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Chapter 80A
Section 80A.16
Topics
Recent History
- 2006 80A.16 Repealed 2006 c 196 art 1 s 51
- 1997 80A.16 Amended 1997 c 222 s 29
This is an historical version of this statute chapter. Also view the most recent published version.
80A.16 FILING OF SALES AND ADVERTISING LITERATURE.
The commissioner may by rule or order require the filing of any prospectus, pamphlet,
circular, form letter, advertisement, or other sales literature or advertising communication
addressed or intended for distribution to prospective investors, including clients or prospective
clients of an investment adviser or broker-dealer unless: (1) the security or transaction is exempted
by section 80A.15; or (2) the security is a federal covered security.
History: 1973 c 451 s 16; 1981 c 140 s 8; 1997 c 222 s 29
NOTE: This section is repealed by Laws 2006, chapter 196, article 1, section 51, effective
August 1, 2007. Laws 2006, chapter 196, article 1, section 52.
The commissioner may by rule or order require the filing of any prospectus, pamphlet,
circular, form letter, advertisement, or other sales literature or advertising communication
addressed or intended for distribution to prospective investors, including clients or prospective
clients of an investment adviser or broker-dealer unless: (1) the security or transaction is exempted
by section 80A.15; or (2) the security is a federal covered security.
History: 1973 c 451 s 16; 1981 c 140 s 8; 1997 c 222 s 29
NOTE: This section is repealed by Laws 2006, chapter 196, article 1, section 51, effective
August 1, 2007. Laws 2006, chapter 196, article 1, section 52.
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Revisor of Statutes