meeting attendance, Minn. Rules 2715.7760

Requirements, generally, Minn. Rules 2715.7390, 2715.7730

Resignations or declinations of former board members, Minn. Rules 2715.7760

Results, Minn. Rules 2715.7760

False or misleading statements, prohibited, Minn. Rules 2715.7370

Filing requirements

Election contests, Minn. Rules 2715.7390

Generally, Minn. Rules 2715.7340

Preliminary copies, Minn. Rules 2715.7310

Scope of rules, Minn. Rules 2715.7200

Financial statements, Minn. Rules 2715.7310, 2715.7780, 2715.7840

Form, Minn. Rules 2715.7320, 2715.7330

Generally, Minn. Rules 2715.7100 to 2715.8500

Incorporation by reference, financial statements contained in annual report, Minn. Rules 2715.7840

Indebtedness, board of directors and officers, Minn. Rules 2715.7770

Information statements, Minn. Rules 2715.8400

Mailing requirements, Minn. Rules 2715.7350

NAIC, alternative compliance, Minn. Rules 2715.8500

Other proposed action, Minn. Rules 2715.7900

Property, acquisition or disposition, Minn. Rules 2715.7850

Remuneration, board of directors and officers, Minn. Rules 2715.7770, 2715.7790

Reports requiring action, Minn. Rules 2715.7870

Restatements of accounts, Minn. Rules 2715.7860

Revocability of proxy, Minn. Rules 2715.7710

Schedule A, Minn. Rules 2715.7700 to 2715.7910

Schedule B, Minn. Rules 2715.8300 to 2715.8350

Schedule C, Minn. Rules 2715.8400

Scope of rules, Minn. Rules 2715.7200

Securities, Minn. Rules 2715.7810, 2715.7820

Shareholder lists, Minn. Rules 2715.7350

Shareholder proposals, Minn. Rules 2715.7330, 2715.7360, 2715.8400

Shareholders, dissenters' right of appraisal, Minn. Rules 2715.7720

Signatures, filing by or on behalf of participant other than issuer, Minn. Rules 2715.8350

Undated or postdated solicitations, prohibited, Minn. Rules 2715.7380

Voting

Approval requirements, Minn. Rules 2715.7910

Authority, Minn. Rules 2715.7320

Ballots, Minn. Rules 2715.7320

Cumulative voting rights, Minn. Rules 2715.7750

Matters not required to be submitted, Minn. Rules 2715.7880

Rights, Minn. Rules 2715.7750

Real property, acquisition or disposition, proxy statements, Minn. Rules 2715.7850

Records and record keeping, insider trading, securities held of record, Minn. Rules 2715.4200

Reporting, flying clubs, Minn. Rules 8800.4300

Reports given

Beneficial owners statements, see same under this topic

Shareholders

Information statements, Minn. Rules 2715.8400

Proxy statements, see same under this topic

Retirement plans

Approval, Minn. Rules 2715.5400

Insider trading, exemptions, Minn. Rules 2715.5400, 2715.5600

Proxy statements, Minn. Rules 2715.7770, 2715.7790

Securities

Depositing with Commerce Department, Minn. Rules 2700.0400

Equity securities, see same under this topic

Exchange of, proxy statements, Minn. Rules 2715.7820

Issuance other than for exchange, proxy statements, Minn. Rules 2715.7810

Modification of, proxy statements, Minn. Rules 2715.7820

Shareholders

Annual meetings

Information statements, Minn. Rules 2715.8400

Notices, false or misleading statements prohibited, Minn. Rules 2715.7370

Shareholder proposals, Minn. Rules 2715.7330, 2715.7360, 2715.8400

Notice received, shareholder proposals, omission, Minn. Rules 2715.7360

Proposals, Minn. Rules 2715.7330, 2715.7360, 2715.8400

Reports received

Information statements, Minn. Rules 2715.8400

Proxy statements, see same under this topic

Rights of appraisal, proxy statements, Minn. Rules 2715.7720

Votes and voting

Approval requirements, Minn. Rules 2715.7910

Authority, Minn. Rules 2715.7320

Ballots, Minn. Rules 2715.7320

Cumulative voting rights, Minn. Rules 2715.7750

Matters not required to be submitted, Minn. Rules 2715.7880

Rights, Minn. Rules 2715.7750

Solicitations

Application of rules, Minn. Rules 2715.7300

Definitions, Minn. Rules 2715.7100

Proxy statements, see same under this topic

Scope of rules, Minn. Rules 2715.7200

Stock option plans

Approval, Minn. Rules 2715.5400

Definitions, insider trading, Minn. Rules 2715.5300

Insider trading, exemptions, Minn. Rules 2715.5400, 2715.5600

Proxy statements, Minn. Rules 2715.7770, 2715.7790, 2715.7800

Warrants

Defined, Minn. Rules 2715.5300

Insider trading, exemptions, Minn. Rules 2715.6000

Proxy statements, Minn. Rules 2715.7770, 2715.7800

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