1.1 	A bill for an act
1.2 	relating to health licensing; changing licensing provisions for alcohol and 
1.3 	drug counselors and licensed counselors; providing penalties; setting licensing 
1.4 	fees;amending Minnesota Statutes 2010, sections 13.383, subdivision 11a; 
1.5 	148B.5301, subdivisions 1, 4, by adding a subdivision; 148B.54, subdivisions 2, 
1.6 	3; proposing coding for new law as Minnesota Statutes, chapter 148F; repealing 
1.7 	Minnesota Statutes 2010, sections 148C.01, subdivisions 1, 1a, 2, 2a, 2b, 2c, 2d, 
1.8 	2e, 2f, 2g, 4, 4a, 5, 7, 9, 10, 11, 11a, 12, 12a, 13, 14, 15, 16, 17, 18; 148C.015; 
1.9 	148C.03, subdivisions 1, 4; 148C.0351, subdivisions 1, 3, 4; 148C.0355; 
1.10 	148C.04, subdivisions 1, 2, 3, 4, 5a, 6, 7; 148C.044; 148C.045; 148C.05, 
1.11 	subdivisions 1, 1a, 5, 6; 148C.055; 148C.07; 148C.075; 148C.08; 148C.09, 
1.12 	subdivisions 1, 1a, 2, 4; 148C.091; 148C.093; 148C.095; 148C.099; 148C.10, 
1.13 	subdivisions 1, 2, 3; 148C.11; 148C.12, subdivisions 1, 2, 3, 5, 6, 7, 8, 9, 10, 
1.14 	11, 12, 13, 14, 15; Minnesota Rules, parts 4747.0010; 4747.0020; 4747.0030, 
1.15 	subparts 1, 2, 3, 4, 5, 7, 8, 9, 10, 15, 17, 18, 20, 21, 22, 24, 29; 4747.0040; 
1.16 	4747.0050; 4747.0060; 4747.0070, subparts 1, 2, 3, 6; 4747.0200; 4747.0400, 
1.17 	subpart 1; 4747.0700; 4747.0800; 4747.0900; 4747.1100, subparts 1, 4, 5, 6, 
1.18 	7, 8, 9; 4747.1400, subparts 1, 2, 3, 4, 5, 6, 7, 8, 10, 11, 12, 13; 4747.1500; 
1.19 	6310.3100, subpart 2; 6310.3600; 6310.3700, subpart 1.
1.20 	BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF MINNESOTA:

1.21 	ARTICLE 1
1.22 	ALCOHOL AND DRUG COUNSELORS.

1.23 	Section 1. Minnesota Statutes 2010, section 13.383, subdivision 11a, is amended to 
1.24 	read:
1.25 		Subd. 11a.Alcohol and drug counselor licensing; sharing. (a) Sharing of data 
1.26 	collected for licensing of alcohol and drug counselors is governed by section 148C.099, 
1.27 	subdivision 2.
2.1 	(b) Information obtained as part of an investigation or evaluation of a drug 
2.2 	and alcohol counselor is governed by section 148F.025, subdivision 4, or 148F.090, 
2.3 	subdivision 6.

2.4 	Sec. 2. [148F.001] SCOPE.
2.5 	This chapter applies to all applicants and licensees, all persons who use the title 
2.6 	alcohol and drug counselor, and all persons in or out of this state who provide alcohol 
2.7 	and drug counseling services to clients who reside in this state unless there are specific 
2.8 	applicable exemptions provided by law.

2.9 	Sec. 3. [148F.010] DEFINITIONS.
2.10 		Subdivision 1.Scope. For purposes of this chapter, the terms in this section have 
2.11 	the meanings given.
2.12 		Subd. 2.Abuse. "Abuse" means a maladaptive pattern of substance use leading to 
2.13 	clinically significant impairment or distress, as manifested by one or more of the following 
2.14 	occurring at any time during the same 12-month period:
2.15 	(1) recurrent substance use resulting in a failure to fulfill major role obligations at 
2.16 	work, school, or home;
2.17 	(2) recurrent substance use in situations in which it is physically hazardous;
2.18 	(3) recurrent substance-related legal problems; and
2.19 	(4) continued substance use despite having persistent or recurrent social or 
2.20 	interpersonal problems caused or exacerbated by the effects of the substance.
2.21 		Subd. 3.Accredited school or educational program. "Accredited school or 
2.22 	educational program" means a school of alcohol and drug counseling, university, college, 
2.23 	or other postsecondary education program that, at the time the student completes 
2.24 	the program, is accredited by a regional accrediting association whose standards are 
2.25 	substantially equivalent to those of the North Central Association of Colleges and 
2.26 	Postsecondary Education Institutions or an accrediting association that evaluates schools 
2.27 	of alcohol and drug counseling for inclusion of the education, practicum, and core function 
2.28 	standards in this chapter.
2.29 		Subd. 4.Alcohol and drug counseling practicum. "Alcohol and drug counseling 
2.30 	practicum" means formal experience gained by a student and supervised by a person either 
2.31 	licensed under this chapter or exempt under its provisions, as part of an accredited school 
2.32 	or educational program of alcohol and drug counseling.
3.1 		Subd. 5.Alcohol and drug counselor. "Alcohol and drug counselor" means a 
3.2 	person who holds a valid license issued under this chapter to engage in the practice of 
3.3 	alcohol and drug counseling.
3.4 		Subd. 6.Applicant. "Applicant" means a person seeking a license or temporary 
3.5 	permit under this chapter.
3.6 		Subd. 7.Board. "Board" means the Board of Behavioral Health and Therapy 
3.7 	established in section 148B.51.
3.8 		Subd. 8.Client. "Client" means an individual who is the recipient of any of the 
3.9 	alcohol and drug counseling services described in this section.  Client also means "patient" 
3.10 	as defined in section 144.291, subdivision 2, paragraph (g).
3.11 		Subd. 9.Competence. "Competence" means the ability to provide services within 
3.12 	the practice of alcohol and drug counseling as defined in subdivision 18, that: 
3.13 	(1) are rendered with reasonable skill and safety;
3.14 	(2) meet minimum standards of acceptable and prevailing practice as described 
3.15 	in section 148F.120; and
3.16 	(3) take into account human diversity.
3.17 		Subd. 10.Core functions. "Core functions" means the following services provided 
3.18 	in alcohol and drug treatment:
3.19 	(1) "screening" means the process by which a client is determined appropriate and 
3.20 	eligible for admission to a particular program;
3.21 	(2) "intake" means the administrative and initial assessment procedures for 
3.22 	admission to a program;
3.23 	(3) "orientation" means describing to the client the general nature and goals of the 
3.24 	program; rules governing client conduct and infractions that can lead to disciplinary 
3.25 	action or discharge from the program; in a nonresidential program, the hours during which 
3.26 	services are available; treatment costs to be borne by the client, if any; and client's rights;
3.27 	(4) "assessment" means those procedures by which a counselor identifies and 
3.28 	evaluates an individual's strengths, weaknesses, problems, and needs to develop a 
3.29 	treatment plan or make recommendations for level of care placement;
3.30 	(5) "treatment planning" means the process by which the counselor and the client 
3.31 	identify and rank problems needing resolution; establish agreed upon immediate and 
3.32 	long-term goals; and decide on a treatment process and the sources to be utilized;
3.33 	(6) "counseling" means the utilization of special skills to assist individuals, families, 
3.34 	or groups in achieving objectives through exploration of a problem and its ramifications; 
3.35 	examination of attitudes and feelings; consideration of alternative solutions; and decision 
3.36 	making;
4.1 	(7) "case management" means activities that bring services, agencies, resources, 
4.2 	or people together within a planned framework of action toward the achievement of 
4.3 	established goals;
4.4 	(8) "crisis intervention" means those services which respond to an alcohol or other 
4.5 	drug user's needs during acute emotional or physical distress;
4.6 	(9) "client education" means the provision of information to clients who are 
4.7 	receiving or seeking counseling concerning alcohol and other drug abuse and the available 
4.8 	services and resources;
4.9 	(10) "referral" means identifying the needs of the client which cannot be met by the 
4.10 	counselor or agency and assisting the client to utilize the support systems and available 
4.11 	community resources;
4.12 	(11) "reports and record keeping" means charting the results of the assessment 
4.13 	and treatment plan and writing reports, progress notes, discharge summaries, and other 
4.14 	client-related data; and
4.15 	(12) "consultation with other professionals regarding client treatment and services" 
4.16 	means communicating with other professionals in regard to client treatment and services 
4.17 	to assure comprehensive, quality care for the client.
4.18 		Subd. 11.Credential. "Credential" means a license, permit, certification, 
4.19 	registration, or other evidence of qualification or authorization to engage in the practice of 
4.20 	an occupation in any state or jurisdiction.
4.21 		Subd. 12.Dependent on the provider. "Dependent on the provider" means that the 
4.22 	nature of a former client's emotional or cognitive condition and the nature of the services 
4.23 	by the provider are such that the provider knows or should have known that the former 
4.24 	client is unable to withhold consent to sexually exploitative behavior by the provider.
4.25 		Subd. 13.Familial. "Familial" means of, involving, related to, or common to a 
4.26 	family member as defined in subdivision 14.
4.27 		Subd. 14.Family member or member of the family. "Family member" or 
4.28 	"member of the family" means a spouse, parent, offspring, sibling, grandparent, 
4.29 	grandchild, uncle, aunt, niece, or nephew, or an individual who serves in the role of one of 
4.30 	the foregoing.
4.31 		Subd. 15.Group clients. "Group clients" means two or more individuals who are 
4.32 	each a corecipient of alcohol and drug counseling services. Group clients may include, 
4.33 	but are not limited to, two or more family members, when each is the direct recipient of 
4.34 	services, or each client receiving group counseling services.
5.1 		Subd. 16.Informed consent. "Informed consent" means an agreement between 
5.2 	a provider and a client that authorizes the provider to engage in a professional activity 
5.3 	affecting the client. Informed consent requires:
5.4 	(1) the provider to give the client sufficient information so the client is able to decide 
5.5 	knowingly whether to agree to the proposed professional activity;
5.6 	(2) the provider to discuss the information in language that the client can reasonably 
5.7 	be expected to understand; and
5.8 	(3) the client's consent to be given without undue influence by the provider.
5.9 		Subd. 17.Licensee. "Licensee" means a person who holds a valid license under 
5.10 	this chapter.
5.11 		Subd. 18.Practice of alcohol and drug counseling. "Practice of alcohol and 
5.12 	drug counseling" means the observation, description, evaluation, interpretation, and 
5.13 	modification of human behavior by the application of core functions as it relates to the 
5.14 	harmful or pathological use or abuse of alcohol or other drugs. The practice of alcohol 
5.15 	and drug counseling includes, but is not limited to, the following activities, regardless of 
5.16 	whether the counselor receives compensation for the activities:
5.17 	(1) assisting clients who use alcohol or drugs, evaluating that use, and recognizing 
5.18 	dependency if it exists;
5.19 	(2) assisting clients with alcohol or other drug problems to gain insight and 
5.20 	motivation aimed at resolving those problems;
5.21 	(3) providing experienced professional guidance, assistance, and support for the 
5.22 	client's efforts to develop and maintain a responsible functional lifestyle;
5.23 	(4) recognizing problems outside the scope of the counselor's training, skill, or 
5.24 	competence and referring the client to other appropriate professional services;
5.25 	(5) diagnosing the level of alcohol or other drug use involvement to determine the 
5.26 	level of care;
5.27 	(6) individual planning to prevent a return to harmful alcohol or chemical use;
5.28 	(7) alcohol and other drug abuse education for clients;
5.29 	(8) consultation with other professionals;
5.30 	(9) gaining diversity awareness through ongoing training and education; and
5.31 	(10) providing the above services, as needed, to family members or others who are 
5.32 	directly affected by someone using alcohol or other drugs.
5.33 		Subd. 19.Practice foundation. "Practice foundation" means that an alcohol and 
5.34 	drug counseling service or continuing education activity is based upon observations, 
5.35 	methods, procedures, or theories that are generally accepted by the professional 
5.36 	community in alcohol and drug counseling.
6.1 		Subd. 20.Private information. "Private information" means any information, 
6.2 	including, but not limited to, client records as defined in section 148F.150, test results, 
6.3 	or test interpretations developed during a professional relationship between a provider 
6.4 	and a client.
6.5 		Subd. 21.Provider. "Provider" means a licensee, a temporary permit holder, or an 
6.6 	applicant.
6.7 		Subd. 22.Public statement. "Public statement" means any statement, 
6.8 	communication, or representation, by a provider to the public regarding the provider or 
6.9 	the provider's professional services or products. Public statements include, but are not 
6.10 	limited to, advertising, representations in reports or letters, descriptions of credentials 
6.11 	and qualifications, brochures and other descriptions of services, directory listings, 
6.12 	personal resumes or curricula vitae, comments for use in the media, Web sites, grant and 
6.13 	credentialing applications, or product endorsements.
6.14 		Subd. 23.Report. "Report" means any written or oral professional communication, 
6.15 	including a letter, regarding a client or subject that includes one or more of the following: 
6.16 	historical data, behavioral observations, opinions, diagnostic or evaluative statements, 
6.17 	or recommendations. The testimony of a provider as an expert or fact witness in a 
6.18 	legal proceeding also constitutes a report. For purposes of this chapter, letters of 
6.19 	recommendation for academic or career purposes are not considered reports.
6.20 		Subd. 24.Significant risks and benefits. "Significant risks and benefits" means 
6.21 	those risks and benefits that are known or reasonably foreseeable by the provider, 
6.22 	including the possible range and likelihood of outcomes, and that are necessary for the 
6.23 	client to know in order to decide whether to give consent to proposed services or to 
6.24 	reasonable alternative services.
6.25 		Subd. 25.Student. "Student" means an individual who is enrolled in a program in 
6.26 	alcohol and drug counseling at an accredited educational institution, or who is taking an 
6.27 	alcohol and drug counseling course or practicum for credit.
6.28 		Subd. 26.Supervisee. "Supervisee" means an individual whose supervision is 
6.29 	required to obtain credentialing by a licensure board or to comply with a board order.
6.30 		Subd. 27.Supervisor. "Supervisor" means a licensed alcohol and drug counselor 
6.31 	licensed under this chapter or other licensed professional practicing alcohol and drug 
6.32 	counseling under section 148F.110, who meets the requirements of section 148F.040, 
6.33 	subdivision 3, and who provides supervision to persons seeking licensure under section 
6.34 	148F.025, subdivision 3, paragraph (2), clause (ii).
6.35 		Subd. 28.Test. "Test" means any instrument, device, survey, questionnaire, 
6.36 	technique, scale, inventory, or other process which is designed or constructed for the 
7.1 	purpose of measuring, evaluating, assessing, describing, or predicting personality, 
7.2 	behavior, traits, cognitive functioning, aptitudes, attitudes, skills, values, interests, 
7.3 	abilities, or other characteristics of individuals.
7.4 		Subd. 29.Unprofessional conduct. "Unprofessional conduct" means any conduct 
7.5 	violating sections 148F.001 to 148F.205, or any conduct that fails to conform to the 
7.6 	minimum standards of acceptable and prevailing practice necessary for the protection 
7.7 	of the public.
7.8 		Subd. 30.Variance. "Variance" means board-authorized permission to comply with 
7.9 	a law or rule in a manner other than that generally specified in the law or rule.

7.10 	Sec. 4. [148F.015] DUTIES OF THE BOARD.
7.11 	The board shall:
7.12 	(1) adopt and enforce rules for licensure and regulation of alcohol and drug 
7.13 	counselors and temporary permit holders, including a standard disciplinary process and 
7.14 	rules of professional conduct;
7.15 	(2) issue licenses and temporary permits to qualified individuals under sections 
7.16 	148F.001 to 148F.205;
7.17 	(3) carry out disciplinary actions against licensees and temporary permit holders;
7.18 	(4) educate the public about the existence and content of the regulations for alcohol 
7.19 	and drug counselor licensing to enable consumers to file complaints against licensees who 
7.20 	may have violated the rules; and
7.21 	(5) collect nonrefundable license fees for alcohol and drug counselors.

7.22 	Sec. 5. [148F.020] DUTY TO MAINTAIN CURRENT INFORMATION.
7.23 	All individuals licensed as alcohol and drug counselors, all individuals with 
7.24 	temporary permits, and all applicants for licensure must notify the board within 30 days 
7.25 	of the occurrence of any of the following:
7.26 	(1) a change of name, address, place of employment, and home or business 
7.27 	telephone number; and
7.28 	(2) a change in any other application information.

7.29 	Sec. 6. [148F.025] REQUIREMENTS FOR LICENSURE.
7.30 		Subdivision 1.Form; fee. Individuals seeking licensure as a licensed alcohol and 
7.31 	drug counselor shall fully complete and submit a notarized written application on forms 
7.32 	provided by the board together with the appropriate fee in the amount set under section 
7.33 	148F.115. No portion of the fee is refundable.
8.1 		Subd. 2.Education requirements for licensure. An applicant for licensure must 
8.2 	submit evidence satisfactory to the board that the applicant has:
8.3 	(1) received a bachelor's degree from an accredited school or educational program; 
8.4 	and
8.5 	(2) received 18 semester credits or 270 clock hours of academic course work and 
8.6 	880 clock hours of supervised alcohol and drug counseling practicum from an accredited 
8.7 	school or education program. The course work and practicum do not have to be part of 
8.8 	the bachelor's degree earned under clause (1). The academic course work must be in 
8.9 	the following areas: 
8.10 	(i) an overview of the transdisciplinary foundations of alcohol and drug counseling, 
8.11 	including theories of chemical dependency, the continuum of care, and the process of 
8.12 	change;
8.13 	(ii) pharmacology of substance abuse disorders and the dynamics of addiction, 
8.14 	including medication-assisted therapy;
8.15 	(iii) professional and ethical responsibilities;
8.16 	(iv) multicultural aspects of chemical dependency;
8.17 	(v) co-occurring disorders; and
8.18 	(vi) the core functions defined in section 148F.010, subdivision 10.
8.19 		Subd. 3.Examination requirements for licensure. (a) To be eligible for licensure, 
8.20 	the applicant must:
8.21 	(1) satisfactorily pass the International Certification and Reciprocity Consortium 
8.22 	Alcohol and Other Drug Abuse Counselor (IC&RC AODA) written examination adopted 
8.23 	June 2008, or other equivalent examination as determined by the board; or
8.24 	(2) satisfactorily pass a written examination for licensure as an alcohol and drug 
8.25 	counselor, as determined by the board, and one of the following:
8.26 	(i) complete a written case presentation and pass an oral examination that 
8.27 	demonstrates competence in the core functions as defined in section 148F.010, subdivision 
8.28 	10; or
8.29 	(ii) complete 2,000 hours of postdegree supervised professional practice under 
8.30 	section 148F.040.
8.31 		Subd. 4.Background investigation. The applicant must sign a release authorizing 
8.32 	the board to obtain information from the Bureau of Criminal Apprehension, the 
8.33 	Department of Human Services, the Office of Health Facilities Complaints, and other 
8.34 	agencies specified by the board. After the board has given written notice to an individual 
8.35 	who is the subject of a background investigation, the agencies shall assist the board with 
8.36 	the investigation by giving the board criminal conviction data, reports about substantiated 
9.1 	maltreatment of minors and vulnerable adults, and other information. The board may 
9.2 	contract with the commissioner of human services to obtain criminal history data from the 
9.3 	Bureau of Criminal Apprehension. Information obtained under this subdivision is private 
9.4 	data on individuals as defined in section 13.02, subdivision 12.

9.5 	Sec. 7. [148F.030] RECIPROCITY.
9.6 	(a) An individual who holds a current license or national certification as an alcohol 
9.7 	and drug counselor from another jurisdiction must file with the board a completed 
9.8 	application for licensure by reciprocity containing the information required in this section.
9.9 	(b) The applicant must request the credentialing authority of the jurisdiction in 
9.10 	which the credential is held to send directly to the board a statement that the credential 
9.11 	is current and in good standing, the applicant's qualifications that entitled the applicant 
9.12 	to the credential, and a copy of the jurisdiction's credentialing laws and rules that were 
9.13 	in effect at the time the applicant obtained the credential.
9.14 	(c) The board shall issue a license if the board finds that the requirements which 
9.15 	the applicant met to obtain the credential from the other jurisdiction were substantially 
9.16 	similar to the current requirements for licensure in this chapter and that the applicant is not 
9.17 	otherwise disqualified under section 148F.090.

9.18 	Sec. 8. [148F.035] TEMPORARY PERMIT.
9.19 	(a) The board may issue a temporary permit to practice alcohol and drug counseling 
9.20 	to an individual prior to being licensed under this chapter if the person:
9.21 	(1) received an associate degree, or an equivalent number of credit hours, completed 
9.22 	880 clock hours of supervised alcohol and drug counseling practicum, and 18 semester 
9.23 	credits or 270 clock hours of academic course work in alcohol and drug counseling from 
9.24 	an accredited school or education program; and
9.25 	(2) completed academic course work in the following areas:
9.26 	(i) overview of the transdisciplinary foundations of alcohol and drug counseling, 
9.27 	including theories of chemical dependency, the continuum of care, and the process of 
9.28 	change; 
9.29 	(ii) pharmacology of substance abuse disorders and the dynamics of addiction, 
9.30 	including medication-assisted therapy;
9.31 	(iii) professional and ethical responsibilities;
9.32 	(iv) multicultural aspects of chemical dependency;
9.33 	(v) co-occurring disorders; and
9.34 	(vi) core functions defined in section 148F.010, subdivision 10.
10.1 	(b) An individual seeking a temporary permit shall fully complete and submit 
10.2 	a notarized written application on forms provided by the board together with the 
10.3 	nonrefundable temporary permit fee specified in section 148F.115, subdivision 3, clause 
10.4 	(1).
10.5 	(c) An individual practicing under this section:
10.6 	(1) must be supervised by a licensed alcohol and drug counselor or other licensed 
10.7 	professional practicing alcohol and drug counseling under section 148F.110, subdivision 1;
10.8 	(2) is subject to all statutes and rules to the same extent as an individual who is 
10.9 	licensed under this chapter, except the individual is not subject to the continuing education 
10.10 	requirements of section 148F.075; and
10.11 	(3) must use the title "Alcohol and Drug Counselor-Trainee" or the letters "ADC-T" 
10.12 	in professional activities.
10.13 	(d)(1) An individual practicing with a temporary permit must submit a renewal 
10.14 	application annually on forms provided by the board with the renewal fee required in 
10.15 	section 148F.115, subdivision 3.
10.16 	(2) A temporary permit is automatically terminated if not renewed, upon a change in 
10.17 	supervision, or upon the granting or denial by the board of the applicant's application for 
10.18 	licensure as an alcohol and drug counselor.
10.19 	(3) A temporary permit may be renewed no more than five times.

10.20 	Sec. 9. [148F.040] SUPERVISED POSTDEGREE PROFESSIONAL PRACTICE.
10.21 		Subdivision 1.Supervision. For the purposes of this section, "supervision" means 
10.22 	documented interactive consultation, which, subject to the limitations of subdivision 4, 
10.23 	paragraph (b), may be conducted in person, by telephone, or by audio or audiovisual 
10.24 	electronic device by a supervisor with a supervisee. The supervision must be adequate to 
10.25 	ensure the quality and competence of the activities supervised. Supervisory consultation 
10.26 	must include discussions on the nature and content of the practice of the supervisee, 
10.27 	including, but not limited to, a review of a representative sample of alcohol and drug 
10.28 	counseling services in the supervisee's practice.
10.29 		Subd. 2.Postdegree professional practice. "Postdegree professional practice" 
10.30 	means paid or volunteer work experience and training following graduation from an 
10.31 	accredited school or educational program that involves professional oversight by a 
10.32 	supervisor approved by the board and that satisfies the supervision requirements in 
10.33 	subdivision 4.
10.34 		Subd. 3.Supervisor requirements. For the purposes of this section, a supervisor 
10.35 	shall:
11.1 	(1) be a licensed alcohol and drug counselor or other qualified professional as 
11.2 	determined by the board;
11.3 	(2) have three years of experience providing alcohol and drug counseling services; 
11.4 	and
11.5 	(3) have received a minimum of 12 hours of training in clinical and ethical 
11.6 	supervision, which may include course work, continuing education courses, workshops, 
11.7 	or a combination thereof.
11.8 		Subd. 4.Supervised practice requirements for licensure. (a) The content of 
11.9 	supervision must include:
11.10 	(1) knowledge, skills, values, and ethics with specific application to the practice 
11.11 	issues faced by the supervisee, including the core functions in section 148F.010, 
11.12 	subdivision 10;
11.13 	(2) the standards of practice and ethical conduct, with particular emphasis given to 
11.14 	the counselor's role and appropriate responsibilities, professional boundaries, and power 
11.15 	dynamics; and
11.16 	(3) the supervisee's permissible scope of practice, as defined in section 148F.010, 
11.17 	subdivision 18.
11.18 	(b) The supervision must be obtained at the rate of one hour of supervision per 40 
11.19 	hours of professional practice, for a total of 50 hours of supervision. The supervision must 
11.20 	be evenly distributed over the course of the supervised professional practice. At least 75 
11.21 	percent of the required supervision hours must be received in person. The remaining 25 
11.22 	percent of the required hours may be received by telephone or by audio or audiovisual 
11.23 	electronic device. At least 50 percent of the required hours of supervision must be received 
11.24 	on an individual basis. The remaining 50 percent may be received in a group setting.
11.25 	(c) The supervision must be completed in no fewer than 12 consecutive months 
11.26 	and no more than 36 consecutive months.
11.27 	(d) The applicant shall include with an application for licensure a verification of 
11.28 	completion of the 2,000 hours of supervised professional practice. Verification must be 
11.29 	on a form specified by the board. The supervisor shall verify that the supervisee has 
11.30 	completed the required hours of supervision according to this section. The supervised 
11.31 	practice required under this section is unacceptable if the supervisor attests that the 
11.32 	supervisee's performance, competence, or adherence to the standards of practice and 
11.33 	ethical conduct has been unsatisfactory.

11.34 	Sec. 10. [148F.045] ALCOHOL AND DRUG COUNSELOR TECHNICIAN.
12.1 	An alcohol and drug counselor technician may perform the screening, intake, and 
12.2 	orientation services described in section 148F.010, subdivision 10, clauses (1), (2), and 
12.3 	(3), while under the direct supervision of a licensed alcohol and drug counselor.

12.4 	Sec. 11. [148F.050] LICENSE RENEWAL REQUIREMENTS.
12.5 		Subdivision 1.Biennial renewal. A license must be renewed every two years.
12.6 		Subd. 2.License renewal notice. At least 60 calendar days before the renewal 
12.7 	deadline date, the board shall mail a renewal notice to the licensee's last known address 
12.8 	on file with the board. The notice must include instructions for accessing an online 
12.9 	application for license renewal, the renewal deadline, and notice of fees required for 
12.10 	renewal. The licensee's failure to receive notice does not relieve the licensee of the 
12.11 	obligation to meet the renewal deadline and other requirements for license renewal.
12.12 		Subd. 3.Renewal requirements. (a) To renew a license, a licensee must submit to 
12.13 	the board:
12.14 	(1) a completed, signed, and notarized application for license renewal;
12.15 	(2) the renewal fee required under section 148F.115, subdivision 2; and
12.16 	(3) evidence satisfactory to the board that the licensee has completed 40 clock 
12.17 	hours of continuing education during the preceding two year renewal period that meet the 
12.18 	requirements of section 148F.075.
12.19 	(b) The application must be postmarked or received by the board by the end of the 
12.20 	day on which the license expires or the following business day if the expiration date 
12.21 	falls on a Saturday, Sunday, or holiday. An application which is not completed, signed, 
12.22 	notarized, or which is not accompanied by the correct fee, is void and must be returned 
12.23 	to the licensee.
12.24 		Subd. 4.Pending renewal. If a licensee's application for license renewal is 
12.25 	postmarked or received by the board by the end of the business day on the expiration date 
12.26 	of the license, the licensee may continue to practice after the expiration date while the 
12.27 	application for license renewal is pending with the board.
12.28 		Subd. 5.Late renewal fee. If the application for license renewal is postmarked or 
12.29 	received after the expiration date, the licensee shall pay a late fee as specified by section 
12.30 	148F.115, subdivision 5, clause (1), in addition to the renewal fee, before the application 
12.31 	for license renewal will be considered by the board.

12.32 	Sec. 12. [148F.055] EXPIRED LICENSE.
12.33 		Subdivision 1.Expiration of license. A licensee who fails to submit an application 
12.34 	for license renewal, or whose application for license renewal is not postmarked or received 
13.1 	by the board as required, is not authorized to practice after the expiration date and is 
13.2 	subject to disciplinary action by the board for any practice after the expiration date.
13.3 		Subd. 2.Termination for nonrenewal. (a) Within 30 days after the renewal date, a 
13.4 	licensee who has not renewed the license shall be notified by letter sent to the last known 
13.5 	address of the licensee in the board's file that the renewal is overdue and that failure to 
13.6 	pay the current fee and current late fee within 60 days after the renewal date will result in 
13.7 	termination of the license.
13.8 	(b) The board shall terminate the license of a licensee whose license renewal is at 
13.9 	least 60 days overdue and to whom notification has been sent as provided in paragraph 
13.10 	(a). Failure of a licensee to receive notification is not grounds for later challenge of the 
13.11 	termination. The former licensee shall be notified of the termination by letter within seven 
13.12 	days after the board action, in the same manner as provided in paragraph (a).

13.13 	Sec. 13. [148F.060] VOLUNTARY TERMINATION.
13.14 	A license may be voluntarily terminated by the licensee at any time upon written 
13.15 	notification to the board, unless a complaint is pending against the licensee. The 
13.16 	notification must be received by the board prior to termination of the license for failure to 
13.17 	renew. A former licensee may be licensed again only after complying with the relicensure 
13.18 	following termination requirements under section 148F.065.  For purposes of this section, 
13.19 	the board retains jurisdiction over any licensee whose license has been voluntarily 
13.20 	terminated and against whom the board receives a complaint for conduct occurring during 
13.21 	the period of licensure.

13.22 	Sec. 14. [148F.065] RELICENSURE FOLLOWING TERMINATION.
13.23 		Subdivision 1.Relicensure. For a period of two years, a former licensee whose 
13.24 	license has been voluntarily terminated or terminated for nonrenewal as provided in 
13.25 	section 148F.055, subdivision 2, may be relicensed by completing an application for 
13.26 	relicensure, paying the applicable fee, and verifying that the former licensee has not 
13.27 	engaged in the practice of alcohol and drug counseling in this state since the date of 
13.28 	termination. The verification must be accompanied by a notarized affirmation that the 
13.29 	statement is true and correct to the best knowledge and belief of the former licensee. 
13.30 		Subd. 2.Continuing education for relicensure. A former licensee seeking 
13.31 	relicensure after license termination must provide evidence of having completed at least 
13.32 	20 hours of continuing education activities for each year, or portion thereof, that the 
13.33 	former licensee did not hold a license.
14.1 		Subd. 3.Cancellation of license. The board shall not renew, reissue, reinstate, 
14.2 	or restore the license of a former licensee which was terminated for nonrenewal, or 
14.3 	voluntarily terminated, and for which relicensure was not sought for more than two years 
14.4 	from the date the license was terminated for nonrenewal, or voluntarily terminated. A 
14.5 	former licensee seeking relicensure after this two-year period must obtain a new license 
14.6 	by applying for licensure and fulfilling all requirements then in existence for an initial 
14.7 	license to practice alcohol and drug counseling in Minnesota.

14.8 	Sec. 15. [148F.070] INACTIVE LICENSE STATUS.
14.9 		Subdivision 1.Request for inactive status. Unless a complaint is pending against 
14.10 	the licensee, a licensee whose license is in good standing may request, in writing, that the 
14.11 	license be placed on the inactive list. If a complaint is pending against a licensee, a license 
14.12 	may not be placed on the inactive list until action relating to the complaint is concluded. 
14.13 	The board must receive the request for inactive status before expiration of the license, or 
14.14 	the person must pay the late fee.  A licensee may renew a license that is inactive under this 
14.15 	subdivision by meeting the renewal requirements of subdivision 2.  A licensee must not 
14.16 	practice alcohol and drug counseling while the license is inactive.
14.17 		Subd. 2.Renewal of inactive license. A licensee whose license is inactive must 
14.18 	renew the inactive status by the inactive status expiration date determined by the board, 
14.19 	or the license will expire. An application for renewal of inactive status must include 
14.20 	evidence satisfactory to the board that the licensee has completed 40 clock hours of 
14.21 	continuing education required in section 148F.075. Late renewal of inactive status must be 
14.22 	accompanied by a late fee as required in section 148F.115, subdivision 5, paragraph (2).

14.23 	Sec. 16. [148F.075] CONTINUING EDUCATION REQUIREMENTS.
14.24 		Subdivision 1.Purpose. (a) The purpose of mandatory continuing education is to 
14.25 	promote the professional development of alcohol and drug counselors so that the services 
14.26 	they provide promote the health and well-being of clients who receive services.
14.27 	(b) Continued professional growth and maintaining competence in providing alcohol 
14.28 	and drug counseling services are the ethical responsibilities of each licensee.
14.29 		Subd. 2.Requirement. Every two years, all licensees must complete a minimum 
14.30 	of 40 clock hours of continuing education activities that meet the requirements in this 
14.31 	section. The 40 clock hours shall include a minimum of nine clock hours on diversity, 
14.32 	and a minimum of three clock hours on professional ethics. Diversity training includes, 
14.33 	but is not limited to, the topics listed in Minnesota Rules, part 4747.1100, subpart 2. 
15.1 	A licensee may be given credit only for activities that directly relate to the practice 
15.2 	of alcohol and drug counseling. 
15.3 		Subd. 3.Standards for approval. In order to obtain clock hour credit for a 
15.4 	continuing education activity, the activity must:
15.5 	(1) constitute an organized program of learning;
15.6 	(2) reasonably be expected to advance the knowledge and skills of the alcohol 
15.7 	and drug counselor;
15.8 	(3) pertain to subjects that directly relate to the practice of alcohol and drug 
15.9 	counseling;
15.10 	(4) be conducted by individuals who have education, training, and experience and 
15.11 	are knowledgeable about the subject matter; and
15.12 	(5) be presented by a sponsor who has a system to verify participation and maintains 
15.13 	attendance records for three years, unless the sponsor provides dated evidence to each 
15.14 	participant with the number of clock hours awarded.
15.15 		Subd. 4.Qualifying activities. Clock hours may be earned through the following:
15.16 	(1) attendance at educational programs of annual conferences, lectures, panel 
15.17 	discussions, workshops, in-service training, seminars, and symposia;
15.18 	(2) successful completion of college or university courses offered by a regionally 
15.19 	accredited school or education program, if not being taken in order to meet the educational 
15.20 	requirements for licensure under this chapter.  The licensee must obtain a grade of at least 
15.21 	a "C" or its equivalent or a pass in a pass/fail course in order to receive the following 
15.22 	continuing education credits:
15.23 	(i) one semester credit equals 15 clock hours;
15.24 	(ii) one trimester credit equals 12 clock hours;
15.25 	(iii) one quarter credit equals 10 clock hours;
15.26 	(3) successful completion of home study or online courses offered by an accredited 
15.27 	school or education program and that require a licensee to demonstrate knowledge 
15.28 	following completion of the course;
15.29 	(4) teaching a course at a regionally accredited institution of higher education.  To 
15.30 	qualify for continuing education credit, the course must directly relate to the practice of 
15.31 	alcohol and drug counseling, as determined by the board.  Continuing education hours may 
15.32 	be earned only for the first time the licensee teaches the course. Ten continuing education 
15.33 	hours may be earned for each semester credit hour taught; or
15.34 	(5) presentations at workshops, seminars, symposia, meetings of professional 
15.35 	organizations, in-service trainings, or postgraduate institutes. The presentation must be 
15.36 	related to alcohol and drug counseling. A presenter may claim one hour of continuing 
16.1 	education for each hour of presentation time. A presenter may also receive continuing 
16.2 	education hours for development time at the rate of three hours for each hour of 
16.3 	presentation time. Continuing education hours may be earned only for the licensee's 
16.4 	first presentation on the subject developed.
16.5 		Subd. 5.Activities not qualifying for continuing education clock hours.
 16.6 	Approval shall not be given for courses that do not meet the requirements of this section 
16.7 	or are limited to the following:
16.8 	(1) any subject contrary to the rules of professional conduct;
16.9 	(2) supervision of personnel;
16.10 	(3) entertainment or recreational activities;
16.11 	(4) employment orientation sessions;
16.12 	(5) policy meetings;
16.13 	(6) marketing;
16.14 	(7) business;
16.15 	(8) first aid, CPR, and similar training classes; and
16.16 	(9) training related to payment systems, including covered services, coding, and 
16.17 	billing.
16.18 		Subd. 6.Documentation of reporting compliance. (a) When the licensee applies 
16.19 	for renewal of the license, the licensee must complete and submit an affidavit of continuing 
16.20 	education compliance showing that the licensee has completed a minimum of 40 approved 
16.21 	continuing education clock hours since the last renewal. Failure to submit the affidavit 
16.22 	when required makes the licensee's renewal application incomplete and void.
16.23 	(b) All licensees shall retain original documentation of completion of continuing 
16.24 	education hours for a period of five years. For purposes of compliance with this section, a 
16.25 	receipt for payment of the fee for the course is not sufficient evidence of completion of the 
16.26 	required hours of continuing education.  Information retained shall include:
16.27 	(1) the continuing education activity title;
16.28 	(2) a brief description of the continuing education activity;
16.29 	(3) the sponsor, presenter, or author;
16.30 	(4) the location and the dates attended;
16.31 	(5) the number of clock hours; and
16.32 	(6) the certificate of attendance, if applicable.
16.33 	(c) Only continuing education obtained during the two-year reporting period may be 
16.34 	considered at the time of reporting.
17.1 		Subd. 7.Continuing education audit. (a) At the time of renewal, the board may 
17.2 	randomly audit a percentage of its licensees for compliance with continuing education 
17.3 	requirements.
17.4 	(b) The board shall mail a notice to a licensee selected for an audit of continuing 
17.5 	education hours. The notice must include the reporting periods selected for audit.
17.6 	(c) Selected licensees shall submit copies of the original documentation of completed 
17.7 	continuing education hours. Upon specific request, the licensee shall submit original 
17.8 	documentation. Failure to submit required documentation shall result in the renewal 
17.9 	application being considered incomplete and void and constitute grounds for nonrenewal 
17.10 	of the license and disciplinary action.
17.11 		Subd. 8.Variance of continuing education requirements. (a) If a licensee is 
17.12 	unable to meet the continuing education requirements by the renewal date, the licensee 
17.13 	may request a time-limited variance to fulfill the requirements after the renewal date. A 
17.14 	licensee seeking a variance is considered to be renewing late and is subject to the late 
17.15 	renewal fee, regardless of when the request is received or whether the variance is granted.
17.16 	(b) The licensee shall submit the variance request on a form designated by the board, 
17.17 	include the variance fee subject to section 14.056, subdivision 2, and the late fee for 
17.18 	license renewal under section 148F.115. The variance request is subject to the criteria for 
17.19 	rule variances in section 14.055, subdivision 4, and must include a written plan listing 
17.20 	the activities offered to meet the requirement. Hours completed after the renewal date 
17.21 	pursuant to the written plan count toward meeting only the requirements of the previous 
17.22 	renewal period.
17.23 	(c) A variance granted under this subdivision expires six months after the license 
17.24 	renewal date. A licensee who is granted a variance but fails to complete the required 
17.25 	continuing education within the six-month period may apply for a second variance 
17.26 	according to this subdivision.
17.27 	(d) If an initial variance request is denied, the license of the licensee shall not be 
17.28 	renewed until the licensee completes the continuing education requirements. If an initial 
17.29 	variance is granted, and the licensee fails to complete the required continuing education 
17.30 	within the six-month period, the license shall be administratively suspended until the 
17.31 	licensee completes the required continuing education, unless the licensee has obtained a 
17.32 	second variance according to paragraph (c).

17.33 	Sec. 17. [148F.080] SPONSOR'S APPLICATION FOR APPROVAL.
17.34 		Subdivision 1.Content. Individuals, organizations, associations, corporations, 
17.35 	educational institutions, or groups intending to offer continuing education activities for 
18.1 	approval must submit to the board the sponsor application fee and a completed application 
18.2 	for approval on a form provided by the board. The sponsor must comply with the 
18.3 	following to receive and maintain approval: 
18.4 	(1) submit the application for approval at least 60 days before the activity is 
18.5 	scheduled to begin; and
18.6 	(2) include the following information in the application for approval to enable the 
18.7 	board to determine whether the activity complies with section 148F.075:
18.8 	(i) a statement of the objectives of the activity and the knowledge the participants 
18.9 	will have gained upon completion of the activity;
18.10 	(ii) a description of the content and methodology of the activity which will allow the 
18.11 	participants to meet the objectives;
18.12 	(iii) a description of the method the participants will use to evaluate the activity;
18.13 	(iv) a list of the qualifications of each instructor or developer that shows the 
18.14 	instructor's or developer's current knowledge and skill in the activity's subject; 
18.15 	(v) a description of the certificate or other form of verification of attendance 
18.16 	distributed to each participant upon successful completion of the activity;
18.17 	(vi) the sponsor's agreement to retain attendance lists for a period of five years 
18.18 	from the date of the activity; and
18.19 	(vii) a copy of any proposed advertisement or other promotional literature.
18.20 		Subd. 2.Approval expiration. If the board approves an activity it shall assign the 
18.21 	activity a number. The approval remains in effect for one year from the date of initial 
18.22 	approval. Upon expiration, a sponsor must submit a new application for activity approval 
18.23 	to the board as required by subdivision 1.
18.24 		Subd. 3.Statement of board approval. Each sponsor of an approved activity shall 
18.25 	include in any promotional literature a statement that "This activity has been approved by 
18.26 	the Minnesota Board of Behavioral Health and Therapy for ... hours of credit."
18.27 		Subd. 4.Changes. The activity sponsor must submit proposed changes in an 
18.28 	approved activity to the board for its approval.
18.29 		Subd. 5.Denial of approval. The board shall not approve an activity if it does not 
18.30 	meet the continuing education requirements in section 148F.075. The board shall notify 
18.31 	the sponsor in writing of its reasons for denial.
18.32 		Subd. 6.Revocation of approval. The board shall revoke its approval of an activity 
18.33 	if a sponsor falsifies information contained in its application for approval, or if a sponsor 
18.34 	fails to notify the board of changes to an approved activity as required in subdivision 4.

18.35 	Sec. 18. [148F.085] NONTRANSFERABILITY OF LICENSES.
19.1 	An alcohol and drug counselor license is not transferable.

19.2 	Sec. 19. [148F.090] DENIAL, SUSPENSION, OR REVOCATION OF LICENSE.
19.3 		Subdivision 1.Grounds. The board may impose disciplinary action as described 
19.4 	in subdivision 2 against an applicant or licensee whom the board, by a preponderance of 
19.5 	the evidence, determines:
19.6 	(1) has violated a statute, rule, or order that the board issued or is empowered to 
19.7 	enforce;
19.8 	(2) has engaged in fraudulent, deceptive, or dishonest conduct, whether or not the 
19.9 	conduct relates to the practice of licensed alcohol and drug counseling that adversely 
19.10 	affects the person's ability or fitness to practice alcohol and drug counseling;
19.11 	(3) has engaged in unprofessional conduct or any other conduct which has the 
19.12 	potential for causing harm to the public, including any departure from or failure to 
19.13 	conform to the minimum standards of acceptable and prevailing practice without actual 
19.14 	injury having to be established;
19.15 	(4) has been convicted of or has pled guilty or nolo contendere to a felony or gross 
19.16 	misdemeanor reasonably related to the provision of alcohol and drug counseling services, 
19.17 	or has been shown to have engaged in acts or practices tending to show that the applicant 
19.18 	or licensee is incompetent or has engaged in conduct reflecting adversely on the applicant's 
19.19 	or licensee's ability or fitness to engage in the practice of alcohol and drug counseling;
19.20 	(5) has employed fraud or deception in obtaining or renewing a license, or in 
19.21 	passing an examination;
19.22 	(6) has had any license, certificate, registration, privilege to take an examination, 
19.23 	or other similar authority denied, revoked, suspended, canceled, limited, or not renewed 
19.24 	for cause in any jurisdiction or has surrendered or voluntarily terminated a license or 
19.25 	certificate during a board investigation of a complaint, as part of a disciplinary order, or 
19.26 	while under a disciplinary order;
19.27 	(7) has failed to meet any requirement for the issuance or renewal of the person's 
19.28 	license. The burden of proof is on the applicant or licensee to demonstrate the 
19.29 	qualifications or satisfy the requirements for a license under this chapter;
19.30 	(8) has failed to cooperate with an investigation by the board;
19.31 	(9) has demonstrated an inability to practice alcohol and drug counseling with 
19.32 	reasonable skill and safety as a result of illness, use of alcohol, drugs, chemicals, or any 
19.33 	other materials, or as a result of any mental, physical, or psychological condition;
20.1 	(10) has engaged in conduct with a client that is sexual or may reasonably be 
20.2 	interpreted by the client as sexual, or in any verbal behavior that is seductive or sexually 
20.3 	demeaning to a client;
20.4 	(11) has been subject to a corrective action or similar, nondisciplinary action in 
20.5 	another jurisdiction or by another regulatory authority;
20.6 	(12) has been adjudicated as mentally incompetent, mentally ill, or developmentally 
20.7 	disabled or as a chemically dependent person, a person dangerous to the public, a sexually 
20.8 	dangerous person, or a person who has a sexual psychopathic personality by a court 
20.9 	of competent jurisdiction within this state or an equivalent adjudication from another 
20.10 	state. Adjudication automatically suspends a license for the duration thereof unless the 
20.11 	board orders otherwise;
20.12 	(13) fails to comply with a client's request for health records made under sections 
20.13 	144.291 to 144.298, or to furnish a client record or report required by law; 
20.14 	(14) has engaged in abusive or fraudulent billing practices, including violations of 
20.15 	the federal Medicare and Medicaid laws or state medical assistance laws; or
20.16 	(15) has engaged in fee splitting. This clause does not apply to the distribution 
20.17 	of revenues from a partnership, group practice, nonprofit corporation, or professional 
20.18 	corporation to its partners, shareholders, members, or employees if the revenues consist 
20.19 	only of fees for services performed by the licensee or under a licensee's administrative 
20.20 	authority. Fee splitting includes, but is not limited to:
20.21 	(i) dividing fees with another person or a professional corporation, unless the 
20.22 	division is in proportion to the services provided and the responsibility assumed by 
20.23 	each professional;
20.24 	(ii) referring a client to any health care provider as defined in sections 144.291 to 
20.25 	144.298 in which the referring licensee has a significant financial interest, unless the 
20.26 	licensee has disclosed in advance to the client the licensee's own financial interest; or
20.27 	(iii) paying, offering to pay, receiving, or agreeing to receive a commission, rebate, 
20.28 	or remuneration, directly or indirectly, primarily for the referral of clients.
20.29 		Subd. 2.Forms of disciplinary action. If grounds for disciplinary action exist 
20.30 	under subdivision 1, the board may take one or more of the following actions;
20.31 	(1) refuse to grant or renew a license;
20.32 	(2) revoke a license;
20.33 	(3) suspend a license;
20.34 	(4) impose limitations or conditions on a licensee's practice of alcohol and drug 
20.35 	counseling, including, but not limited to, limiting the scope of practice to designated 
20.36 	competencies, imposing retraining or rehabilitation requirements, requiring the licensee to 
21.1 	practice under supervision, or conditioning continued practice on the demonstration of 
21.2 	knowledge or skill by appropriate examination or other review of skill and competence;
21.3 	(5) censure or reprimand the licensee;
21.4 	(6) impose a civil penalty not exceeding $10,000 for each separate violation, 
21.5 	the amount of the civil penalty to be fixed so as to deprive the applicant or licensee 
21.6 	of any economic advantage gained by reason of the violation charged, to discourage 
21.7 	similar violations or to reimburse the board for the cost of the investigation and 
21.8 	proceeding, including, but not limited to, fees paid for services provided by the Office of 
21.9 	Administrative Hearings, legal and investigative services provided by the Office of the 
21.10 	Attorney General, court reporters, witnesses, reproduction of records, board members' per 
21.11 	diem compensation, board staff time, and travel costs and expenses incurred by board staff 
21.12 	and board members; or
21.13 	(7) any other action justified by the case.
21.14 		Subd. 3.Evidence. In disciplinary actions alleging violations of subdivision 1, 
21.15 	clause (4), (12), or (14), a copy of the judgment or proceedings under the seal of the court 
21.16 	administrator or of the administrative agency that entered the judgment or proceeding 
21.17 	is admissible into evidence without further authentication and constitutes prima facie 
21.18 	evidence of its contents.
21.19 		Subd. 4.Temporary suspension. (a) In addition to any other remedy provided by 
21.20 	law, the board may issue an order to temporarily suspend the credentials of a licensee after 
21.21 	conducting a preliminary inquiry to determine if the board reasonably believes that the 
21.22 	licensee has violated a statute or rule that the board is empowered to enforce and whether 
21.23 	continued practice by the licensee would create an imminent risk of harm to others.
21.24 	(b) The order may prohibit the licensee from engaging in the practice of alcohol 
21.25 	and drug counseling in whole or in part and may condition the end of a suspension on 
21.26 	the licensee's compliance with a statute, rule, or order that the board has issued or is 
21.27 	empowered to enforce.
21.28 	(c) The order shall give notice of the right to a hearing according to this subdivision 
21.29 	and shall state the reasons for the entry of the order.
21.30 	(d) Service of the order is effective when the order is served on the licensee 
21.31 	personally or by certified mail, which is complete upon receipt, refusal, or return for 
21.32 	nondelivery to the most recent address of the licensee provided to the board.
21.33 	(e) At the time the board issues a temporary suspension order, the board shall 
21.34 	schedule a hearing to be held before its own members. The hearing shall begin no later 
21.35 	than 60 days after issuance of the temporary suspension order or within 15 working 
21.36 	days of the date of the board's receipt of a request for hearing by a licensee, on the sole 
22.1 	issue of whether there is a reasonable basis to continue, modify, or lift the temporary 
22.2 	suspension. The hearing is not subject to chapter 14. Evidence presented by the board 
22.3 	or the licensee shall be in affidavit form only. The licensee or counsel of record may 
22.4 	appear for oral argument.
22.5 	(f) Within five working days of the hearing, the board shall issue its order and, if the 
22.6 	suspension is continued, schedule a contested case hearing within 30 days of the issuance 
22.7 	of the order. Notwithstanding chapter 14, the administrative law judge shall issue a report 
22.8 	within 30 days after closing the contested case hearing record. The board shall issue a 
22.9 	final order within 30 days of receipt of the administrative law judge's report.
22.10 		Subd. 5.Automatic suspension. (a) The right to practice is automatically 
22.11 	suspended when:
22.12 	(1) a guardian of an alcohol and drug counselor is appointed by order of a district 
22.13 	court under sections 524.5-101 to 524.5-502; or
22.14 	(2) the counselor is committed by order of a district court under chapter 253B.
22.15 	(b) The right to practice remains suspended until the counselor is restored to capacity 
22.16 	by a court and, upon petition by the counselor, the suspension is terminated by the board 
22.17 	after a hearing or upon agreement between the board and the counselor.
22.18 		Subd. 6.Mental, physical, or chemical health evaluation. (a) If the board has 
22.19 	probable cause to believe that an applicant or licensee is unable to practice alcohol and 
22.20 	drug counseling with reasonable skill and safety due to a mental or physical illness or 
22.21 	condition, the board may direct the individual to submit to a mental, physical, or chemical 
22.22 	dependency examination or evaluation.
22.23 	(1) For the purposes of this section, every licensee and applicant is deemed to 
22.24 	have consented to submit to a mental, physical, or chemical dependency examination or 
22.25 	evaluation when directed in writing by the board and to have waived all objections to the 
22.26 	admissibility of the examining professionals' testimony or examination reports on the 
22.27 	grounds that the testimony or examination reports constitute a privileged communication. 
22.28 	(2) Failure of a licensee or applicant to submit to an examination when directed by 
22.29 	the board constitutes an admission of the allegations against the person, unless the failure 
22.30 	was due to circumstances beyond the person's control, in which case a default and final 
22.31 	order may be entered without the taking of testimony or presentation of evidence.
22.32 	(3) A licensee or applicant affected under this subdivision shall at reasonable 
22.33 	intervals be given an opportunity to demonstrate that the licensee or applicant can resume 
22.34 	the competent practice of licensed alcohol and drug counseling with reasonable skill 
22.35 	and safety to the public.
23.1 	(4) In any proceeding under this subdivision, neither the record of proceedings 
23.2 	nor the orders entered by the board shall be used against the licensee or applicant in 
23.3 	any other proceeding.
23.4 	(b) In addition to ordering a physical or mental examination, the board may, 
23.5 	notwithstanding section 13.384 or sections 144.291 to 144.298, or any other law limiting 
23.6 	access to medical or other health data, obtain medical data and health records relating to a 
23.7 	licensee or applicant without the licensee's or applicant's consent if the board has probable 
23.8 	cause to believe that subdivision 1, clause (9), applies to the licensee or applicant. The 
23.9 	medical data may be requested from:
23.10 	(1) a provider, as defined in section 144.291, subdivision 2, paragraph (h);
23.11 	(2) an insurance company; or
23.12 	(3) a government agency, including the Department of Human Services.
23.13 	(c) A provider, insurance company, or government agency must comply with any 
23.14 	written request of the board under this subdivision and is not liable in any action for 
23.15 	damages for releasing the data requested by the board if the data are released pursuant to a 
23.16 	written request under this subdivision, unless the information is false and the provider 
23.17 	giving the information knew, or had reason to believe, the information was false.
23.18 	(d) Information obtained under this subdivision is private data on individuals as 
23.19 	defined in section 13.02, subdivision 12.

23.20 	Sec. 20. [148F.095] ADDITIONAL REMEDIES.
23.21 		Subdivision 1.Cease and desist. (a) The board may issue a cease and desist order 
23.22 	to stop a person from violating or threatening to violate a statute, rule, or order which the 
23.23 	board has issued or has authority to enforce. The cease and desist order must state the 
23.24 	reason for its issuance and give notice of the person's right to request a hearing under 
23.25 	sections 14.57 to 14.62. If, within 15 days of service of the order, the subject of the order 
23.26 	fails to request a hearing in writing, the order is the final order of the board and is not 
23.27 	reviewable by a court or agency. 
23.28 	(b) A hearing must be initiated by the board not later than 30 days from the date 
23.29 	of the board's receipt of a written hearing request. Within 30 days of receipt of the 
23.30 	administrative law judge's report, and any written agreement or exceptions filed by the 
23.31 	parties, the board shall issue a final order modifying, vacating, or making permanent the 
23.32 	cease and desist order as the facts require. The final order remains in effect until modified 
23.33 	or vacated by the board. 
23.34 	(c) When a request for a stay accompanies a timely hearing request, the board may, 
23.35 	in the board's discretion, grant the stay. If the board does not grant a requested stay, the 
24.1 	board shall refer the request to the Office of Administrative Hearings within three working 
24.2 	days of receipt of the request. Within ten days after receiving the request from the board, 
24.3 	an administrative law judge shall issue a recommendation to grant or deny the stay. The 
24.4 	board shall grant or deny the stay within five working days of receiving the administrative 
24.5 	law judge's recommendation. 
24.6 	(d) In the event of noncompliance with a cease and desist order, the board may 
24.7 	institute a proceeding in district court to obtain injunctive relief or other appropriate 
24.8 	relief, including a civil penalty payable to the board, not to exceed $10,000 for each 
24.9 	separate violation.
24.10 		Subd. 2.Injunctive relief. In addition to any other remedy provided by law, 
24.11 	including the issuance of a cease and desist order under subdivision 1, the board may in 
24.12 	the board's own name bring an action in district court for injunctive relief to restrain an 
24.13 	alcohol and drug counselor from a violation or threatened violation of any statute, rule, or 
24.14 	order which the board has authority to administer, enforce, or issue.
24.15 		Subd. 3.Additional powers. The issuance of a cease and desist order or injunctive 
24.16 	relief granted under this section does not relieve a counselor from criminal prosecution by 
24.17 	a competent authority or from disciplinary action by the board.

24.18 	Sec. 21. [148F.100] COOPERATION.
24.19 	An alcohol and drug counselor who is the subject of an investigation, or who 
24.20 	is questioned in connection with an investigation, by or on behalf of the board, shall 
24.21 	cooperate fully with the investigation. Cooperation includes responding fully to any 
24.22 	question raised by or on behalf of the board relating to the subject of the investigation, 
24.23 	whether tape recorded or not. Challenges to requests of the board may be brought before 
24.24 	the appropriate agency or court.

24.25 	Sec. 22. [148F.105] PROHIBITED PRACTICE OR USE OF TITLES; PENALTY.
24.26 		Subdivision 1.Practice. No person shall engage in alcohol and drug counseling 
24.27 	without first being licensed under this chapter as an alcohol and drug counselor. For 
24.28 	purposes of this chapter, an individual engages in the practice of alcohol and drug 
24.29 	counseling if the individual performs or offers to perform alcohol and drug counseling 
24.30 	services as defined in section 148F.010, subdivision 18, or if the individual is held out as 
24.31 	able to perform those services.
24.32 		Subd. 2.Use of titles. (a) No individual shall present themselves or any other 
24.33 	individual to the public by any title incorporating the words "licensed alcohol and drug 
24.34 	counselor," "alcohol and drug counselor," or otherwise hold themselves out to the public 
25.1 	by any title or description stating or implying that they are licensed or otherwise qualified 
25.2 	to practice alcohol and drug counseling, unless that individual holds a valid license.
25.3 	(b) An individual issued a temporary permit must use titles consistent with section 
25.4 	148F.035, subdivisions 1 and 2, paragraph (c), clause (3).
25.5 	(c) An individual who is participating in an alcohol and drug counseling practicum 
25.6 	for purposes of licensure by the board may be designated an "alcohol and drug counselor 
25.7 	intern."
25.8 	(d) Individuals who are trained in alcohol and drug counseling and employed by an 
25.9 	educational institution recognized by a regional accrediting organization, by a federal, 
25.10 	state, county, or local government institution, by agencies, or research facilities, may 
25.11 	represent themselves by the titles designated by that organization provided the title does 
25.12 	not indicate the individual is licensed by the board.
25.13 		Subd. 3.Penalty. A person who violates sections 148F.001 to 148F.205 is guilty 
25.14 	of a misdemeanor.

25.15 	Sec. 23. [148F.110] EXCEPTIONS TO LICENSE REQUIREMENT.
25.16 		Subdivision 1.Other professionals. (a) Nothing in this chapter prevents members 
25.17 	of other professions or occupations from performing functions for which they are qualified 
25.18 	or licensed. This exception includes, but is not limited to: licensed physicians; registered 
25.19 	nurses; licensed practical nurses; licensed psychologists and licensed psychological 
25.20 	practitioners; members of the clergy provided such services are provided within the scope 
25.21 	of regular ministries; American Indian medicine men and women; licensed attorneys; 
25.22 	probation officers; licensed marriage and family therapists; licensed social workers; social 
25.23 	workers employed by city, county, or state agencies; licensed professional counselors; 
25.24 	licensed professional clinical counselors; licensed school counselors; registered 
25.25 	occupational therapists or occupational therapy assistants; Upper Midwest Indian Council 
25.26 	on Addictive Disorders (UMICAD) certified counselors when providing services to 
25.27 	Native American people; city, county, or state employees when providing assessments 
25.28 	or case management under Minnesota Rules, chapter 9530; and individuals defined in 
25.29 	section 256B.0623, subdivision 5, clauses (1) and (2), providing integrated dual-diagnosis 
25.30 	treatment in adult mental health rehabilitative programs certified by the Department of 
25.31 	Human Services under section 256B.0622 or 256B.0623. 
25.32 	(b) Nothing in this chapter prohibits technicians and resident managers in programs 
25.33 	licensed by the Department of Human Services from discharging their duties as provided 
25.34 	in Minnesota Rules, chapter 9530.
26.1 	(c) Any person who is exempt from licensure under this section must not use a 
26.2 	title incorporating the words "alcohol and drug counselor" or "licensed alcohol and drug 
26.3 	counselor" or otherwise hold themselves out to the public by any title or description 
26.4 	stating or implying that they are engaged in the practice of alcohol and drug counseling, or 
26.5 	that they are licensed to engage in the practice of alcohol and drug counseling, unless that 
26.6 	person is also licensed as an alcohol and drug counselor. Persons engaged in the practice 
26.7 	of alcohol and drug counseling are not exempt from the board's jurisdiction solely by the 
26.8 	use of one of the titles in paragraph (a). 
26.9 		Subd. 2.Students. Nothing in sections 148F.001 to 148F.110 shall prevent students 
26.10 	enrolled in an accredited school of alcohol and drug counseling from engaging in the 
26.11 	practice of alcohol and drug counseling while under qualified supervision in an accredited 
26.12 	school of alcohol and drug counseling.
26.13 		Subd. 3.Federally recognized tribes. Alcohol and drug counselors practicing 
26.14 	alcohol and drug counseling according to standards established by federally recognized 
26.15 	tribes, while practicing under tribal jurisdiction, are exempt from the requirements of this 
26.16 	chapter. In practicing alcohol and drug counseling under tribal jurisdiction, individuals 
26.17 	practicing under that authority shall be afforded the same rights, responsibilities, and 
26.18 	recognition as persons licensed under this chapter.

26.19 	Sec. 24. [148F.115] FEES.
26.20 		Subdivision 1.Application fee. The application fee is $295.
26.21 		Subd. 2.Biennial renewal fee. The license renewal fee is $295. If the board 
26.22 	establishes a renewal schedule, and the scheduled renewal date is less than two years, 
26.23 	the fee may be prorated.
26.24 		Subd. 3.Temporary permit fee. Temporary permit fees are as follows:
26.25 	(1) initial application fee is $100; and
26.26 	(2) annual renewal fee is $150. If the initial term is less or more than one year, 
26.27 	the fee may be prorated.
26.28 		Subd. 4.Inactive license renewal fee. The inactive license renewal fee is $150.
26.29 		Subd. 5.Late fees. Late fees are as follows:
26.30 	(1) biennial renewal late fee is $74;
26.31 	(2) inactive license renewal late fee is $37; and
26.32 	(3) annual temporary permit late fee is $37.
26.33 		Subd. 6.Fee to renew after expiration of license. The fee for renewal of a license 
26.34 	that has been expired for less than two years is the total of the biennial renewal fee in 
26.35 	effect at the time of late renewal and the late fee.
27.1 		Subd. 7.Fee for license verification. The fee for license verification is $25.
27.2 		Subd. 8.Surcharge fee. Notwithstanding section 16A.1285, subdivision 2, a 
27.3 	surcharge of $99 shall be paid at the time of initial application for or renewal of an alcohol 
27.4 	and drug counselor license until June 30, 2013.
27.5 		Subd. 9.Sponsor application fee. The fee for a sponsor application for approval 
27.6 	of a continuing education course is $60.
27.7 		Subd. 10.Order or stipulation fee. The fee for a copy of a board order or 
27.8 	stipulation is $10.
27.9 		Subd. 11.Duplicate certificate fee. The fee for a duplicate certificate is $25.
27.10 		Subd. 12.Supervisor application processing fee. The fee for licensure supervisor 
27.11 	application processing is $30.
27.12 		Subd. 13.Nonrefundable fees. All fees in this section are nonrefundable.

27.13 	Sec. 25. [148F.120] CONDUCT.
27.14 		Subdivision 1.Scope. Sections 148F.120 to 148F.205 apply to the conduct of all 
27.15 	alcohol and drug counselors, licensees, and applicants, including conduct during the 
27.16 	period of education, training, and employment that is required for licensure.
27.17 		Subd. 2.Purpose. Sections 148F.120 to 148F.205 constitute the standards by which 
27.18 	the professional conduct of alcohol and drug counselors is measured.
27.19 		Subd. 3.Violations. A violation of sections 148F.120 to 148F.205 is unprofessional 
27.20 	conduct and constitutes grounds for disciplinary action, corrective action, or denial of 
27.21 	licensure.
27.22 		Subd. 4.Conflict with organizational demands. If the organizational policies at 
27.23 	the provider's work setting conflict with any provision in sections 148F.120 to 148F.205, 
27.24 	the provider shall discuss the nature of the conflict with the employer, make known the 
27.25 	requirement to comply with these sections of law, and attempt to resolve the conflict 
27.26 	in a manner that does not violate the law.

27.27 	Sec. 26. [148F.125] COMPETENT PROVISION OF SERVICES.
27.28 		Subdivision 1.Limits on practice. Alcohol and drug counselors shall limit their 
27.29 	practice to the client populations and services for which they have competence or for 
27.30 	which they are developing competence.
27.31 		Subd. 2.Developing competence. When an alcohol and drug counselor is 
27.32 	developing competence in a service, method, procedure, or to treat a specific client 
27.33 	population, the alcohol and drug counselor shall obtain professional education, training, 
28.1 	continuing education, consultation, supervision, or experience, or a combination thereof, 
28.2 	necessary to demonstrate competence.
28.3 		Subd. 3.Experimental, emerging, or innovative services. Alcohol and drug 
28.4 	counselors may offer experimental services, methods, or procedures competently and 
28.5 	in a manner that protects clients from harm.  However, when doing so, they have a 
28.6 	heightened responsibility to understand and communicate the potential risks to clients, to 
28.7 	use reasonable skill and safety, and to undertake appropriate preparation as required in 
28.8 	subdivision 2.
28.9 		Subd. 4.Limitations. Alcohol and drug counselors shall recognize the limitations 
28.10 	to the scope of practice of alcohol and drug counseling. When the needs of clients appear 
28.11 	to be outside their scope of practice, providers shall inform the clients that there may be 
28.12 	other professional, technical, community, and administrative resources available to them. 
28.13 	Providers shall assist with identifying resources when it is in the best interests of clients to 
28.14 	be provided with alternative or complementary services.
28.15 		Subd. 5.Burden of proof. Whenever a complaint is submitted to the board 
28.16 	involving a violation of this section, the burden of proof is on the provider to demonstrate 
28.17 	that the elements of competence have reasonably been met.

28.18 	Sec. 27. [148F.130] PROTECTING CLIENT PRIVACY.
28.19 		Subdivision 1.Protecting private information. The provider shall safeguard 
28.20 	private information obtained in the course of the practice of alcohol and drug counseling. 
28.21 	Private information may be disclosed to others only according to section 148F.135, or 
28.22 	with certain exceptions as specified in subdivisions 2 to 13. 
28.23 		Subd. 2.Duty to warn; limitation on liability. Private information may be 
28.24 	disclosed without the consent of the client when a duty to warn arises, or as otherwise 
28.25 	provided by law or court order. The duty to warn of, or take reasonable precautions to 
28.26 	provide protection from, violent behavior arises only when a client or other person has 
28.27 	communicated to the provider a specific, serious threat of physical violence to self or a 
28.28 	specific, clearly identified or identifiable potential victim. If a duty to warn arises, the duty 
28.29 	is discharged by the provider if reasonable efforts are made to communicate the threat to 
28.30 	law enforcement agencies, the potential victim, the family of the client, or appropriate 
28.31 	third parties who are in a position to prevent or avert the harm. No monetary liability 
28.32 	and no cause of action or disciplinary action by the board may arise against a provider 
28.33 	for disclosure of confidences to third parties, for failure to disclose confidences to third 
28.34 	parties, or for erroneous disclosure of confidences to third parties in a good faith effort to 
28.35 	warn against or take precautions against a client's violent behavior or threat of suicide.
29.1 		Subd. 3.Services to group clients. Whenever alcohol and drug counseling 
29.2 	services are provided to group clients, the provider shall initially inform each client of the 
29.3 	provider's responsibility and each client's individual responsibility to treat any information 
29.4 	gained in the course of rendering the services as private information, including any 
29.5 	limitations to each client's right to privacy.
29.6 		Subd. 4.Obtaining collateral information. Prior to obtaining collateral 
29.7 	information about a client from other individuals, the provider shall obtain consent from 
29.8 	the client unless the consent is not required by law or court order, and shall inform the 
29.9 	other individuals that the information obtained may become part of the client's records and 
29.10 	may therefore be accessed or released by the client, unless prohibited by law. For purposes 
29.11 	of this subdivision, "other individual" means any individual, except for credentialed health 
29.12 	care providers acting in their professional capacities, who participates adjunctively in 
29.13 	the provision of services to a client. Examples of other individuals include, but are not 
29.14 	limited to, family members, friends, coworkers, day care workers, guardians ad litem, 
29.15 	foster parents, or school personnel.
29.16 		Subd. 5.Minor clients. At the beginning of a professional relationship, the provider 
29.17 	shall inform a minor client that the law imposes limitations on the right of privacy of the 
29.18 	minor with respect to the minor's communications with the provider. This requirement is 
29.19 	waived when the minor cannot reasonably be expected to understand the privacy statement.
29.20 		Subd. 6.Limited access to client records. The provider shall limit access to client 
29.21 	records. The provider shall make reasonable efforts to inform individuals associated 
29.22 	with the provider's agency or facility, such as staff members, students, volunteers, or 
29.23 	community aides, that access to client records, regardless of their format, is limited only to 
29.24 	the provider with whom the client has a professional relationship, an individual associated 
29.25 	with the agency or facility whose duties require access, or individuals authorized to have 
29.26 	access by the written informed consent of the client.
29.27 		Subd. 7.Billing statements for services. The provider shall comply with the 
29.28 	privacy wishes of clients regarding to whom and where statements for services are to be 
29.29 	sent.
29.30 		Subd. 8.Case reports. The identification of the client shall be reasonably disguised 
29.31 	in case reports or other clinical materials used in teaching, presentations, professional 
29.32 	meetings, or publications.
29.33 		Subd. 9.Observation and recording. Diagnostic interviews or therapeutic sessions 
29.34 	with a client may be observed or electronically recorded only with the client's written 
29.35 	informed consent.
30.1 		Subd. 10.Continued protection of client information. The provider shall maintain 
30.2 	the privacy of client data indefinitely after the professional relationship has ended.
30.3 		Subd. 11.Court-ordered or other mandated disclosures. The proper disclosure 
30.4 	of private client data upon a court order or to conform with state or federal law shall not be 
30.5 	considered a violation of sections 148F.120 to 148F.205.
30.6 		Subd. 12.Abuse or neglect of minor or vulnerable adults. An applicant or 
30.7 	licensee must comply with the reporting of maltreatment of minors established in section 
30.8 	626.556 and the reporting of maltreatment of vulnerable adults established in section 
30.9 	626.557.
30.10 		Subd. 13.Initial contacts. When an individual initially contacts a provider 
30.11 	regarding alcohol and drug counseling services, the provider or another individual 
30.12 	designated by the provider may, with oral consent from the potential client, contact third 
30.13 	parties to determine payment or benefits information, arrange for precertification of 
30.14 	services when required by the individual's health plan, or acknowledge a referral from 
30.15 	another health care professional.

30.16 	Sec. 28. [148F.135] PRIVATE INFORMATION; ACCESS AND RELEASE.
30.17 		Subdivision 1.Client right to access and release private information. A client has 
30.18 	the right to access and release private information maintained by the provider, including 
30.19 	client records as provided in sections 144.291 to 144.298, relating to the provider's 
30.20 	counseling services to that client, except as otherwise provided by law or court order. 
30.21 		Subd. 2.Release of private information. (a) When a client makes a request for 
30.22 	the provider to release the client's private information, the request must be in writing 
30.23 	and signed by the client. Informed consent is not required. When the request involves 
30.24 	client records, all pertinent information shall be released in compliance with sections 
30.25 	144.291 to 144.298.
30.26 	(b) If the provider initiates the request to release the client's private information, 
30.27 	written authorization for the release of information must be obtained from the client 
30.28 	and must include, at a minimum:
30.29 	(1) the name of the client;
30.30 	(2) the name of the individual or entity providing the information;
30.31 	(3) the name of the individual or entity to which the release is made;
30.32 	(4) the types of information to be released, such as progress notes, diagnoses, 
30.33 	assessment data, or other specific information;
31.1 	(5) the purpose of the release, such as whether the release is to coordinate 
31.2 	professional care with another provider, to obtain insurance payment for services, or for 
31.3 	other specified purposes;
31.4 	(6) the time period covered by the consent;
31.5 	(7) a statement that the consent is valid for one year, except as otherwise allowed by 
31.6 	statute, or for a lesser period that is specified in the consent;
31.7 	(8) a declaration that the individual signing the statement has been told of and 
31.8 	understands the nature and purpose of the authorized release;
31.9 	(9) a statement that the consent may be rescinded, except to the extent that the 
31.10 	consent has already been acted upon or that the right to rescind consent has been waived 
31.11 	separately in writing;
31.12 	(10) the signature of the client or the client's legally authorized representative, whose 
31.13 	relationship to the client must be stated; and
31.14 	(11) the date on which the consent is signed.
31.15 		Subd. 3.Group client records. Whenever counseling services are provided to 
31.16 	group clients, each client has the right to access or release only that information in the 
31.17 	records that the client has provided directly or has authorized other sources to provide, 
31.18 	unless otherwise directed by law or court order. Upon a request by one client to access or 
31.19 	release group client records, that information in the records that has not been provided 
31.20 	directly or by authorization of the requesting client must be redacted unless written 
31.21 	authorization to disclose this information has been obtained from the other clients.
31.22 		Subd. 4.Board investigation. The board shall be allowed access to any records of 
31.23 	a client provided services by an applicant or licensee who is under investigation. If the 
31.24 	client has not signed a consent permitting access to the client's records, the applicant or 
31.25 	licensee must delete any data that identifies the client before providing them to the board. 
31.26 	The board shall maintain any records as investigative data pursuant to chapter 13.

31.27 	Sec. 29. [148F.140] INFORMED CONSENT.
31.28 		Subdivision 1.Obtaining informed consent for services. The provider shall obtain 
31.29 	informed consent from the client before initiating services. The informed consent must be 
31.30 	in writing, signed by the client, and include the following, at a minimum:
31.31 	(1) authorization for the provider to engage in an activity which directly affects 
31.32 	the client;
31.33 	(2) the goals, purposes, and procedures of the proposed services;
31.34 	(3) the factors that may impact the duration of the service;
31.35 	(4) the applicable fee schedule;
32.1 	(5) the limits to the client's privacy, including but not limited to the provider's duty 
32.2 	to warn pursuant to section 148F.130, subdivision 2;
32.3 	(6) the provider's responsibilities if the client terminates the service;
32.4 	(7) the significant risks and benefits of the service, including whether the service 
32.5 	may affect the client's legal or other interests;
32.6 	(8) the provider's responsibilities under section 148F.125, subdivision 3, if the 
32.7 	proposed service, method, or procedure is of an experimental, emerging, or innovative 
32.8 	nature; and
32.9 	(9) if applicable, information that the provider is developing competence in the 
32.10 	proposed service, method, or procedure, and alternatives to the proposed service, if any.
32.11 		Subd. 2.Updating informed consent. If there is a substantial change in the nature 
32.12 	or purpose of a service, the provider must obtain a new informed consent from the client.
32.13 		Subd. 3.Emergency or crisis services. Informed consent is not required when 
32.14 	a provider is providing emergency or crisis services. If services continue after the 
32.15 	emergency or crisis has abated, informed consent must be obtained.

32.16 	Sec. 30. [148F.145] TERMINATION OF SERVICES.
32.17 		Subdivision 1.Right to terminate services. Either the client or the provider may 
32.18 	terminate the professional relationship unless prohibited by law or court order.
32.19 		Subd. 2.Mandatory termination of services. The provider shall promptly 
32.20 	terminate services to a client whenever:
32.21 	(1) the provider's objectivity or effectiveness is impaired, unless a resolution can be 
32.22 	achieved as permitted in section 148F.155, subdivision 2; or
32.23 	(2) the client would be harmed by further services.
32.24 		Subd. 3.Notification of termination. When the provider initiates a termination 
32.25 	of professional services, the provider shall inform the client either orally or in writing. 
32.26 	This requirement shall not apply when the termination is due to the successful completion 
32.27 	of a predefined service such as an assessment, or if the client terminates the professional 
32.28 	relationship.
32.29 		Subd. 4.Recommendation upon termination. (a) Upon termination of counseling 
32.30 	services, the provider shall make a recommendation for alcohol and drug counseling 
32.31 	services if requested by the client or if the provider believes the services are needed by 
32.32 	the client.
32.33 	(b) A recommendation for alcohol and drug counseling services is not required if 
32.34 	the professional service provided is limited to an alcohol and drug assessment and a 
32.35 	recommendation for continued services is not requested.
33.1 		Subd. 5.Absence from practice. Nothing in this section requires the provider to 
33.2 	terminate a client due to an absence from practice that is the result of a period of illness 
33.3 	or injury that does not affect the provider's ability to practice with reasonable skill and 
33.4 	safety, as long as arrangements have been made for temporary counseling services that 
33.5 	may be needed by the client during the provider's absence.

33.6 	Sec. 31. [148F.150] RECORD KEEPING.
33.7 		Subdivision 1.Record-keeping requirements. Providers must maintain accurate 
33.8 	and legible client records. Records must include, at a minimum:
33.9 	(1) an accurate chronological listing of all substantive contacts with the client;
33.10 	(2) documentation of services, including:
33.11 	(i) assessment methods, data, and reports;
33.12 	(ii) an initial treatment plan and any revisions to the plan;
33.13 	(iii) the name of the individual providing services;
33.14 	(iv) the name and credentials of the individual who is professionally responsible 
33.15 	for the services provided;
33.16 	(v) case notes for each date of service, including interventions;
33.17 	(vi) consultations with collateral sources;
33.18 	(vii) diagnoses or presenting problems; and
33.19 	(viii) documentation that informed consent was obtained, including written informed 
33.20 	consent documents;
33.21 	(3) copies of all correspondence relevant to the client;
33.22 	(4) a client personal data sheet;
33.23 	(5) copies of all client authorizations for release of information;
33.24 	(6) an accurate chronological listing of all fees charged, if any, to the client or 
33.25 	a third party payer; and
33.26 	(7) any other documents pertaining to the client.
33.27 		Subd. 2.Duplicate records. If the client records containing the documentation 
33.28 	required by subdivision 1 are maintained by the agency, clinic, or other facility where the 
33.29 	provider renders services, the provider is not required to maintain duplicate records of 
33.30 	client information.
33.31 		Subd. 3.Record retention. The provider shall retain a client's record for a minimum 
33.32 	of seven years after the date of the provider's last professional service to the client, except 
33.33 	as otherwise provided by law. If the client is a minor, the record retention period does not 
33.34 	begin until the client reaches the age of 18, except as otherwise provided by law.

34.1 	Sec. 32. [148F.155] IMPAIRED OBJECTIVITY OR EFFECTIVENESS.
34.2 		Subdivision 1.Situations involving impaired objectivity or effectiveness. (a) An 
34.3 	alcohol and drug counselor must not provide alcohol and drug counseling services to a 
34.4 	client or potential client when the counselor's objectivity or effectiveness is impaired.
34.5 	(b) The provider shall not provide alcohol and drug counseling services to a client 
34.6 	if doing so would create a multiple relationship. For purposes of this section, "multiple 
34.7 	relationship" means one that is both professional and:
34.8 	(1) cohabitational;
34.9 	(2) familial;
34.10 	(3) one in which there has been personal involvement with the client or family 
34.11 	member of the client that is reasonably likely to adversely affect the client's welfare or 
34.12 	ability to benefit from services; or
34.13 	(4) one in which there is significant financial involvement other than legitimate 
34.14 	payment for professional services rendered that is reasonably likely to adversely affect the 
34.15 	client's welfare or ability to benefit from services.
34.16 	If an unforeseen multiple relationship arises after services have been initiated, the 
34.17 	provider shall promptly terminate the professional relationship.
34.18 	(c) The provider shall not provide alcohol and drug counseling services to a client 
34.19 	who is also the provider's student or supervisee. If an unforeseen situation arises in which 
34.20 	both types of services are required or requested by the client or a third party, the provider 
34.21 	shall decline to provide the services.
34.22 	(d) The provider shall not provide alcohol and drug counseling services to a client 
34.23 	when the provider is biased for or against the client for any reason that interferes with the 
34.24 	provider's impartial judgment, including where the client is a member of a class legally 
34.25 	protected from discrimination. The provider may provide services if the provider is 
34.26 	working to resolve the impairment in the manner required under subdivision 2.
34.27 	(e) The provider shall not provide alcohol and drug counseling services to a client 
34.28 	when there is a fundamental divergence or conflict of service goals, interests, values, 
34.29 	or attitudes between the client and the provider that adversely affects the professional 
34.30 	relationship. The provider may provide services if the provider is working to resolve the 
34.31 	impairment in the manner required under subdivision 2.
34.32 		Subd. 2.Resolution of impaired objectivity or effectiveness. (a) When an 
34.33 	impairment occurs that is listed in subdivision 1, paragraph (d) or (e), the provider may 
34.34 	provide services only if the provider actively pursues resolution of the impairment and is 
34.35 	able to do so in a manner that results in minimal adverse effects on the client or potential 
34.36 	client.
35.1 	(b) If the provider attempts to resolve the impairment, it must be by means of 
35.2 	professional education, training, continuing education, consultation, psychotherapy, 
35.3 	intervention, supervision, or discussion with the client or potential client, or an appropriate 
35.4 	combination thereof.

35.5 	Sec. 33. [148F.160] PROVIDER IMPAIRMENT.
35.6 	The provider shall not provide counseling services to clients when the provider is 
35.7 	unable to provide services with reasonable skill and safety as a result of a physical or 
35.8 	mental illness or condition, including, but not limited to, substance abuse or dependence. 
35.9 	During the period the provider is unable to practice with reasonable skill and safety, the 
35.10 	provider shall either promptly terminate the professional relationship with all clients or 
35.11 	shall make arrangements for other alcohol and drug counselors to provide temporary 
35.12 	services during the provider's absence.

35.13 	Sec. 34. [148F.165] CLIENT WELFARE.
35.14 		Subdivision 1.Explanation of procedures. A client has the right to have, and a 
35.15 	counselor has the responsibility to provide, a nontechnical explanation of the nature and 
35.16 	purpose of the counseling procedures to be used and the results of tests administered to the 
35.17 	client. The counselor shall establish procedures to be followed if the explanation is to be 
35.18 	provided by another individual under the direction of the counselor.
35.19 		Subd. 2.Client bill of rights. The client bill of rights required by section 144.652, 
35.20 	shall be prominently displayed on the premises of the professional practice or provided 
35.21 	as a handout to each client. The document must state that consumers of alcohol and 
35.22 	drug counseling services have the right to:
35.23 	(1) expect that the provider meets the minimum qualifications of training and 
35.24 	experience required by state law;
35.25 	(2) examine public records maintained by the Board of Behavioral Health and 
35.26 	Therapy that contain the credentials of the provider;
35.27 	(3) report complaints to the Board of Behavioral Health and Therapy;
35.28 	(4) be informed of the cost of professional services before receiving the services;
35.29 	(5) privacy as defined and limited by law and rule;
35.30 	(6) be free from being the object of unlawful discrimination while receiving 
35.31 	counseling services;
35.32 	(7) have access to their records as provided in sections 144.92 and 148F.135, 
35.33 	subdivision 1, except as otherwise provided by law;
35.34 	(8) be free from exploitation for the benefit or advantage of the provider;
36.1 	(9) terminate services at any time, except as otherwise provided by law or court 
36.2 	order;
36.3 	(10) know the intended recipients of assessment results;
36.4 	(11) withdraw consent to release assessment results, unless the right is prohibited by 
36.5 	law or court order or was waived by prior written agreement;
36.6 	(12) a nontechnical description of assessment procedures; and
36.7 	(13) a nontechnical explanation and interpretation of assessment results, unless this 
36.8 	right is prohibited by law or court order or was waived by prior written agreement.
36.9 		Subd. 3.Stereotyping. The provider shall treat the client as an individual and 
36.10 	not impose on the client any stereotypes of behavior, values, or roles related to human 
36.11 	diversity.
36.12 		Subd. 4.Misuse of client relationship. The provider shall not misuse the 
36.13 	relationship with a client due to a relationship with another individual or entity.
36.14 		Subd. 5.Exploitation of client. The provider shall not exploit the professional 
36.15 	relationship with a client for the provider's emotional, financial, sexual, or personal 
36.16 	advantage or benefit. This prohibition extends to former clients who are vulnerable or 
36.17 	dependent on the provider.
36.18 		Subd. 6.Sexual behavior with client. A provider shall not engage in any sexual 
36.19 	behavior with a client including:
36.20 	(1) sexual contact, as defined in section 604.20, subdivision 7; or
36.21 	(2) any physical, verbal, written, interactive, or electronic communication, conduct, 
36.22 	or act that may be reasonably interpreted to be sexually seductive, demeaning, or 
36.23 	harassing to the client.
36.24 		Subd. 7.Sexual behavior with a former client. A provider shall not engage in any 
36.25 	sexual behavior as described in subdivision 6 within the two-year period following the 
36.26 	date of the last counseling service to a former client. This prohibition applies whether or 
36.27 	not the provider has formally terminated the professional relationship. This prohibition 
36.28 	extends indefinitely for a former client who is vulnerable or dependent on the provider.
36.29 		Subd. 8.Preferences and options for treatment. A provider shall disclose to the 
36.30 	client the provider's preferences for choice of treatment or outcome and shall present other 
36.31 	options for the consideration or choice of the client.
36.32 		Subd. 9.Referrals. A provider shall make a prompt and appropriate referral of the 
36.33 	client to another professional when requested to make a referral by the client.

36.34 	Sec. 35. [148F.170] WELFARE OF STUDENTS, SUPERVISEES, AND 
36.35 	RESEARCH SUBJECTS.
37.1 		Subdivision 1.General. Due to the evaluative, supervisory, or other authority that 
37.2 	providers who teach, evaluate, supervise, or conduct research have over their students, 
37.3 	supervisees, or research subjects, they shall protect the welfare of these individuals.
37.4 		Subd. 2.Student, supervisee, and research subject protections. To protect the 
37.5 	welfare of their students, supervisees, or research subjects, providers shall not:
37.6 	(1) discriminate on the basis of race, ethnicity, national origin, religious affiliation, 
37.7 	language, age, gender, physical disabilities, mental capabilities, sexual orientation or 
37.8 	identity, marital status, or socioeconomic status;
37.9 	(2) exploit or misuse the professional relationship for the emotional, financial, 
37.10 	sexual, or personal advantage or benefit of the provider or another individual or entity;
37.11 	(3) engage in any sexual behavior with a current student, supervisee, or research 
37.12 	subject, including sexual contact, as defined in section 604.20, subdivision 7, or any 
37.13 	physical, verbal, written, interactive, or electronic communication, conduct, or act that 
37.14 	may be reasonably interpreted to be sexually seductive, demeaning, or harassing. Nothing 
37.15 	in this part shall prohibit a provider from engaging in teaching or research with an 
37.16 	individual with whom the provider has a preexisting and ongoing sexual relationship; 
37.17 	(4) engage in any behavior likely to be deceptive or fraudulent;
37.18 	(5) disclose evaluative information except for legitimate professional or scientific 
37.19 	purposes; or
37.20 	(6) engage in any other unprofessional conduct.

37.21 	Sec. 36. [148F.175] MEDICAL AND OTHER HEALTH CARE 
37.22 	CONSIDERATIONS.
37.23 		Subdivision 1.Coordinating services with other health care professionals.
 37.24 	Upon initiating services, the provider shall inquire whether the client has a preexisting 
37.25 	relationship with another health care professional. If the client has such a relationship, 
37.26 	and it is relevant to the provider's services to the client, the provider shall, to the extent 
37.27 	possible and consistent with the wishes and best interests of the client, coordinate services 
37.28 	for the client with the other health care professional. This requirement does not apply if 
37.29 	brief crisis intervention services are provided.
37.30 		Subd. 2.Reviewing health care information. If the provider determines that a 
37.31 	client's preexisting relationship with another health care professional is relevant to the 
37.32 	provider's services to the client, the provider shall, to the extent possible and consistent 
37.33 	with the wishes and best interests of the client, review this information with the treating 
37.34 	health care professional.
38.1 		Subd. 3.Relevant medical conditions. If the provider believes that a client's 
38.2 	psychological condition may have medical etiology or consequence, the provider shall, 
38.3 	within the limits of the provider's competence, discuss this with the client and offer to 
38.4 	assist in identifying medical resources for the client.

38.5 	Sec. 37. [148F.180] ASSESSMENTS; TESTS; REPORTS.
38.6 		Subdivision 1.Assessments. Providers who conduct assessments of individuals 
38.7 	shall base their assessments on records, information, observations, and techniques 
38.8 	sufficient to substantiate their findings. They shall render opinions only after they 
38.9 	have conducted an examination of the individual adequate to support their statements 
38.10 	or conclusions, unless an examination is not practical despite reasonable efforts. An 
38.11 	assessment may be limited to reviewing records or providing testing services when an 
38.12 	individual examination is not necessary for the opinion requested.
38.13 		Subd. 2.Tests. Providers may administer and interpret tests within the scope of the 
38.14 	counselor's training, skill, and competence. 
38.15 		Subd. 3.Reports. Written and oral reports, including testimony as an expert 
38.16 	witness and letters to third parties concerning a client, must be based on information and 
38.17 	techniques sufficient to substantiate their findings. Reports must include:
38.18 	(1) a description of all assessments, evaluations, or other procedures, including 
38.19 	materials reviewed, which serve as a basis for the provider's conclusions;
38.20 	(2) reservations or qualifications concerning the validity or reliability of the opinions 
38.21 	and conclusions formulated and recommendations made;
38.22 	(3) a statement concerning any discrepancy, disagreement, or inconsistent or 
38.23 	conflicting information regarding the circumstances of the case that may have a bearing on 
38.24 	the provider's conclusions;
38.25 	(4) a statement of the nature of and reason for the use of a test that is administered, 
38.26 	recorded, scored, or interpreted in other than a standard and objective manner; and
38.27 	(5) a statement indicating when test interpretations or report conclusions are not 
38.28 	based on direct contact between the client and the provider.
38.29 		Subd. 4.Private information. Test results and interpretations regarding an 
38.30 	individual are private information.

38.31 	Sec. 38. [148F.185] PUBLIC STATEMENTS.
38.32 		Subdivision 1.Prohibition against false or misleading information. Public 
38.33 	statements by providers must not include false or misleading information. Providers shall 
38.34 	not solicit or use testimonials by quotation or implication from current clients or former 
39.1 	clients who are vulnerable to undue influence. The provider shall make reasonable efforts 
39.2 	to ensure that public statements by others on behalf of the provider are truthful and shall 
39.3 	make reasonable remedial efforts to bring a public statement into compliance with sections 
39.4 	148F.120 to 148F.205 when the provider becomes aware of a violation. 
39.5 		Subd. 2.Misrepresentation. The provider shall not misrepresent directly or 
39.6 	by implication professional qualifications including education, training, experience, 
39.7 	competence, credentials, or areas of specialization. The provider shall not misrepresent, 
39.8 	directly or by implication, professional affiliations or the purposes and characteristics of 
39.9 	institutions and organizations with which the provider is professionally associated.
39.10 		Subd. 3.Use of specialty board designation. Providers may represent themselves 
39.11 	as having an area of specialization from a specialty board, such as a designation as a 
39.12 	diplomate or fellow, if the specialty board used, at a minimum, the following criteria to 
39.13 	award such a designation:
39.14 	(1) specified educational requirements defined by the specialty board;
39.15 	(2) specified experience requirements defined by the specialty board;
39.16 	(3) a work product evaluated by other specialty board members; and
39.17 	(4) a face-to-face examination by a committee of specialty board members or a 
39.18 	comprehensive written examination in the area of specialization.

39.19 	Sec. 39. [148F.190] FEES; STATEMENTS.
39.20 		Subdivision 1.Disclosure. The provider shall disclose the fees for professional 
39.21 	services to a client before providing services.
39.22 		Subd. 2.Itemized statement. The provider shall itemize fees for all services for 
39.23 	which the client or a third party is billed and make the itemized statement available to 
39.24 	the client. The statement shall identify the date the service was provided, the nature of 
39.25 	the service, the name of the individual who provided the service, and the name of the 
39.26 	individual who is professionally responsible for the service.
39.27 		Subd. 3.Representation of billed services. The provider shall not directly or by 
39.28 	implication misrepresent to the client or to a third party billed for services the nature or the 
39.29 	extent of the services provided.
39.30 		Subd. 4.Claiming fees. The provider shall not claim a fee for counseling services 
39.31 	unless the provider is either the direct provider of the services or is clinically responsible 
39.32 	for providing the services and under whose supervision the services were provided.
39.33 		Subd. 5.Referrals. No commission, rebate, or other form of remuneration may be 
39.34 	given or received by a provider for the referral of clients for counseling services.

40.1 	Sec. 40. [148F.195] AIDING AND ABETTING UNLICENSED PRACTICE.
40.2 	A provider shall not aid or abet an unlicensed individual to engage in the practice of 
40.3 	alcohol and drug counseling. A provider who supervises a student as part of an alcohol 
40.4 	and drug counseling practicum is not in violation of this section. Properly qualified 
40.5 	individuals who administer and score testing instruments under the direction of a provider 
40.6 	who maintains responsibility for the service are not considered in violation of this section.

40.7 	Sec. 41. [148F.200] VIOLATION OF LAW.
40.8 	A provider shall not violate any law in which the facts giving rise to the violation 
40.9 	involve the practice of alcohol and drug counseling as defined in sections 148F.001 to 
40.10 	148F.205. In any board proceeding alleging a violation of this section, the proof of a 
40.11 	conviction of a crime constitutes proof of the underlying factual elements necessary to 
40.12 	that conviction.

40.13 	Sec. 42. [148F.205] COMPLAINTS TO BOARD.
40.14 		Subdivision 1.Mandatory reporting requirements. A provider is required to file a 
40.15 	complaint when the provider knows or has reason to believe that another provider:
40.16 	(1) is unable to practice with reasonable skill and safety as a result of a physical or 
40.17 	mental illness or condition, including, but not limited to, substance abuse or dependence, 
40.18 	except that this mandated reporting requirement is deemed fulfilled by a report made 
40.19 	to the Health Professionals Services Program (HPSP) as provided by section 214.33, 
40.20 	subdivision 1;
40.21 	(2) is engaging in or has engaged in sexual behavior with a client or former client in 
40.22 	violation of section 148F.165, subdivision 6 or 7;
40.23 	(3) has failed to report abuse or neglect of children or vulnerable adults in violation 
40.24 	of section 626.556 or 626.557; or
40.25 	(4) has employed fraud or deception in obtaining or renewing an alcohol and drug 
40.26 	counseling license.
40.27 		Subd. 2.Optional reporting requirements. Other than conduct listed in 
40.28 	subdivision 1, a provider who has reason to believe that the conduct of another provider 
40.29 	appears to be in violation of sections 148F.001 to 148F.205 may file a complaint with 
40.30 	the board.
40.31 		Subd. 3.Institutions. A state agency, political subdivision, agency of a local unit 
40.32 	of government, private agency, hospital, clinic, prepaid medical plan, or other health 
40.33 	care institution or organization located in this state shall report to the board any action 
40.34 	taken by the agency, institution, or organization or any of its administrators or medical 
41.1 	or other committees to revoke, suspend, restrict, or condition an alcohol and drug 
41.2 	counselor's privilege to practice or treat patients or clients in the institution, or as part of 
41.3 	the organization, any denial of privileges, or any other disciplinary action for conduct that 
41.4 	might constitute grounds for disciplinary action by the board under sections 148F.001 
41.5 	to 148F.205. The institution, organization, or governmental entity shall also report the 
41.6 	resignation of any alcohol and drug counselors before the conclusion of any disciplinary 
41.7 	action proceeding for conduct that might constitute grounds for disciplinary action under 
41.8 	this chapter, or before the commencement of formal charges but after the practitioner had 
41.9 	knowledge that formal charges were contemplated or were being prepared.
41.10 		Subd. 4.Professional societies. A state or local professional society for alcohol and 
41.11 	drug counselors shall report to the board any termination, revocation, or suspension of 
41.12 	membership or any other disciplinary action taken against an alcohol and drug counselor. 
41.13 	If the society has received a complaint that might be grounds for discipline under this 
41.14 	chapter against a member on which it has not taken any disciplinary action, the society 
41.15 	shall report the complaint and the reason why it has not taken action on it or shall direct 
41.16 	the complainant to the board.
41.17 		Subd. 5.Insurers. Each insurer authorized to sell insurance described in section 
41.18 	60A.06, subdivision 1, clause (13), and providing professional liability insurance to 
41.19 	alcohol and drug counselors or the Medical Joint Underwriting Association under chapter 
41.20 	62F, shall submit to the board quarterly reports concerning the alcohol and drug counselors 
41.21 	against whom malpractice settlements and awards have been made. The report must 
41.22 	contain at least the following information:
41.23 	(1) the total number of malpractice settlements or awards made;
41.24 	(2) the date the malpractice settlements or awards were made;
41.25 	(3) the allegations contained in the claim or complaint leading to the settlements or 
41.26 	awards made;
41.27 	(4) the dollar amount of each settlement or award;
41.28 	(5) the address of the practice of the alcohol and drug counselor against whom an 
41.29 	award was made or with whom a settlement was made; and
41.30 	(6) the name of the alcohol and drug counselor against whom an award was made or 
41.31 	with whom a settlement was made. The insurance company shall, in addition to the above 
41.32 	information, submit to the board any information, records, and files, including clients' 
41.33 	charts and records, it possesses that tend to substantiate a charge that a licensed alcohol 
41.34 	and drug counselor may have engaged in conduct violating this chapter.
41.35 		Subd. 6.Self-reporting. An alcohol and drug counselor shall report to the board 
41.36 	any personal action that would require that a report be filed with the board by any person, 
42.1 	health care facility, business, or organization under subdivisions 1 and 3 to 5. The alcohol 
42.2 	and drug counselor shall also report the revocation, suspension, restriction, limitation, 
42.3 	or other disciplinary action in this state and report the filing of charges regarding the 
42.4 	practitioner's license or right of practice in another state or jurisdiction.
42.5 		Subd. 7.Permission to report. A person who has knowledge of any conduct 
42.6 	constituting grounds for disciplinary action relating to the practice of alcohol and drug 
42.7 	counseling under this chapter may report the violation to the board.
42.8 		Subd. 8.Client complaints to the board. A provider shall, upon request, provide 
42.9 	information regarding the procedure for filing a complaint with the board and shall, upon 
42.10 	request, assist with filing a complaint. A provider shall not attempt to dissuade a client 
42.11 	from filing a complaint with the board, or require that the client waive the right to file a 
42.12 	complaint with the board as a condition for providing services.
42.13 		Subd. 9.Deadlines; forms. Reports required by subdivisions 1 and 3 to 6 must be 
42.14 	submitted no later than 30 days after the reporter learns of the occurrence of the reportable 
42.15 	event or transaction. The board may provide forms for the submission of the reports 
42.16 	required by this section and may require that reports be submitted on the forms provided.

42.17 	Sec. 43. REPORT; BOARD OF BEHAVIORAL HEALTH AND THERAPY.
 42.18 	(a) The Board of Behavioral Health and Therapy shall convene a working group 
42.19 	to evaluate the feasibility of a tiered licensure system for alcohol and drug counselors in 
42.20 	Minnesota. This evaluation shall include proposed scopes of practice for each tier, specific 
42.21 	degree and other education and examination requirements for each tier, the clinical 
42.22 	settings in which each tier of practitioner would be utilized, and any other issues the 
42.23 	board deems necessary.
42.24 	(b) Members of the working group shall include, but not be limited to, members of 
42.25 	the board, licensed alcohol and drug counselors, alcohol and drug counselor temporary 
42.26 	permit holders, faculty members from two- and four-year education programs, professional 
42.27 	organizations, and employers.
42.28 	(c) The board shall present its written report, including any proposed legislation, to 
42.29 	the chairs and ranking minority members of the legislative committees with jurisdiction 
42.30 	over health and human services no later than December 15, 2015.
42.31 	(d) The working group is not subject to the provisions of Minnesota Statutes, 
42.32 	section 15.059.

42.33 	Sec. 44. REVISOR'S INSTRUCTION.
 43.1 	The revisor of statutes shall consult with the Board of Behavioral Health and 
43.2 	Therapy to make any necessary cross-reference changes that are needed as a result of the 
43.3 	passage of this act.

43.4 	Sec. 45. REPEALER.
 43.5 	(a) Minnesota Statutes 2010, sections 148C.01, subdivisions 1, 1a, 2, 2a, 2b, 2c, 
43.6 	2d, 2e, 2f, 2g, 4, 4a, 5, 7, 9, 10, 11, 11a, 12, 12a, 13, 14, 15, 16, 17, and 18; 148C.015; 
43.7 	148C.03, subdivisions 1 and 4; 148C.0351, subdivisions 1, 3, and 4; 148C.0355; 148C.04, 
43.8 	subdivisions 1, 2, 3, 4, 5a, 6, and 7; 148C.044; 148C.045; 148C.05, subdivisions 1, 1a, 5, 
43.9 	and 6; 148C.055; 148C.07; 148C.075; 148C.08; 148C.09, subdivisions 1, 1a, 2, and 4; 
43.10 	148C.091; 148C.093; 148C.095; 148C.099; 148C.10, subdivisions 1, 2, and 3; 148C.11; 
43.11 	and 148C.12, subdivisions 1, 2, 3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15, are repealed.
43.12 	(b) Minnesota Rules, parts 4747.0010; 4747.0020; 4747.0030, subparts 1, 2, 3, 
43.13 	4, 5, 7, 8, 9, 10, 15, 17, 18, 20, 21, 22, 24, and 29; 4747.0040; 4747.0050; 4747.0060; 
43.14 	4747.0070, subparts 1, 2, 3, and 6; 4747.0200; 4747.0400, subpart 1; 4747.0700; 
43.15 	4747.0800; 4747.0900; 4747.1100, subparts 1, 4, 5, 6, 7, 8, and 9; 4747.1400, subparts 
43.16 	1, 2, 3, 4, 5, 6, 7, 8, 10, 11, 12, and 13; 4747.1500; 6310.3100, subpart 2; 6310.3600; 
43.17 	and 6310.3700, subpart 1, are repealed.

43.18 	Sec. 46. EFFECTIVE DATE.
 43.19 	This article is effective August 1, 2012.

43.20 	ARTICLE 2
43.21 	LICENSED PROFESSIONAL COUNSELING.

43.22 	Section 1. Minnesota Statutes 2010, section 148B.5301, subdivision 1, is amended to 
43.23 	read:
43.24 		Subdivision 1.General requirements. (a) To be licensed as a licensed professional 
43.25 	clinical counselor (LPCC), an applicant must provide satisfactory evidence to the board 
43.26 	that the applicant:
43.27 	(1) is at least 18 years of age;
43.28 	(2) is of good moral character;
43.29 	(3) has completed a master's or doctoral degree program in counseling or a 
43.30 	related field, as determined by the board based on the criteria in items (i) to (x), that 
43.31 	includes a minimum of 48 semester hours or 72 quarter hours and a supervised field 
43.32 	experience in counseling that is not fewer than 700 hours. The degree must be from 
43.33 	a counseling program recognized by the Council for Accreditation of Counseling and 
44.1 	Related Education Programs (CACREP) or from an institution of higher education that is 
44.2 	accredited by a regional accrediting organization recognized by the Council for Higher 
44.3 	Education Accreditation (CHEA). Specific academic course content and training must 
44.4 	include coursework in each of the following subject areas:
44.5 	(i) helping relationship, including counseling theory and practice;
44.6 	(ii) human growth and development;
44.7 	(iii) lifestyle and career development;
44.8 	(iv) group dynamics, processes, counseling, and consulting;
44.9 	(v) assessment and appraisal;
44.10 	(vi) social and cultural foundations, including multicultural issues;
44.11 	(vii) principles of etiology, treatment planning, and prevention of mental and 
44.12 	emotional disorders and dysfunctional behavior;
44.13 	(viii) family counseling and therapy;
44.14 	(ix) research and evaluation; and
44.15 	(x) professional counseling orientation and ethics;
44.16 	(4) has demonstrated competence in professional counseling by passing the National 
44.17 	Clinical Mental Health Counseling Examination (NCMHCE), administered by the 
44.18 	National Board for Certified Counselors, Inc. (NBCC) and ethical, oral, and situational 
44.19 	examinations as prescribed by the board. In lieu of the NCMHCE, applicants who have 
44.20 	taken and passed the National Counselor Examination (NCE) administered by the NBCC, 
44.21 	or another board-approved examination, need only take and pass the Examination of 
44.22 	Clinical Counseling Practice (ECCP) administered by the NBCC;
44.23 	(5) has earned graduate-level semester credits or quarter-credit equivalents in the 
44.24 	following clinical content areas as follows:
44.25 	(i) six credits in diagnostic assessment for child or adult mental disorders; normative 
44.26 	development; and psychopathology, including developmental psychopathology;
44.27 	(ii) three credits in clinical treatment planning, with measurable goals;
44.28 	(iii) six credits in clinical intervention methods informed by research evidence and 
44.29 	community standards of practice;
44.30 	(iv) three credits in evaluation methodologies regarding the effectiveness of 
44.31 	interventions;
44.32 	(v) three credits in professional ethics applied to clinical practice; and
44.33 	(vi) three credits in cultural diversity; and
44.34 	(6) has demonstrated successful completion of 4,000 hours of supervised, 
44.35 	post-master's degree professional practice in the delivery of clinical services in the 
45.1 	diagnosis and treatment of child and adult mental illnesses and disorders, conducted 
45.2 	according to subdivision 2.
45.3 	(b) If coursework in paragraph (a) was not completed as part of the degree program 
45.4 	required by paragraph (a), clause (3), the coursework must be taken and passed for credit, 
45.5 	and must be earned from a counseling program or institution that meets the requirements 
45.6 	of paragraph (a), clause (3).

45.7 	Sec. 2. Minnesota Statutes 2010, section 148B.5301, is amended by adding a 
45.8 	subdivision to read:
45.9 		Subd. 3a.Conversion from licensed professional counselor to licensed 
45.10 	professional clinical counselor. (a) Until August 1, 2014, an individual currently licensed 
45.11 	in the state of Minnesota as a licensed professional counselor may convert to a LPCC by 
45.12 	providing evidence satisfactory to the board that the applicant has met the following 
45.13 	requirements:
45.14 	(1) is at least 18 years of age;
45.15 	(2) is of good moral character;
45.16 	(3) has a license that is active and in good standing;
45.17 	(4) has no complaints pending, uncompleted disciplinary orders, or corrective 
45.18 	action agreements;
45.19 	(5) has completed a master's or doctoral degree program in counseling or a related 
45.20 	field, as determined by the board, and whose degree was from a counseling program 
45.21 	recognized by CACREP or from an institution of higher education that is accredited by a 
45.22 	regional accrediting organization recognized by CHEA;
45.23 	(6) has earned 24 graduate-level semester credits or quarter-credit equivalents in 
45.24 	clinical coursework which includes content in the following clinical areas:
45.25 	(i) diagnostic assessment for child and adult mental disorders; normative 
45.26 	development; and psychopathology, including developmental psychopathology;
45.27 	(ii) clinical treatment planning, with measurable goals;
45.28 	(iii) clinical intervention methods informed by research evidence and community 
45.29 	standards of practice;
45.30 	(iv) evaluation methodologies regarding the effectiveness of interventions;
45.31 	(v) professional ethics applied to clinical practice; and
45.32 	(vi) cultural diversity;
45.33 	(7) has demonstrated, to the satisfaction of the board, successful completion of 
45.34 	4,000 hours of supervised, post-master's degree professional practice in the delivery of 
46.1 	clinical services in the diagnosis and treatment of child and adult mental illnesses and 
46.2 	disorders; and
46.3 	(8) has paid the LPCC application and licensure fees required in section 148B.53, 
46.4 	subdivision 3.
46.5 	(b) If the coursework in paragraph (a) was not completed as part of the degree 
46.6 	program required by paragraph (a), clause (5), the coursework must be taken and passed 
46.7 	for credit, and must be earned from a counseling program or institution that meets the 
46.8 	requirements in paragraph (a), clause (5).
46.9 	(c) This subdivision expires August 1, 2014.

46.10 	EFFECTIVE DATE. This section is effective retroactively from August 1, 2011.

46.11 	Sec. 3. Minnesota Statutes 2010, section 148B.5301, subdivision 4, is amended to read:
46.12 		Subd. 4.Conversion to licensed professional clinical counselor after August 
46.13 	1, 2011 2014. After August 1, 2014, an individual licensed in the state of Minnesota 
46.14 	as a licensed professional counselor may convert to a LPCC by providing evidence 
46.15 	satisfactory to the board that the applicant has met the requirements of subdivisions 1 
46.16 	and 2, subject to the following:
46.17 	(1) the individual's license must be active and in good standing;
46.18 	(2) the individual must not have any complaints pending, uncompleted disciplinary 
46.19 	orders, or corrective action agreements; and
46.20 	(3) the individual has paid the LPCC application and licensure fees required in 
46.21 	section 148B.53, subdivision 3.

46.22 	Sec. 4. Minnesota Statutes 2010, section 148B.54, subdivision 2, is amended to read:
46.23 		Subd. 2.Continuing education. At the completion of the first four years of 
46.24 	licensure, a licensee must provide evidence satisfactory to the board of completion of 
46.25 	12 additional postgraduate semester credit hours or its equivalent in counseling as 
46.26 	determined by the board, except that no licensee shall be required to show evidence of 
46.27 	greater than 60 semester hours or its equivalent. In addition to completing the requisite 
46.28 	graduate coursework, each licensee shall also complete in the first four years of licensure 
46.29 	a minimum of 40 hours of continuing education activities approved by the board under 
46.30 	Minnesota Rules, part 2150.2540. Graduate credit hours successfully completed in the 
46.31 	first four years of licensure may be applied to both the graduate credit requirement and to 
46.32 	the requirement for 40 hours of continuing education activities. A licensee may receive 15 
46.33 	continuing education hours per semester credit hour or ten continuing education hours 
46.34 	per quarter credit hour. Thereafter, at the time of renewal, each licensee shall provide 
47.1 	evidence satisfactory to the board that the licensee has completed during each two-year 
47.2 	period at least the equivalent of 40 clock hours of professional postdegree continuing 
47.3 	education in programs approved by the board and continues to be qualified to practice 
47.4 	under sections 148B.50 to 148B.593.

47.5 	Sec. 5. Minnesota Statutes 2010, section 148B.54, subdivision 3, is amended to read:
47.6 		Subd. 3.Relicensure following termination. An individual whose license was 
47.7 	terminated prior to August 1, 2010, and who can demonstrate completion of the graduate 
47.8 	credit requirement in subdivision 2, does not need to comply with the continuing education 
47.9 	requirement of Minnesota Rules, part 2150.2520, subpart 4, or with the continuing 
47.10 	education requirements for relicensure following termination in Minnesota Rules, part 
47.11 	2150.0130, subpart 2. This section does not apply to an individual whose license has 
47.12 	been canceled.

47.13 	Sec. 6. EFFECTIVE DATE.
 47.14 	Sections 1 to 5 are effective August 1, 2012, unless a different effective date is 
47.15 	specified.