1.1 A bill for an act
1.2 relating to health; regulating complementary and
1.3 alternative health care practitioners; establishing
1.4 civil penalties; amending Minnesota Statutes 1999
1.5 Supplement, sections 13.99, by adding a subdivision;
1.6 147.09; and 214.01, subdivision 2; proposing coding
1.7 for new law as Minnesota Statutes, chapter 146A.
1.8 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF MINNESOTA:
1.9 COMPLEMENTARY AND ALTERNATIVE HEALTH CARE
1.10 FREEDOM OF ACCESS ACT
1.11 Section 1. Minnesota Statutes 1999 Supplement, section
1.12 13.99, is amended by adding a subdivision to read:
1.13 Subd. 42c. [UNLICENSED COMPLEMENTARY AND ALTERNATIVE
1.14 HEALTH CARE PRACTITIONERS AND CLIENTS.] Data obtained by the
1.15 commissioner of health on unlicensed complementary and
1.16 alternative health care practitioners and clients are classified
1.17 under sections 146A.06 and 146A.08.
1.18 Sec. 2. [146A.01] [DEFINITIONS.]
1.19 Subdivision 1. [TERMS.] As used in this chapter, the
1.20 following terms have the meanings given them.
1.21 Subd. 2. [COMMISSIONER.] "Commissioner" means the
1.22 commissioner of health or the commissioner's designee.
1.23 Subd. 3. [COMPLEMENTARY AND ALTERNATIVE HEALTH CARE
1.24 CLIENT.] "Complementary and alternative health care client"
1.25 means an individual who receives services from an unlicensed
1.26 complementary and alternative health care practitioner.
2.1 Subd. 4. [COMPLEMENTARY AND ALTERNATIVE HEALTH CARE
2.2 PRACTICES.] (a) "Complementary and alternative health care
2.3 practices" means the broad domain of complementary and
2.4 alternative healing methods and treatments, including but not
2.5 limited to: (1) acupressure; (2) anthroposophy; (3) aroma
2.6 therapy; (4) ayurveda; (5) cranial sacral therapy; (6)
2.7 culturally traditional healing practices; (7) detoxification
2.8 practices and therapies; (8) energetic healing; (9) polarity
2.9 therapy; (10) folk practices; (11) healing practices utilizing
2.10 food, food supplements, nutrients, and the physical forces of
2.11 heat, cold, water, touch, and light; (12) Gerson therapy and
2.12 colostrum therapy; (13) healing touch; (14) herbology or
2.13 herbalism; (15) homeopathy; (16) nondiagnostic iridology; (17)
2.14 body work, massage, and massage therapy; (18) meditation; (19)
2.15 mind-body healing practices; (20) naturopathy; (21) noninvasive
2.16 instrumentalities; and (22) traditional Oriental practices, such
2.17 as Qi Gong energy healing.
2.18 (b) Complementary and alternative health care practices do
2.19 not include surgery, x-ray radiation, administering or
2.20 dispensing legend drugs and controlled substances, practices
2.21 that invade the human body by puncture of the skin, setting
2.22 fractures, the use of medical devices as defined in section
2.23 147A.01, any practice included in the practice of dentistry as
2.24 defined in section 150A.05, subdivision 1, or the manipulation
2.25 or adjustment of articulations of joints or the spine as
2.26 described in section 146.23 or 148.01.
2.27 (c) Complementary and alternative health care practices do
2.28 not include practices that are permitted under section 147.09,
2.29 clause (11), or 148.271, clause (5).
2.30 (d) This chapter does not apply to, control, prevent, or
2.31 restrict the practice, service, or activity of lawfully
2.32 marketing or distributing food products, including dietary
2.33 supplements as defined in the federal Dietary Supplement Health
2.34 and Education Act, educating customers about such products, or
2.35 explaining the uses of such products. Under Minnesota law, an
2.36 unlicensed complementary and alternative health care
3.1 practitioner may not provide a medical diagnosis or recommend
3.2 discontinuance of medically prescribed treatments.
3.3 Subd. 5. [OFFICE OF UNLICENSED COMPLEMENTARY AND
3.4 ALTERNATIVE HEALTH CARE PRACTICE OR OFFICE.] "Office of
3.5 unlicensed complementary and alternative health care practice"
3.6 or "office" means the office of unlicensed complementary and
3.7 alternative health care practice established in section 146A.02.
3.8 Subd. 6. [UNLICENSED COMPLEMENTARY AND ALTERNATIVE HEALTH
3.9 CARE PRACTITIONER.] "Unlicensed complementary and alternative
3.10 health care practitioner" means a person who:
3.11 (1) is not licensed or registered by a health-related
3.12 licensing board or the commissioner of health, or does not hold
3.13 oneself out to the public as licensed or registered by a
3.14 health-related licensing board or the commissioner of health; or
3.15 (2) is licensed or registered by the commissioner of health
3.16 or a health-related licensing board other than the board of
3.17 medical practice, the board of dentistry, the board of
3.18 chiropractic examiners, or the board of podiatric medicine, but
3.19 does not hold oneself out to the public as being licensed or
3.20 registered by the commissioner or a health-related licensing
3.21 board when engaging in complementary and alternative health
3.22 care; and
3.23 (3) has not had a license or registration issued by a
3.24 health-related licensing board or the commissioner of health
3.25 revoked or has not been disciplined in any manner at any time in
3.26 the past, unless the privilege to engage in complementary and
3.27 alternative health care practices has been established by order
3.28 of the commissioner of health;
3.29 (4) is engaging in complementary and alternative health
3.30 care practices; and
3.31 (5) is providing complementary and alternative health care
3.32 services for remuneration or is holding oneself out to the
3.33 public as a practitioner of complementary and alternative health
3.34 care practices.
3.35 Sec. 3. [146A.02] [OFFICE OF UNLICENSED COMPLEMENTARY AND
3.36 ALTERNATIVE HEALTH CARE PRACTICE.]
4.1 Subdivision 1. [CREATION.] The office of unlicensed
4.2 complementary and alternative health care practice is created in
4.3 the department of health to investigate complaints and take and
4.4 enforce disciplinary actions against all unlicensed
4.5 complementary and alternative health care practitioners for
4.6 violations of prohibited conduct, as defined in section
4.7 146A.08. The office shall also serve as a clearinghouse on
4.8 complementary and alternative health care practices and
4.9 unlicensed complementary and alternative health care
4.10 practitioners through the dissemination of objective information
4.11 to consumers and through the development and performance of
4.12 public education activities, including outreach, regarding the
4.13 provision of complementary and alternative health care practices
4.14 and unlicensed complementary and alternative health care
4.15 practitioners who provide these services.
4.16 Subd. 2. [RULEMAKING.] The commissioner shall adopt rules
4.17 necessary to implement, administer, or enforce provisions of
4.18 this chapter pursuant to chapter 14.
4.19 Sec. 4. [146A.025] [MALTREATMENT OF MINORS.]
4.20 Nothing in this chapter shall restrict the ability of a
4.21 local welfare agency, local law enforcement agency, the
4.22 commissioner of human services, or the state to take action
4.23 regarding the maltreatment of minors under section 609.378 or
4.24 626.556. A parent who obtains complementary and alternative
4.25 health care for the parent's minor child is not relieved of the
4.26 duty to seek necessary medical care consistent with the
4.27 requirements of sections 609.378 and 626.556. A complementary
4.28 or alternative health care practitioner who is providing
4.29 services to a child who is not receiving necessary medical care
4.30 must make a report under section 626.556. A complementary or
4.31 alternative health care provider is a mandated reporter under
4.32 section 626.556, subdivision 3.
4.33 Sec. 5. [146A.03] [REPORTING OBLIGATIONS.]
4.34 Subdivision 1. [PERMISSION TO REPORT.] A person who has
4.35 knowledge of any conduct constituting grounds for disciplinary
4.36 action relating to complementary and alternative health care
5.1 practices under this chapter may report the violation to the
5.2 office.
5.3 Subd. 2. [INSTITUTIONS.] A state agency, political
5.4 subdivision, agency of a local unit of government, private
5.5 agency, hospital, clinic, prepaid medical plan, or other health
5.6 care institution or organization located in this state shall
5.7 report to the office any action taken by the agency,
5.8 institution, or organization or any of its administrators or
5.9 medical or other committees to revoke, suspend, restrict, or
5.10 condition an unlicensed complementary and alternative health
5.11 care practitioner's privilege to practice or treat complementary
5.12 and alternative health care clients in the institution or, as
5.13 part of the organization, any denial of privileges or any other
5.14 disciplinary action for conduct that might constitute grounds
5.15 for disciplinary action by the office under this chapter. The
5.16 institution, organization, or governmental entity shall also
5.17 report the resignation of any unlicensed complementary and
5.18 alternative health care practitioners prior to the conclusion of
5.19 any disciplinary action proceeding for conduct that might
5.20 constitute grounds for disciplinary action under this chapter or
5.21 prior to the commencement of formal charges but after the
5.22 practitioner had knowledge that formal charges were contemplated
5.23 or were being prepared.
5.24 Subd. 3. [PROFESSIONAL SOCIETIES.] A state or local
5.25 professional society for unlicensed complementary and
5.26 alternative health care practitioners shall report to the office
5.27 any termination, revocation, or suspension of membership or any
5.28 other disciplinary action taken against an unlicensed
5.29 complementary and alternative health care practitioner. If the
5.30 society has received a complaint that might be grounds for
5.31 discipline under this chapter against a member on which it has
5.32 not taken any disciplinary action, the society shall report the
5.33 complaint and the reason why it has not taken action on it or
5.34 shall direct the complainant to the office.
5.35 Subd. 4. [LICENSED PROFESSIONALS.] A licensed health
5.36 professional shall report to the office personal knowledge of
6.1 any conduct that the licensed health professional reasonably
6.2 believes constitutes grounds for disciplinary action under this
6.3 chapter by any unlicensed complementary and alternative health
6.4 care practitioner, including conduct indicating that the
6.5 individual may be medically incompetent or may be medically or
6.6 physically unable to engage safely in the provision of
6.7 services. If the information was obtained in the course of a
6.8 client relationship, the client is an unlicensed complementary
6.9 and alternative health care practitioner, and the treating
6.10 individual successfully counsels the other practitioner to limit
6.11 or withdraw from practice to the extent required by the
6.12 impairment, the office may deem this limitation of or withdrawal
6.13 from practice to be sufficient disciplinary action.
6.14 Subd. 5. [INSURERS.] Four times each year as prescribed by
6.15 the commissioner, each insurer authorized to sell insurance
6.16 described in section 60A.06, subdivision 1, clause (13), and
6.17 providing professional liability insurance to unlicensed
6.18 complementary and alternative health care practitioners or the
6.19 medical joint underwriting association under chapter 62F shall
6.20 submit to the office a report concerning the unlicensed
6.21 complementary and alternative health care practitioners against
6.22 whom malpractice settlements or awards have been made. The
6.23 response must contain at least the following information:
6.24 (1) the total number of malpractice settlements or awards
6.25 made;
6.26 (2) the date the malpractice settlements or awards were
6.27 made;
6.28 (3) the allegations contained in the claim or complaint
6.29 leading to the settlements or awards made;
6.30 (4) the dollar amount of each malpractice settlement or
6.31 award;
6.32 (5) the regular address of the practice of the unlicensed
6.33 complementary and alternative health care practitioner against
6.34 whom an award was made or with whom a settlement was made; and
6.35 (6) the name of the unlicensed complementary and
6.36 alternative health care practitioner against whom an award was
7.1 made or with whom a settlement was made.
7.2 The insurance company shall, in addition to the above
7.3 information, submit to the office any information, records, and
7.4 files, including clients' charts and records, it possesses that
7.5 tend to substantiate a charge that an unlicensed complementary
7.6 and alternative health care practitioner may have engaged in
7.7 conduct violating this chapter.
7.8 Subd. 6. [COURTS.] The court administrator of district
7.9 court or any other court of competent jurisdiction shall report
7.10 to the office any judgment or other determination of the court
7.11 that adjudges or includes a finding that an unlicensed
7.12 complementary and alternative health care practitioner is
7.13 mentally ill, mentally incompetent, guilty of a felony, guilty
7.14 of a violation of federal or state narcotics laws or controlled
7.15 substances act, or guilty of abuse or fraud under Medicare or
7.16 Medicaid; or that appoints a guardian of the unlicensed
7.17 complementary and alternative health care practitioner under
7.18 sections 525.54 to 525.61 or commits an unlicensed complementary
7.19 and alternative health care practitioner under chapter 253B.
7.20 Subd. 7. [SELF-REPORTING.] An unlicensed complementary and
7.21 alternative health care practitioner shall report to the office
7.22 any personal action that would require that a report be filed
7.23 with the office by any person, health care facility, business,
7.24 or organization pursuant to subdivisions 2 to 5. The
7.25 practitioner shall also report the revocation, suspension,
7.26 restriction, limitation, or other disciplinary action against
7.27 the practitioner's license, certificate, registration, or right
7.28 of practice in another state or jurisdiction for offenses that
7.29 would be subject to disciplinary action in this state and also
7.30 report the filing of charges regarding the practitioner's
7.31 license, certificate, registration, or right of practice in
7.32 another state or jurisdiction.
7.33 Subd. 8. [DEADLINES; FORMS.] Reports required by
7.34 subdivisions 2 to 7 must be submitted not later than 30 days
7.35 after the reporter learns of the occurrence of the reportable
7.36 event or transaction. The office may provide forms for the
8.1 submission of reports required by this section, may require that
8.2 reports be submitted on the forms provided, and may adopt rules
8.3 necessary to ensure prompt and accurate reporting.
8.4 Sec. 6. [146A.04] [IMMUNITY.]
8.5 Subdivision 1. [REPORTING.] Any person, other than the
8.6 unlicensed complementary and alternative health care
8.7 practitioner who committed the violation, health care facility,
8.8 business, or organization is immune from civil liability or
8.9 criminal prosecution for submitting a report to the office, for
8.10 otherwise reporting to the office violations or alleged
8.11 violations of this chapter, or for cooperating with an
8.12 investigation of a report, except as provided in this
8.13 subdivision. Any person who knowingly or recklessly makes a
8.14 false report is liable in a civil suit for any damages suffered
8.15 by the person or persons so reported and for any punitive
8.16 damages set by the court or jury. An action requires clear and
8.17 convincing evidence that the defendant made the statement with
8.18 knowledge of falsity or with reckless disregard for its truth or
8.19 falsity. The report or statement or any statement made in
8.20 cooperation with an investigation or as part of a disciplinary
8.21 proceeding is privileged except in an action brought under this
8.22 subdivision.
8.23 Subd. 2. [INVESTIGATION.] The commissioner and employees
8.24 of the department of health and other persons engaged in the
8.25 investigation of violations and in the preparation,
8.26 presentation, and management of and testimony pertaining to
8.27 charges of violations of this chapter are immune from civil
8.28 liability and criminal prosecution for any actions,
8.29 transactions, or publications in the execution of, or relating
8.30 to, their duties under this chapter.
8.31 Sec. 7. [146A.05] [DISCIPLINARY RECORD ON JUDICIAL
8.32 REVIEW.]
8.33 Upon judicial review of any disciplinary action taken by
8.34 the commissioner under this chapter, the reviewing court shall
8.35 seal the portions of the administrative record that contain data
8.36 on a complementary and alternative health care client or a
9.1 complainant under section 146A.03, and shall not make those
9.2 portions of the administrative record available to the public.
9.3 Sec. 8. [146A.06] [PROFESSIONAL COOPERATION; UNLICENSED
9.4 PRACTITIONER.]
9.5 Subdivision 1. [COOPERATION.] An unlicensed complementary
9.6 and alternative health care practitioner who is the subject of
9.7 an investigation, or who is questioned in connection with an
9.8 investigation, by or on behalf of the office, shall cooperate
9.9 fully with the investigation. Cooperation includes responding
9.10 fully and promptly to any question raised by or on behalf of the
9.11 office relating to the subject of the investigation, whether
9.12 tape recorded or not; providing copies of client records, as
9.13 reasonably requested by the office, to assist the office in its
9.14 investigation; and appearing at conferences or hearings
9.15 scheduled by the commissioner. If the office does not have a
9.16 written consent from a client permitting access to the client's
9.17 records, the unlicensed complementary and alternative health
9.18 care practitioner shall delete in the record any data that
9.19 identifies the client before providing it to the office. If an
9.20 unlicensed complementary and alternative health care
9.21 practitioner refuses to give testimony or produce any documents,
9.22 books, records, or correspondence on the basis of the fifth
9.23 amendment to the Constitution of the United States, the
9.24 commissioner may compel the unlicensed complementary and
9.25 alternative health care practitioner to provide the testimony or
9.26 information; however, the testimony or evidence may not be used
9.27 against the practitioner in any criminal proceeding. Challenges
9.28 to requests of the office may be brought before the appropriate
9.29 agency or court.
9.30 Subd. 2. [DATA.] (a) Data relating to investigations of
9.31 complaints and disciplinary actions involving unlicensed
9.32 complementary and alternative health care practitioners are
9.33 governed by this subdivision and section 13.41 does not apply.
9.34 Except as provided in section 13.39, subdivision 2, and
9.35 paragraph (b), data relating to investigations of complaints and
9.36 disciplinary actions involving unlicensed complementary and
10.1 alternative health care practitioners are public data,
10.2 regardless of the outcome of any investigation, action, or
10.3 proceeding.
10.4 (b) The following data are private data on individuals, as
10.5 defined in section 13.02:
10.6 (1) data on a complementary and alternative health care
10.7 client;
10.8 (2) data on a complainant under section 146A.03; and
10.9 (3) data on the nature or content of unsubstantiated
10.10 complaints when the information is not maintained in
10.11 anticipation of legal action.
10.12 Subd. 3. [EXCHANGING INFORMATION.] (a) The office shall
10.13 establish internal operating procedures for:
10.14 (1) exchanging information with state boards; agencies,
10.15 including the office of ombudsman for mental health and mental
10.16 retardation; health-related and law enforcement facilities;
10.17 departments responsible for licensing health-related
10.18 occupations, facilities, and programs; and law enforcement
10.19 personnel in this and other states; and
10.20 (2) coordinating investigations involving matters within
10.21 the jurisdiction of more than one regulatory agency.
10.22 (b) The procedures for exchanging information must provide
10.23 for the forwarding to the entities described in paragraph (a),
10.24 clause (1), of information and evidence, including the results
10.25 of investigations, that are relevant to matters within the
10.26 regulatory jurisdiction of the organizations in paragraph (a).
10.27 The data have the same classification in the hands of the agency
10.28 receiving the data as they have in the hands of the agency
10.29 providing the data.
10.30 (c) The office shall establish procedures for exchanging
10.31 information with other states regarding disciplinary action
10.32 against unlicensed complementary and alternative health care
10.33 practitioners.
10.34 (d) The office shall forward to another governmental agency
10.35 any complaints received by the office that do not relate to the
10.36 office's jurisdiction but that relate to matters within the
11.1 jurisdiction of the other governmental agency. The agency to
11.2 which a complaint is forwarded shall advise the office of the
11.3 disposition of the complaint. A complaint or other information
11.4 received by another governmental agency relating to a statute or
11.5 rule that the office is empowered to enforce must be forwarded
11.6 to the office to be processed in accordance with this section.
11.7 (e) The office shall furnish to a person who made a
11.8 complaint a description of the actions of the office relating to
11.9 the complaint.
11.10 Sec. 9. [146A.07] [PROFESSIONAL ACCOUNTABILITY.]
11.11 The office shall maintain and keep current a file
11.12 containing the reports and complaints filed against unlicensed
11.13 complementary and alternative health care practitioners within
11.14 the commissioner's jurisdiction. Each complaint filed with the
11.15 office must be investigated. If the files maintained by the
11.16 office show that a malpractice settlement or award has been made
11.17 against an unlicensed complementary and alternative health care
11.18 practitioner, as reported by insurers under section 146A.03,
11.19 subdivision 5, the commissioner may authorize a review of the
11.20 practitioner's practice by the staff of the office.
11.21 Sec. 10. [146A.08] [PROHIBITED CONDUCT.]
11.22 Subdivision 1. [PROHIBITED CONDUCT.] The commissioner may
11.23 impose disciplinary action as described in section 146A.09
11.24 against any unlicensed complementary and alternative health care
11.25 practitioner. The following conduct is prohibited and is
11.26 grounds for disciplinary action:
11.27 (a) Conviction of a crime, including a finding or verdict
11.28 of guilt, an admission of guilt, or a no-contest plea, in any
11.29 court in Minnesota or any other jurisdiction in the United
11.30 States, reasonably related to engaging in complementary and
11.31 alternative health care practices. Conviction, as used in this
11.32 subdivision, includes a conviction of an offense which, if
11.33 committed in this state, would be deemed a felony, gross
11.34 misdemeanor, or misdemeanor, without regard to its designation
11.35 elsewhere, or a criminal proceeding where a finding or verdict
11.36 of guilty is made or returned but the adjudication of guilt is
12.1 either withheld or not entered.
12.2 (b) Conviction of any crime against a person. For purposes
12.3 of this chapter, a crime against a person means violations of
12.4 the following: sections 609.185; 609.19; 609.195; 609.20;
12.5 609.205; 609.21; 609.215; 609.221; 609.222; 609.223; 609.224;
12.6 609.2242; 609.23; 609.231; 609.2325; 609.233; 609.2335; 609.235;
12.7 609.24; 609.245; 609.25; 609.255; 609.26, subdivision 1, clause
12.8 (1) or (2); 609.265; 609.342; 609.343; 609.344; 609.345;
12.9 609.365; 609.498, subdivision 1; 609.50, subdivision 1, clause
12.10 (1); 609.561; 609.562; 609.595; and 609.72, subdivision 3.
12.11 (c) Failure to comply with the self-reporting requirements
12.12 of section 146A.03, subdivision 7.
12.13 (d) Engaging in sexual contact with a complementary and
12.14 alternative health care client or former client, engaging in
12.15 contact that may be reasonably interpreted by a client as
12.16 sexual, engaging in any verbal behavior that is seductive or
12.17 sexually demeaning to the patient, or engaging in sexual
12.18 exploitation of a client or former client. For purposes of this
12.19 clause, "former client" means a person who has obtained services
12.20 from the unlicensed complementary and alternative health care
12.21 practitioner within the past two years.
12.22 (e) Advertising that is false, fraudulent, deceptive, or
12.23 misleading.
12.24 (f) Conduct likely to deceive, defraud, or harm the public
12.25 or demonstrating a willful or careless disregard for the health,
12.26 welfare, or safety of a complementary and alternative health
12.27 care client; or any other practice that may create danger to any
12.28 client's life, health, or safety, in any of which cases, proof
12.29 of actual injury need not be established.
12.30 (g) Adjudication as mentally incompetent or as a person who
12.31 is dangerous to self or adjudication pursuant to chapter 253B as
12.32 chemically dependent, mentally ill, mentally retarded, mentally
12.33 ill and dangerous to the public, or as a sexual psychopathic
12.34 personality or sexually dangerous person.
12.35 (h) Inability to engage in complementary and alternative
12.36 health care practices with reasonable safety to complementary
13.1 and alternative health care clients.
13.2 (i) The habitual overindulgence in the use of or the
13.3 dependence on intoxicating liquors.
13.4 (j) Improper or unauthorized personal or other use of any
13.5 legend drugs as defined in chapter 151, any chemicals as defined
13.6 in chapter 151, or any controlled substance as defined in
13.7 chapter 152.
13.8 (k) Revealing a communication from, or relating to, a
13.9 complementary and alternative health care client except when
13.10 otherwise required or permitted by law.
13.11 (l) Failure to comply with a complementary and alternative
13.12 health care client's request made under section 144.335 or to
13.13 furnish a complementary and alternative health care client
13.14 record or report required by law.
13.15 (m) Splitting fees or promising to pay a portion of a fee
13.16 to any other professional other than for services rendered by
13.17 the other professional to the complementary and alternative
13.18 health care client.
13.19 (n) Engaging in abusive or fraudulent billing practices,
13.20 including violations of the federal Medicare and Medicaid laws
13.21 or state medical assistance laws.
13.22 (o) Failure to make reports as required by section 146A.03
13.23 or cooperate with an investigation of the office.
13.24 (p) Obtaining money, property, or services from a
13.25 complementary and alternative health care client, other than
13.26 reasonable fees for services provided to the client, through the
13.27 use of undue influence, harassment, duress, deception, or fraud.
13.28 (q) Undertaking or continuing a professional relationship
13.29 with a complementary and alternative health care client in which
13.30 the objectivity of the unlicensed complementary and alternative
13.31 health care practitioner would be impaired.
13.32 (r) Failure to provide a complementary and alternative
13.33 health care client with a copy of the client bill of rights or
13.34 violation of any provision of the client bill of rights.
13.35 (s) Violating any order issued by the commissioner.
13.36 (t) Failure to comply with any provision of sections
14.1 146A.01 to 146A.11 and the rules adopted under those sections.
14.2 (u) Failure to comply with any additional disciplinary
14.3 grounds established by the commissioner by rule.
14.4 (v) Revocation, suspension, restriction, limitation, or
14.5 other disciplinary action against any health care license,
14.6 certificate, registration, or right to practice of the
14.7 unlicensed complementary and alternative health care
14.8 practitioner in this or another state or jurisdiction for
14.9 offenses that would be subject to disciplinary action in this
14.10 state or failure to report to the office that charges regarding
14.11 the practitioner's license, certificate, registration, or right
14.12 of practice have been brought in this or another state or
14.13 jurisdiction.
14.14 (w) Use of the title "doctor," "Dr.," or "physician" alone
14.15 or in combination with any other words, letters, or insignia to
14.16 describe the complementary and alternative health care practices
14.17 the practitioner provides.
14.18 (x) Failure to provide a complementary and alternative
14.19 health care client with a recommendation that the client see a
14.20 health care provider who is licensed or registered by a
14.21 health-related licensing board or the commissioner of health, if
14.22 there is a reasonable likelihood that the client needs to be
14.23 seen by a licensed or registered health care provider.
14.24 Subd. 2. [LESS CUSTOMARY APPROACH.] The fact that a
14.25 complementary and alternative health care practice may be a less
14.26 customary approach to health care shall not constitute the basis
14.27 of a disciplinary action per se.
14.28 Subd. 3. [EVIDENCE.] In disciplinary actions alleging a
14.29 violation of subdivision 1, paragraph (a), (b), (c), or (g), a
14.30 copy of the judgment or proceeding under the seal of the court
14.31 administrator or of the administrative agency that entered the
14.32 same is admissible into evidence without further authentication
14.33 and constitutes prima facie evidence of its contents.
14.34 Subd. 4. [EXAMINATION; ACCESS TO MEDICAL DATA.] (a) If the
14.35 commissioner has probable cause to believe that an unlicensed
14.36 complementary and alternative health care practitioner has
15.1 engaged in conduct prohibited by subdivision 1, paragraph (g),
15.2 (h), (i), or (j), the commissioner may issue an order directing
15.3 the practitioner to submit to a mental or physical examination
15.4 or chemical dependency evaluation. For the purpose of this
15.5 subdivision, every unlicensed complementary and alternative
15.6 health care practitioner is deemed to have consented to submit
15.7 to a mental or physical examination or chemical dependency
15.8 evaluation when ordered to do so in writing by the commissioner
15.9 and further to have waived all objections to the admissibility
15.10 of the testimony or examination reports of the health care
15.11 provider performing the examination or evaluation on the grounds
15.12 that the same constitute a privileged communication. Failure of
15.13 an unlicensed complementary and alternative health care
15.14 practitioner to submit to an examination or evaluation when
15.15 ordered, unless the failure was due to circumstances beyond the
15.16 practitioner's control, constitutes an admission that the
15.17 unlicensed complementary and alternative health care
15.18 practitioner violated subdivision 1, paragraph (g), (h), (i), or
15.19 (j), based on the factual specifications in the examination or
15.20 evaluation order and may result in a default and final
15.21 disciplinary order being entered after a contested case
15.22 hearing. An unlicensed complementary and alternative health
15.23 care practitioner affected under this paragraph shall at
15.24 reasonable intervals be given an opportunity to demonstrate that
15.25 the practitioner can resume the provision of complementary and
15.26 alternative health care practices with reasonable safety to
15.27 clients. In any proceeding under this paragraph, neither the
15.28 record of proceedings nor the orders entered by the commissioner
15.29 shall be used against an unlicensed complementary and
15.30 alternative health care practitioner in any other proceeding.
15.31 (b) In addition to ordering a physical or mental
15.32 examination or chemical dependency evaluation, the commissioner
15.33 may, notwithstanding section 13.42; 144.651; 595.02; or any
15.34 other law limiting access to medical or other health data,
15.35 obtain medical data and health records relating to an unlicensed
15.36 complementary and alternative health care practitioner without
16.1 the practitioner's consent if the commissioner has probable
16.2 cause to believe that a practitioner has engaged in conduct
16.3 prohibited by subdivision 1, paragraph (g), (h), (i), or (j).
16.4 The medical data may be requested from a provider as defined in
16.5 section 144.335, subdivision 1, paragraph (b), an insurance
16.6 company, or a government agency, including the department of
16.7 human services. A provider, insurance company, or government
16.8 agency shall comply with any written request of the commissioner
16.9 under this subdivision and is not liable in any action for
16.10 damages for releasing the data requested by the commissioner if
16.11 the data are released pursuant to a written request under this
16.12 subdivision, unless the information is false and the person or
16.13 organization giving the information knew or had reason to
16.14 believe the information was false. Information obtained under
16.15 this subdivision is private data under section 13.41.
16.16 Sec. 11. [146A.09] [DISCIPLINARY ACTIONS.]
16.17 Subdivision 1. [FORMS OF DISCIPLINARY ACTION.] When the
16.18 commissioner finds that an unlicensed complementary and
16.19 alternative health care practitioner has violated any provision
16.20 of this chapter, the commissioner may take one or more of the
16.21 following actions, only against the individual practitioner:
16.22 (1) revoke the privilege to practice;
16.23 (2) suspend the privilege to practice;
16.24 (3) impose limitations or conditions on the practitioner's
16.25 provision of complementary and alternative health care
16.26 practices, impose rehabilitation requirements, or require
16.27 practice under supervision;
16.28 (4) impose a civil penalty not exceeding $10,000 for each
16.29 separate violation, the amount of the civil penalty to be fixed
16.30 so as to deprive the practitioner of any economic advantage
16.31 gained by reason of the violation charged or to reimburse the
16.32 office for all costs of the investigation and proceeding;
16.33 (5) censure or reprimand the practitioner;
16.34 (6) impose a fee on the practitioner to reimburse the
16.35 office for all or part of the cost of the proceedings resulting
16.36 in disciplinary action including, but not limited to, the amount
17.1 paid by the office for services from the office of
17.2 administrative hearings, attorney fees, court reports,
17.3 witnesses, reproduction of records, staff time, and expense
17.4 incurred by the staff of the office of unlicensed complementary
17.5 and alternative health care practice; or
17.6 (7) any other action justified by the case.
17.7 Subd. 2. [DISCOVERY; SUBPOENAS.] In all matters relating
17.8 to the lawful activities of the office, the commissioner may
17.9 issue subpoenas and compel the attendance of witnesses and the
17.10 production of all necessary papers, books, records, documents,
17.11 and other evidentiary material. Any person failing or refusing
17.12 to appear or testify regarding any matter about which the person
17.13 may be lawfully questioned or failing to produce any papers,
17.14 books, records, documents, or other evidentiary materials in the
17.15 matter to be heard, after having been required by order of the
17.16 commissioner or by a subpoena of the commissioner to do so may,
17.17 upon application to the district court in any district, be
17.18 ordered to comply with the order or subpoena. The commissioner
17.19 may administer oaths to witnesses or take their affirmation.
17.20 Depositions may be taken within or without the state in the
17.21 manner provided by law for the taking of depositions in civil
17.22 actions. A subpoena or other process may be served upon a
17.23 person it names anywhere within the state by any officer
17.24 authorized to serve subpoenas or other process in civil actions
17.25 in the same manner as prescribed by law for service of process
17.26 issued out of the district court of this state.
17.27 Subd. 2a. [HEARINGS.] If the commissioner proposes to take
17.28 action against the practitioner as described in subdivision 1,
17.29 the commissioner must first notify the practitioner against whom
17.30 the action is proposed to be taken and provide the practitioner
17.31 with an opportunity to request a hearing under the contested
17.32 case provisions of chapter 14. If the practitioner does not
17.33 request a hearing by notifying the commissioner within 30 days
17.34 after service of the notice of the proposed action, the
17.35 commissioner may proceed with the action without a hearing.
17.36 Subd. 3. [REINSTATEMENT.] The commissioner may at the
18.1 commissioner's discretion reinstate the privilege to practice
18.2 and may impose any disciplinary measure listed under subdivision
18.3 1.
18.4 Subd. 4. [TEMPORARY SUSPENSION.] In addition to any other
18.5 remedy provided by law, the commissioner may, acting through a
18.6 person to whom the commissioner has delegated this authority and
18.7 without a hearing, temporarily suspend the right of an
18.8 unlicensed complementary and alternative health care
18.9 practitioner to practice if the commissioner's delegate finds
18.10 that the practitioner has violated a statute or rule that the
18.11 commissioner is empowered to enforce and continued practice by
18.12 the practitioner would create a serious risk of harm to others.
18.13 The suspension is in effect upon service of a written order on
18.14 the practitioner specifying the statute or rule violated. The
18.15 order remains in effect until the commissioner issues a final
18.16 order in the matter after a hearing or upon agreement between
18.17 the commissioner and the practitioner. Service of the order is
18.18 effective if the order is served on the practitioner or counsel
18.19 of record personally or by first class mail. Within ten days of
18.20 service of the order, the commissioner shall hold a hearing on
18.21 the sole issue of whether there is a reasonable basis to
18.22 continue, modify, or lift the suspension. Evidence presented by
18.23 the office or practitioner shall be in affidavit form only. The
18.24 practitioner or the counsel of record may appear for oral
18.25 argument. Within five working days after the hearing, the
18.26 commissioner shall issue the commissioner's order and, if the
18.27 suspension is continued, schedule a contested case hearing
18.28 within 45 days after issuance of the order. The administrative
18.29 law judge shall issue a report within 30 days after closing of
18.30 the contested case hearing record. The commissioner shall issue
18.31 a final order within 30 days after receipt of that report.
18.32 Subd. 5. [AUTOMATIC SUSPENSION.] The right of an
18.33 unlicensed complementary and alternative health care
18.34 practitioner to practice is automatically suspended if (1) a
18.35 guardian of an unlicensed complementary and alternative health
18.36 care practitioner is appointed by order of a court under
19.1 sections 525.54 to 525.61, or (2) the practitioner is committed
19.2 by order of a court pursuant to chapter 253B. The right to
19.3 practice remains suspended until the practitioner is restored to
19.4 capacity by a court and, upon petition by the practitioner, the
19.5 suspension is terminated by the commissioner after a hearing or
19.6 upon agreement between the commissioner and the practitioner.
19.7 Subd. 6. [LICENSED OR REGULATED PRACTITIONERS.] If a
19.8 practitioner investigated under this section is licensed or
19.9 registered by the commissioner of health or a health-related
19.10 licensing board, and if the commissioner determines that the
19.11 practitioner has violated any provision of this chapter, the
19.12 commissioner, in addition to taking disciplinary action under
19.13 this section:
19.14 (1) may, if the practitioner is licensed or regulated in
19.15 another capacity by the commissioner, take further disciplinary
19.16 action against the practitioner in that capacity; or
19.17 (2) shall, if the practitioner is licensed or registered in
19.18 another capacity by a health-related licensing board, report the
19.19 commissioner's findings under this section, and may make a
19.20 nonbinding recommendation that the board take further action
19.21 against the practitioner in that capacity.
19.22 Sec. 12. [146A.10] [ADDITIONAL REMEDIES.]
19.23 Subdivision 1. [CEASE AND DESIST.] (a) The commissioner
19.24 may issue a cease and desist order to stop a person from
19.25 violating or threatening to violate a statute, rule, or order
19.26 which the office has issued or is empowered to enforce. The
19.27 cease and desist order must state the reason for its issuance
19.28 and give notice of the person's right to request a hearing under
19.29 sections 14.57 to 14.62. If, within 15 days of service of the
19.30 order, the subject of the order fails to request a hearing in
19.31 writing, the order is the final order of the commissioner and is
19.32 not reviewable by a court or agency.
19.33 (b) A hearing must be initiated by the office not later
19.34 than 30 days from the date of the office's receipt of a written
19.35 hearing request. Within 30 days of receipt of the
19.36 administrative law judge's report, the commissioner shall issue
20.1 a final order modifying, vacating, or making permanent the cease
20.2 and desist order as the facts require. The final order remains
20.3 in effect until modified or vacated by the commissioner.
20.4 (c) When a request for a stay accompanies a timely hearing
20.5 request, the commissioner may, in the commissioner's discretion,
20.6 grant the stay. If the commissioner does not grant a requested
20.7 stay, the commissioner shall refer the request to the office of
20.8 administrative hearings within three working days of receipt of
20.9 the request. Within ten days after receiving the request from
20.10 the commissioner, an administrative law judge shall issue a
20.11 recommendation to grant or deny the stay. The commissioner
20.12 shall grant or deny the stay within five days of receiving the
20.13 administrative law judge's recommendation.
20.14 (d) In the event of noncompliance with a cease and desist
20.15 order, the commissioner may institute a proceeding in Hennepin
20.16 county district court to obtain injunctive relief or other
20.17 appropriate relief, including a civil penalty payable to the
20.18 office not exceeding $10,000 for each separate violation.
20.19 Subd. 2. [INJUNCTIVE RELIEF.] In addition to any other
20.20 remedy provided by law, including the issuance of a cease and
20.21 desist order under subdivision 1, the commissioner may in the
20.22 commissioner's own name bring an action in Hennepin county
20.23 district court for injunctive relief to restrain an unlicensed
20.24 complementary and alternative health care practitioner from a
20.25 violation or threatened violation of any statute, rule, or order
20.26 which the commissioner is empowered to regulate, enforce, or
20.27 issue. A temporary restraining order must be granted in the
20.28 proceeding if continued activity by a practitioner would create
20.29 a serious risk of harm to others. The commissioner need not
20.30 show irreparable harm.
20.31 Subd. 3. [ADDITIONAL POWERS.] The issuance of a cease and
20.32 desist order or injunctive relief granted under this section
20.33 does not relieve a practitioner from criminal prosecution by a
20.34 competent authority or from disciplinary action by the
20.35 commissioner.
20.36 Sec. 13. [146A.11] [COMPLEMENTARY AND ALTERNATIVE HEALTH
21.1 CARE CLIENT BILL OF RIGHTS.]
21.2 Subdivision 1. [SCOPE.] All unlicensed complementary and
21.3 alternative health care practitioners shall provide to each
21.4 complementary and alternative health care client prior to
21.5 providing treatment a written copy of the complementary and
21.6 alternative health care client bill of rights. A copy must also
21.7 be posted in a prominent location in the office of the
21.8 unlicensed complementary and alternative health care
21.9 practitioner. Reasonable accommodations shall be made for those
21.10 clients who cannot read or who have communication impairments
21.11 and those who do not read or speak English. The complementary
21.12 and alternative health care client bill of rights shall include
21.13 the following:
21.14 (1) the name, title, business address, and telephone number
21.15 of the unlicensed complementary and alternative health care
21.16 practitioner;
21.17 (2) the degrees, training, experience, or other
21.18 qualifications of the practitioner, followed by the following
21.19 statement in bold print:
21.20 "THE STATE OF MINNESOTA HAS NOT ADOPTED ANY EDUCATIONAL AND
21.21 TRAINING STANDARDS FOR UNLICENSED COMPLEMENTARY AND ALTERNATIVE
21.22 HEALTH CARE PRACTITIONERS. THIS STATEMENT OF CREDENTIALS IS FOR
21.23 INFORMATION PURPOSES ONLY.
21.24 Under Minnesota law, an unlicensed complementary and
21.25 alternative health care practitioner may not provide a medical
21.26 diagnosis or recommend discontinuance of medically prescribed
21.27 treatments. If a client desires a diagnosis from a licensed
21.28 physician, chiropractor, or acupuncture practitioner, or
21.29 services from a physician, chiropractor, nurse, osteopath,
21.30 physical therapist, dietitian, nutritionist, acupuncture
21.31 practitioner, athletic trainer, or any other type of health care
21.32 provider, the client may seek such services at any time.";
21.33 (3) the name, business address, and telephone number of the
21.34 practitioner's supervisor, if any;
21.35 (4) notice that a complementary and alternative health care
21.36 client has the right to file a complaint with the practitioner's
22.1 supervisor, if any, and the procedure for filing complaints;
22.2 (5) the name, address, and telephone number of the office
22.3 of unlicensed complementary and alternative health care practice
22.4 and notice that a client may file complaints with the office;
22.5 (6) the practitioner's fees per unit of service, the
22.6 practitioner's method of billing for such fees, the names of any
22.7 insurance companies that have agreed to reimburse the
22.8 practitioner, or health maintenance organizations with whom the
22.9 practitioner contracts to provide service, whether the
22.10 practitioner accepts Medicare, medical assistance, or general
22.11 assistance medical care, and whether the practitioner is willing
22.12 to accept partial payment, or to waive payment, and in what
22.13 circumstances;
22.14 (7) a statement that the client has a right to reasonable
22.15 notice of changes in services or charges;
22.16 (8) a brief summary, in plain language, of the theoretical
22.17 approach used by the practitioner in providing services to
22.18 clients;
22.19 (9) notice that the client has a right to complete and
22.20 current information concerning the practitioner's assessment and
22.21 recommended service that is to be provided, including the
22.22 expected duration of the service to be provided;
22.23 (10) a statement that clients may expect courteous
22.24 treatment and to be free from verbal, physical, or sexual abuse
22.25 by the practitioner;
22.26 (11) a statement that client records and transactions with
22.27 the practitioner are confidential, unless release of these
22.28 records is authorized in writing by the client, or otherwise
22.29 provided by law;
22.30 (12) a statement of the client's right to be allowed access
22.31 to records and written information from records in accordance
22.32 with section 144.335;
22.33 (13) a statement that other services may be available in
22.34 the community, including where information concerning services
22.35 is available;
22.36 (14) a statement that the client has the right to choose
23.1 freely among available practitioners and to change practitioners
23.2 after services have begun, within the limits of health
23.3 insurance, medical assistance, or other health programs;
23.4 (15) a statement that the client has a right to coordinated
23.5 transfer when there will be a change in the provider of
23.6 services;
23.7 (16) a statement that the client may refuse services or
23.8 treatment, unless otherwise provided by law; and
23.9 (17) a statement that the client may assert the client's
23.10 rights without retaliation.
23.11 Subd. 2. [ACKNOWLEDGMENT BY CLIENT.] Prior to the
23.12 provision of any service, a complementary and alternative health
23.13 care client must sign a written statement attesting that the
23.14 client has received the complementary and alternative health
23.15 care client bill of rights.
23.16 Sec. 14. Minnesota Statutes 1999 Supplement, section
23.17 147.09, is amended to read:
23.18 147.09 [EXEMPTIONS.]
23.19 Section 147.081 does not apply to, control, prevent or
23.20 restrict the practice, service, or activities of:
23.21 (1) A person who is a commissioned medical officer of, a
23.22 member of, or employed by, the armed forces of the United
23.23 States, the United States Public Health Service, the Veterans
23.24 Administration, any federal institution or any federal agency
23.25 while engaged in the performance of official duties within this
23.26 state, if the person is licensed elsewhere.
23.27 (2) A licensed physician from a state or country who is in
23.28 actual consultation here.
23.29 (3) A licensed or registered physician who treats the
23.30 physician's home state patients or other participating patients
23.31 while the physicians and those patients are participating
23.32 together in outdoor recreation in this state as defined by
23.33 section 86A.03, subdivision 3. A physician shall first register
23.34 with the board on a form developed by the board for that
23.35 purpose. The board shall not be required to promulgate the
23.36 contents of that form by rule. No fee shall be charged for this
24.1 registration.
24.2 (4) A student practicing under the direct supervision of a
24.3 preceptor while the student is enrolled in and regularly
24.4 attending a recognized medical school.
24.5 (5) A student who is in continuing training and performing
24.6 the duties of an intern or resident or engaged in postgraduate
24.7 work considered by the board to be the equivalent of an
24.8 internship or residency in any hospital or institution approved
24.9 for training by the board, provided the student has a residency
24.10 permit issued by the board under section 147.0391.
24.11 (6) A person employed in a scientific, sanitary, or
24.12 teaching capacity by the state university, the department of
24.13 children, families, and learning, or by any public or private
24.14 school, college, or other bona fide educational institution, a
24.15 nonprofit organization, which has tax-exempt status in
24.16 accordance with the Internal Revenue Code, section 501(c)(3),
24.17 and is organized and operated primarily for the purpose of
24.18 conducting scientific research directed towards discovering the
24.19 causes of and cures for human diseases, or the state department
24.20 of health, whose duties are entirely of a research, public
24.21 health, or educational character, while engaged in such duties;
24.22 provided that if the research includes the study of humans, such
24.23 research shall be conducted under the supervision of one or more
24.24 physicians licensed under this chapter.
24.25 (7) Physician's assistants registered in this state.
24.26 (8) A doctor of osteopathy duly licensed by the state board
24.27 of osteopathy under Minnesota Statutes 1961, sections 148.11 to
24.28 148.16, prior to May 1, 1963, who has not been granted a license
24.29 to practice medicine in accordance with this chapter provided
24.30 that the doctor confines activities within the scope of the
24.31 license.
24.32 (9) Any person licensed by a health related licensing
24.33 board, as defined in section 214.01, subdivision 2, or
24.34 registered by the commissioner of health pursuant to section
24.35 214.13, including psychological practitioners with respect to
24.36 the use of hypnosis; provided that the person confines
25.1 activities within the scope of the license.
25.2 (10) A person who practices ritual circumcision pursuant to
25.3 the requirements or tenets of any established religion.
25.4 (11) A Christian Scientist or other person who endeavors to
25.5 prevent or cure disease or suffering exclusively by mental or
25.6 spiritual means or by prayer.
25.7 (12) A physician licensed to practice medicine in another
25.8 state who is in this state for the sole purpose of providing
25.9 medical services at a competitive athletic event. The physician
25.10 may practice medicine only on participants in the athletic
25.11 event. A physician shall first register with the board on a
25.12 form developed by the board for that purpose. The board shall
25.13 not be required to adopt the contents of the form by rule. The
25.14 physician shall provide evidence satisfactory to the board of a
25.15 current unrestricted license in another state. The board shall
25.16 charge a fee of $50 for the registration.
25.17 (13) A psychologist licensed under section 148.907 or a
25.18 social worker licensed under section 148B.21 who uses or
25.19 supervises the use of a penile or vaginal plethysmograph in
25.20 assessing and treating individuals suspected of engaging in
25.21 aberrant sexual behavior and sex offenders.
25.22 (14) Any person issued a training course certificate or
25.23 credentialed by the emergency medical services regulatory board
25.24 established in chapter 144E, provided the person confines
25.25 activities within the scope of training at the certified or
25.26 credentialed level.
25.27 (15) An unlicensed complementary and alternative health
25.28 care practitioner practicing according to chapter 146A.
25.29 Sec. 15. Minnesota Statutes 1999 Supplement, section
25.30 214.01, subdivision 2, is amended to read:
25.31 Subd. 2. [HEALTH-RELATED LICENSING BOARD.] "Health-related
25.32 licensing board" means the board of examiners of nursing home
25.33 administrators established pursuant to section 144A.19, the
25.34 office of unlicensed complementary and alternative health care
25.35 practice established pursuant to section 146A.02, the board of
25.36 medical practice created pursuant to section 147.01, the board
26.1 of nursing created pursuant to section 148.181, the board of
26.2 chiropractic examiners established pursuant to section 148.02,
26.3 the board of optometry established pursuant to section 148.52,
26.4 the board of physical therapy established pursuant to section
26.5 148.67, the board of psychology established pursuant to section
26.6 148.90, the board of social work pursuant to section 148B.19,
26.7 the board of marriage and family therapy pursuant to section
26.8 148B.30, the office of mental health practice established
26.9 pursuant to section 148B.61, the alcohol and drug counselors
26.10 licensing advisory council established pursuant to section
26.11 148C.02, the board of dietetics and nutrition practice
26.12 established under section 148.622, the board of dentistry
26.13 established pursuant to section 150A.02, the board of pharmacy
26.14 established pursuant to section 151.02, the board of podiatric
26.15 medicine established pursuant to section 153.02, and the board
26.16 of veterinary medicine, established pursuant to section 156.01.
26.17 Sec. 16. [REPORT TO THE LEGISLATURE.]
26.18 The commissioner of health shall report to the legislature
26.19 by January 1, 2003, on the number and types of complaints
26.20 received against unlicensed complementary and alternative health
26.21 care practitioners pursuant to Minnesota Statutes, chapter 146A,
26.22 the types of practitioners against whom complaints were filed,
26.23 and the locations of the practitioners, the number of
26.24 investigations conducted, and the number and types of
26.25 enforcement actions completed. The report must be filed in
26.26 accordance with Minnesota Statutes, sections 3.195 and 3.197.
26.27 Sec. 17. [EFFECTIVE DATE.]
26.28 Sections 1 to 16 are effective July 1, 2001.