as introduced - 81st Legislature (1999 - 2000) Posted on 12/15/2009 12:00am
1.1 A bill for an act 1.2 relating to health occupations; establishing licensing 1.3 requirements for occupational therapists and 1.4 occupational therapy assistants; proposing coding for 1.5 new law in Minnesota Statutes, chapter 148; repealing 1.6 Minnesota Rules, parts 4666.0010; 4666.0020; 1.7 4666.0030; 4666.0040; 4666.0050; 4666.0060; 4666.0070; 1.8 4666.0080; 4666.0090; 4666.0100; 4666.0200; 4666.0300; 1.9 4666.0400; 4666.0500; 4666.0600; 4666.0700; 4666.0800; 1.10 4666.0900; 4666.1000; 4666.1100; 4666.1200; 4666.1300; 1.11 and 4666.1400. 1.12 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF MINNESOTA 1.13 Section 1. [148.6401] [SCOPE.] 1.14 Sections 148.6401 to 148.6450 apply to persons who are 1.15 applicants for licensure, who are licensed, who use protected 1.16 titles, or who represent that they are licensed as occupational 1.17 therapists or occupational therapy assistants. 1.18 Sec. 2. [148.6402] [DEFINITIONS.] 1.19 Subdivision 1. [SCOPE.] For the purpose of sections 1.20 148.6401 to 148.6450, the following terms have the meaning given 1.21 them. 1.22 Subd. 2. [ADVISORY COUNCIL.] "Advisory council" means the 1.23 occupational therapy practitioners advisory council in section 1.24 148.6450. 1.25 Subd. 3. [BIENNIAL LICENSURE PERIOD.] "Biennial licensure 1.26 period" means the two-year period for which licensure is 1.27 effective. 1.28 Subd. 4. [COMMISSIONER.] "Commissioner" means the 2.1 commissioner of health or a designee. 2.2 Subd. 5. [CONTACT HOUR.] "Contact hour" means an 2.3 instructional session of 60 consecutive minutes, excluding 2.4 coffee breaks, registration, meals without a speaker, and social 2.5 activities. 2.6 Subd. 6. [CREDENTIAL.] "Credential" means a license, 2.7 permit, certification, registration, or other evidence of 2.8 qualification or authorization to engage in the practice of 2.9 occupational therapy issued by any authority. 2.10 Subd. 7. [CREDENTIALING EXAMINATION FOR OCCUPATIONAL 2.11 THERAPIST.] "Credentialing examination for occupational 2.12 therapist" means the examination sponsored by the National Board 2.13 for Certification in Occupational Therapy for credentialing as 2.14 an occupational therapist, registered. 2.15 Subd. 8. [CREDENTIALING EXAMINATION FOR OCCUPATIONAL 2.16 THERAPY ASSISTANT.] "Credentialing examination for occupational 2.17 therapy assistant" means the examination sponsored by the 2.18 National Board for Certification in Occupational Therapy for 2.19 credentialing as a certified occupational therapy assistant. 2.20 Subd. 9. [DELEGATE.] "Delegate" means to transfer to an 2.21 occupational therapy assistant the authority to perform selected 2.22 portions of an occupational therapy evaluation or treatment plan 2.23 for a specific patient. 2.24 Subd. 10. [DIRECT SUPERVISION.] "Direct supervision" of an 2.25 occupational therapy assistant using physical agent modalities 2.26 means that the occupational therapist has evaluated the patient 2.27 and determined a need for use of a particular physical agent 2.28 modality in the occupational therapy treatment plan, has 2.29 determined the appropriate physical agent modality application 2.30 procedure, and is available for in-person intervention while 2.31 treatment is provided. 2.32 Subd. 11. [ELECTRICAL STIMULATION DEVICE.] "Electrical 2.33 stimulation device" means any device which generates pulsed, 2.34 direct, or alternating electrical current for the purposes of 2.35 rehabilitation of neuromusculoskeletal dysfunction. 2.36 Subd. 12. [ELECTROTHERAPY.] "Electrotherapy" means the use 3.1 of electrical stimulation devices for a therapeutic purpose. 3.2 Subd. 13. [LICENSED HEALTH CARE PROFESSIONAL.] "Licensed 3.3 health care professional" means a person licensed in good 3.4 standing in Minnesota to practice medicine, osteopathy, 3.5 chiropractic, podiatry, or dentistry. 3.6 Subd. 14. [OCCUPATIONAL THERAPIST.] Except as provided in 3.7 section 148.6408, subdivision 3, paragraph (b), "occupational 3.8 therapist" means an individual who meets the qualifications in 3.9 sections 148.6401 to 148.6450 and is licensed by the 3.10 commissioner. For purposes of section 148.6408, subdivision 3, 3.11 paragraph (b), occupational therapist means the employment title 3.12 of a natural person before June 17, 1996. 3.13 Subd. 15. [OCCUPATIONAL THERAPY.] "Occupational therapy" 3.14 means the use of purposeful activity to maximize the 3.15 independence and the maintenance of health of an individual who 3.16 is limited by a physical injury or illness, a cognitive 3.17 impairment, a psychosocial dysfunction, a mental illness, a 3.18 developmental or learning disability, or an adverse 3.19 environmental condition. The practice encompasses evaluation, 3.20 assessment, treatment, and consultation. Occupational therapy 3.21 services may be provided individually, in groups, or through 3.22 social systems. Occupational therapy includes those services 3.23 described in section 148.6404. 3.24 Subd. 16. [OCCUPATIONAL THERAPY ASSISTANT.] Except as 3.25 provided in section 148.6410, subdivision 3, "occupational 3.26 therapy assistant" means an individual who meets the 3.27 qualifications for an occupational therapy assistant in sections 3.28 148.6401 to 148.6450 and is licensed by the commissioner. For 3.29 purposes of section 148.6410, subdivision 3, occupational 3.30 therapy assistant means the employment title of a natural person 3.31 before June 17, 1996. 3.32 Subd. 17. [PHYSICAL AGENT MODALITIES.] "Physical agent 3.33 modalities" mean modalities that use the properties of light, 3.34 water, temperature, sound, or electricity to produce a response 3.35 in soft tissue. The physical agent modalities referred to in 3.36 sections 148.6404 and 148.6440 are superficial physical agent 4.1 modalities, electrical stimulation devices, and ultrasound. 4.2 Subd. 18. [PROVISIONAL LICENSURE.] "Provisional licensure" 4.3 means a method of licensure described in section 148.6408, 4.4 subdivision 3, for occupational therapists and section 148.6410, 4.5 subdivision 3, for occupational therapy assistants, in effect 4.6 for a limited time, by which an individual who has not completed 4.7 an accredited or approved education program but who meets the 4.8 employment requirements specified in those subdivisions may 4.9 qualify for licensure pending successful completion of the 4.10 credentialing examination. 4.11 Subd. 19. [QUALIFIED SUPERVISOR.] "Qualified supervisor" 4.12 means the supervisor of an applicant for provisional licensure, 4.13 under section 148.6408, subdivision 3, who: 4.14 (1) is a licensed occupational therapist who supervises 4.15 occupational therapists, or before July 1, 1999, supervised 4.16 persons certified as occupational therapists by the National 4.17 Board for Certification in Occupational Therapy; or 4.18 (2) is licensed by the board of medical practice, the board 4.19 of nursing, or the board of teaching and is knowledgeable of 4.20 occupational therapy evaluations, intervention planning, and 4.21 therapeutic procedures. 4.22 Subd. 20. [LICENSE OR LICENSED.] "License" or "licensed" 4.23 means the act or status of a natural person who meets the 4.24 requirements of sections 148.6401 to 148.6450. 4.25 Subd. 21. [LICENSEE.] "Licensee" means a person who meets 4.26 the requirements of sections 148.6401 to 148.6450. 4.27 Subd. 22. [LICENSURE BY EQUIVALENCY.] "Licensure by 4.28 equivalency" means a method of licensure described in section 4.29 148.6412 by which an individual who possesses a credential from 4.30 the National Board for Certification in Occupational Therapy may 4.31 qualify for licensure. 4.32 Subd. 23. [LICENSURE BY RECIPROCITY.] "Licensure by 4.33 reciprocity" means a method of licensure described in section 4.34 148.6415 by which an individual who possesses a credential from 4.35 another jurisdiction may qualify for Minnesota licensure. 4.36 Subd. 24. [SERVICE COMPETENCY.] "Service competency" of an 5.1 occupational therapy assistant in performing evaluation tasks 5.2 means the ability of an occupational therapy assistant to obtain 5.3 the same information as the supervising occupational therapist 5.4 when evaluating a client's function. 5.5 Service competency of an occupational therapy assistant in 5.6 performing treatment procedures means the ability of an 5.7 occupational therapy assistant to perform treatment procedures 5.8 in a manner such that the outcome, documentation, and follow-up 5.9 are equivalent to that which would have been achieved had the 5.10 supervising occupational therapist performed the treatment 5.11 procedure. 5.12 Service competency of an occupational therapist means the 5.13 ability of an occupational therapist to consistently perform an 5.14 assessment task or intervention procedure with the level of 5.15 skill recognized as satisfactory within the appropriate 5.16 acceptable prevailing practice of occupational therapy. 5.17 Subd. 25. [SUPERFICIAL PHYSICAL AGENT MODALITY.] 5.18 "Superficial physical agent modality" means a therapeutic medium 5.19 which produces temperature changes in skin and underlying 5.20 subcutaneous tissues within a depth of zero to three centimeters 5.21 for the purposes of rehabilitation of neuromusculoskeletal 5.22 dysfunction. Superficial physical agent modalities may include, 5.23 but are not limited to: paraffin baths, hot packs, cold packs, 5.24 fluidotherapy, contrast baths, and whirlpool baths. Superficial 5.25 physical agent modalities do not include the use of electrical 5.26 stimulation devices, ultrasound, or quick icing. 5.27 Subd. 26. [TEMPORARY LICENSURE.] "Temporary licensure" 5.28 means a method of licensure described in section 148.6418, by 5.29 which an individual who (1) has completed an approved or 5.30 accredited education program but has not met the examination 5.31 requirement; or (2) possesses a credential from another 5.32 jurisdiction or the National Board for Certification in 5.33 Occupational Therapy but who has not submitted the documentation 5.34 required by section 148.6420, subdivisions 3 and 4, may qualify 5.35 for Minnesota licensure for a limited time period. 5.36 Subd. 27. [ULTRASOUND DEVICE.] "Ultrasound device" means a 6.1 device intended to generate and emit high frequency acoustic 6.2 vibrational energy for the purposes of rehabilitation of 6.3 neuromusculoskeletal dysfunction. 6.4 Sec. 3. [148.6403] [LICENSURE; PROTECTED TITLES AND 6.5 RESTRICTIONS ON USE; EXEMPT PERSONS; SANCTIONS.] 6.6 Subdivision 1. [UNLICENSED PRACTICE PROHIBITED.] No person 6.7 shall engage in the practice of occupational therapy unless the 6.8 person is licensed as an occupational therapist or an 6.9 occupational therapist assistant in accordance with sections 6.10 148.6401 to 148.6450. 6.11 Subd. 2. [PROTECTED TITLES AND RESTRICTIONS ON USE.] Use 6.12 of the phrase "occupational therapy" or "occupational 6.13 therapist," or the initials "O.T." alone or in combination with 6.14 any other words or initials to form an occupational title, or to 6.15 indicate or imply that the person is licensed by the state as an 6.16 occupational therapist or occupational therapy assistant, is 6.17 prohibited unless that person is licensed under sections 6.18 148.6401 to 148.6450. 6.19 Subd. 3. [USE OF "MINNESOTA LICENSED."] Use of the term 6.20 "Minnesota licensed" in conjunction with titles protected under 6.21 this section by any person is prohibited unless that person is 6.22 licensed under sections 148.6401 to 148.6450. 6.23 Subd. 4. [PERSONS LICENSED OR CERTIFIED IN OTHER STATES.] 6.24 A person who is licensed in Minnesota and licensed or certified 6.25 in another state may use the designation "licensed" or 6.26 "certified" with a protected title only if the state of 6.27 licensure or certification is clearly indicated. 6.28 Subd. 5. [EXEMPT PERSONS.] This section does not apply to: 6.29 (1) a person employed as an occupational therapist or 6.30 occupational therapy assistant by the government of the United 6.31 States or any agency of it. However, use of the protected 6.32 titles under those circumstances is allowed only in connection 6.33 with performance of official duties for the federal government; 6.34 (2) a student participating in supervised fieldwork or 6.35 supervised coursework that is necessary to meet the requirements 6.36 of section 148.6408, subdivision 1, or 148.6410, subdivision 1, 7.1 if the person is designated by a title which clearly indicates 7.2 the person's status as a student trainee. Any use of the 7.3 protected titles under these circumstances is allowed only while 7.4 the person is performing the duties of the supervised fieldwork 7.5 or supervised coursework; or 7.6 (3) a person performing occupational therapy services in 7.7 the state, if the services are performed no more than 30 days in 7.8 a calendar year in association with an occupational therapist 7.9 licensed under sections 148.6401 to 148.6450, and 7.10 (i) the person is credentialed under the law of another 7.11 state which has credentialing requirements at least as stringent 7.12 as the requirements of sections 148.6401 to 148.6450; or 7.13 (ii) the person meets the requirements for certification as 7.14 an occupational therapist registered (OTR) or a certified 7.15 occupational therapy assistant (COTA), established by the 7.16 National Board for Certification in Occupational Therapy. 7.17 Subd. 6. [SANCTIONS.] A person who practices occupational 7.18 therapy or holds out as an occupational therapist or 7.19 occupational therapy assistant by or through the use of any 7.20 title described in subdivision 2 without prior licensure 7.21 according to sections 148.6401 to 148.6450 is subject to 7.22 sanctions or action against continuing the activity according to 7.23 section 148.6448, chapter 214, or other statutory authority. 7.24 Sec. 4. [148.6404] [SCOPE OF PRACTICE.] 7.25 The practice of occupational therapy by an occupational 7.26 therapist or occupational therapy assistant includes, but is not 7.27 limited to, intervention directed toward: 7.28 (1) assessment and evaluation, including the use of skilled 7.29 observation or the administration and interpretation of 7.30 standardized or nonstandardized tests and measurements, to 7.31 identify areas for occupational therapy services; 7.32 (2) providing for the development of sensory integrative, 7.33 neuromuscular, or motor components of performance; 7.34 (3) providing for the development of emotional, 7.35 motivational, cognitive, or psychosocial components of 7.36 performance; 8.1 (4) developing daily living skills; 8.2 (5) developing feeding and swallowing skills; 8.3 (6) developing play skills and leisure capacities; 8.4 (7) enhancing educational performance skills; 8.5 (8) enhancing functional performance and work readiness 8.6 through exercise, range of motion, and use of ergonomic 8.7 principles; 8.8 (9) designing, fabricating, or applying rehabilitative 8.9 technology, such as selected orthotic and prosthetic devices, 8.10 and providing training in the functional use of these devices; 8.11 (10) designing, fabricating, or adapting assistive 8.12 technology and providing training in the functional use of 8.13 assistive devices; 8.14 (11) adapting environments using assistive technology such 8.15 as environmental controls, wheelchair modifications, and 8.16 positioning; 8.17 (12) employing physical agent modalities, in preparation 8.18 for or as an adjunct to purposeful activity, within the same 8.19 treatment session or to meet established functional occupational 8.20 therapy goals, consistent with the requirements of section 8.21 148.6440; and 8.22 (13) promoting health and wellness. 8.23 Sec. 5. [148.6405] [LICENSURE REQUIREMENTS; PROCEDURES AND 8.24 QUALIFICATIONS.] 8.25 (a) An applicant for licensure must comply with the general 8.26 licensure procedures in section 148.6420. To qualify for 8.27 licensure, an applicant must satisfy one of the requirements in 8.28 paragraphs (b) to (f) and not be subject to denial of licensure 8.29 under section 148.6448. 8.30 (b) A person who applies for licensure as an occupational 8.31 therapist and who has not been credentialed by the National 8.32 Board for Certification in Occupational Therapy or another 8.33 jurisdiction must meet the requirements in section 148.6408. 8.34 (c) A person who applies for licensure as an occupational 8.35 therapy assistant and who has not been credentialed by the 8.36 National Board for Certification in Occupational Therapy or 9.1 another jurisdiction must meet the requirements in section 9.2 148.6410. 9.3 (d) A person who is certified by the National Board for 9.4 Certification in Occupational Therapy may apply for licensure by 9.5 equivalency and must meet the requirements in section 148.6412. 9.6 (e) A person who is credentialed in another jurisdiction 9.7 may apply for licensure by reciprocity and must meet the 9.8 requirements in section 148.6415. 9.9 (f) A person who applies for temporary licensure must meet 9.10 the requirements in section 148.6418. 9.11 Sec. 6. [148.6408] [QUALIFICATIONS FOR OCCUPATIONAL 9.12 THERAPIST.] 9.13 Subdivision 1. [EDUCATION REQUIRED.] (a) An applicant who 9.14 has received professional education in the United States or its 9.15 possessions or territories must successfully complete all 9.16 academic and fieldwork requirements of an educational program 9.17 for occupational therapists approved or accredited by the 9.18 Accreditation Council for Occupational Therapy Education. 9.19 (b) An applicant who has received professional education 9.20 outside the United States or its possessions or territories must 9.21 successfully complete all academic and fieldwork requirements of 9.22 an educational program for occupational therapists approved by a 9.23 member association of the World Federation of Occupational 9.24 Therapists. 9.25 Subd. 2. [QUALIFYING EXAMINATION SCORE REQUIRED.] (a) An 9.26 applicant must achieve a qualifying score on the credentialing 9.27 examination for occupational therapist. 9.28 (b) The commissioner shall determine the qualifying score 9.29 for the credentialing examination for occupational therapist. 9.30 In determining the qualifying score, the commissioner shall 9.31 consider the cut score recommended by the National Board for 9.32 Certification in Occupational Therapy, or other national 9.33 credentialing organization approved by the commissioner, using 9.34 the modified Angoff method for determining cut score or another 9.35 method for determining cut score that is recognized as 9.36 appropriate and acceptable by industry standards. 10.1 (c) The applicant is responsible for: 10.2 (1) making arrangements to take the credentialing 10.3 examination for occupational therapist; 10.4 (2) bearing all expenses associated with taking the 10.5 examination; and 10.6 (3) having the examination scores sent directly to the 10.7 commissioner from the testing service that administers the 10.8 examination. 10.9 Subd. 3. [WAIVER OF EDUCATION REQUIREMENT.] (a) This 10.10 subdivision is effective as long as the National Board for 10.11 Certification in Occupational Therapy allows the commissioner to 10.12 authorize persons to take the certification examination for 10.13 state licensure only, or until June 17, 1999, whichever occurs 10.14 first. 10.15 (b) A person who has been employed as an occupational 10.16 therapist for at least 4,000 hours during the six years 10.17 immediately preceding June 17, 1996, may apply to the 10.18 commissioner to take the credentialing examination for 10.19 occupational therapist without meeting the education 10.20 requirements of subdivision 1. A person employed as an 10.21 occupational therapy assistant does not qualify for licensure 10.22 under this subdivision. The commissioner shall determine 10.23 whether the applicant was employed as an occupational therapist 10.24 based on the information provided under paragraph (c), clauses 10.25 (1) and (2). A person granted permission to take the 10.26 credentialing examination for occupational therapist shall be 10.27 issued a provisional license. A provisional license must be 10.28 renewed annually. All provisional licenses expire June 17, 10.29 1999, or when the commissioner grants or denies licensure, 10.30 whichever occurs first. If the applicant passes the 10.31 credentialing examination for occupational therapist by June 17, 10.32 1999, the commissioner shall waive the education requirement of 10.33 subdivision 1. 10.34 (c) To qualify to take the examination, a person must: 10.35 (1) submit the application materials required by section 10.36 148.6420 and the fees required by section 148.6445; and 11.1 (2) obtain documentation from a qualified supervisor on 11.2 forms provided by the commissioner that verifies that the 11.3 applicant has been employed as an occupational therapist for at 11.4 least 4,000 hours during the six years immediately preceding 11.5 June 17, 1996. This documentation must include the applicant's 11.6 job title, employment setting, diagnoses of persons seen for 11.7 occupational therapy, and the type and frequency of evaluations, 11.8 intervention planning, and therapeutic procedures. 11.9 (d) When the commissioner has authorized an applicant under 11.10 this subdivision to take the credentialing examination, the 11.11 applicant is responsible for: 11.12 (1) making all arrangements to take the credentialing 11.13 examination for occupational therapists; 11.14 (2) bearing all expense associated with taking the 11.15 examination; and 11.16 (3) having the examination scores sent directly to the 11.17 commissioner from the testing service that administers the 11.18 examination. 11.19 (e) June 17, 1996, is the first day of the three-year 11.20 provisional licensure period. Applications for licensure under 11.21 this subdivision shall not be accepted if the National Board for 11.22 Certification in Occupational Therapy discontinues offering the 11.23 certification examination for state licensure only, or the 11.24 three-year provisional licensure period expires, whichever 11.25 occurs first. 11.26 Sec. 7. [148.6410] [QUALIFICATIONS FOR OCCUPATIONAL 11.27 THERAPY ASSISTANTS.] 11.28 Subdivision 1. [EDUCATION REQUIRED.] An applicant must 11.29 successfully complete all academic and fieldwork requirements of 11.30 an occupational therapy assistant program approved or accredited 11.31 by the Accreditation Council for Occupational Therapy Education. 11.32 Subd. 2. [QUALIFYING EXAMINATION SCORE REQUIRED.] (a) An 11.33 applicant for licensure must achieve a qualifying score on the 11.34 credentialing examination for occupational therapy assistants. 11.35 (b) The commissioner shall determine the qualifying score 11.36 for the credentialing examination for occupational therapy 12.1 assistants. In determining the qualifying score, the 12.2 commissioner shall consider the cut score recommended by the 12.3 National Board for Certification in Occupational Therapy, or 12.4 other national credentialing organization approved by the 12.5 commissioner, using the modified Angoff method for determining 12.6 cut score or another method for determining cut score that is 12.7 recognized as appropriate and acceptable by industry standards. 12.8 (c) The applicant is responsible for: 12.9 (1) making all arrangements to take the credentialing 12.10 examination for occupational therapy assistants; 12.11 (2) bearing all expense associated with taking the 12.12 examination; and 12.13 (3) having the examination scores sent directly to the 12.14 commissioner from the testing service that administers the 12.15 examination. 12.16 Subd. 3. [WAIVER OF EDUCATION REQUIREMENT.] (a) This 12.17 subdivision is effective as long as the National Board for 12.18 Certification in Occupational Therapy allows the commissioner to 12.19 authorize persons to take the certification examination for 12.20 state licensure only, or until June 17, 1999, whichever occurs 12.21 first. 12.22 (b) A person who has been employed as an occupational 12.23 therapy assistant for at least 4,000 hours during the six years 12.24 immediately preceding June 17, 1996, may apply to the 12.25 commissioner to take the credentialing examination for 12.26 occupational therapy assistant without meeting the education 12.27 requirements of subdivision 1. The commissioner shall determine 12.28 whether the applicant was employed as an occupational therapy 12.29 assistant based on the information provided under paragraph (c), 12.30 clauses (1) and (2). A person granted permission to take the 12.31 credentialing examination for occupational therapy assistant 12.32 shall be issued a provisional license. Provisional licenses 12.33 must be renewed annually. All provisional licenses expire June 12.34 17, 1999, or when the commissioner grants or denies licensure, 12.35 whichever occurs first. If the applicant passes the 12.36 credentialing examination for occupational therapy assistant by 13.1 June 17, 1999, the commissioner shall waive the education 13.2 requirement of subdivision 1. 13.3 (c) To qualify to take the examination, a person must: 13.4 (1) submit the application materials required by section 13.5 148.6420 and the fees required by section 148.6445; and 13.6 (2) obtain documentation from an occupational therapist on 13.7 forms provided by the commissioner that verifies that the 13.8 applicant has been employed as an occupational therapy assistant 13.9 for at least 4,000 hours during the six years immediately 13.10 preceding June 17, 1996, and includes the applicant's job title, 13.11 employment setting, diagnoses of persons seen for occupational 13.12 therapy, and the type and frequency of occupational therapy 13.13 services provided by the applicant. 13.14 (d) When the commissioner has authorized an applicant under 13.15 this section to take the credentialing examination, the 13.16 applicant is responsible for: 13.17 (1) making all arrangements to take the credentialing 13.18 examination for occupational therapy assistants; 13.19 (2) bearing all expense associated with taking the 13.20 examination; and 13.21 (3) having the examination scores sent directly to the 13.22 commissioner from the testing service that administers the 13.23 examination. 13.24 (e) June 17, 1996, is the first day of the three-year 13.25 provisional licensure period. Applications for licensure under 13.26 this subdivision shall not be accepted if the National Board for 13.27 Certification in Occupational Therapy discontinues offering the 13.28 certification examination for state licensure only, or the 13.29 three-year provisional licensure period expires, whichever 13.30 occurs first. 13.31 Sec. 8. [148.6412] [LICENSURE BY EQUIVALENCY.] 13.32 Subdivision 1. [PERSONS CERTIFIED BY NATIONAL BOARD FOR 13.33 CERTIFICATION IN OCCUPATIONAL THERAPY BEFORE JUNE 17, 1996.] 13.34 Persons certified by the National Board for Certification in 13.35 Occupational Therapy as an occupational therapist before June 13.36 17, 1996, may apply for licensure by equivalency for 14.1 occupational therapist. Persons certified by the National Board 14.2 for Certification in Occupational Therapy as an occupational 14.3 therapy assistant before June 17, 1996, may apply for licensure 14.4 by equivalency for occupational therapy assistant. 14.5 Subd. 2. [PERSONS CERTIFIED BY NATIONAL BOARD FOR 14.6 CERTIFICATION IN OCCUPATIONAL THERAPY AFTER JUNE 17, 1996.] The 14.7 commissioner may license any person certified by the National 14.8 Board for Certification in Occupational Therapy as an 14.9 occupational therapist after June 17, 1996, if the commissioner 14.10 determines the requirements for certification are equivalent to 14.11 or exceed the requirements for licensure as an occupational 14.12 therapist under section 148.6408. The commissioner may license 14.13 any person certified by the National Board for Certification in 14.14 Occupational Therapy as an occupational therapy assistant after 14.15 June 17, 1996, if the commissioner determines the requirements 14.16 for certification are equivalent to or exceed the requirements 14.17 for licensure as an occupational therapy assistant under section 14.18 148.6410. Nothing in this section limits the commissioner's 14.19 authority to deny licensure based upon the grounds for 14.20 discipline in sections 148.6401 to 148.6450. 14.21 Subd. 3. [APPLICATION PROCEDURES.] Applicants for 14.22 licensure by equivalency must provide: 14.23 (1) the application materials as required by section 14.24 148.6420, subdivisions 1, 3, and 4; and 14.25 (2) the fees required by section 148.6445. 14.26 Sec. 9. [148.6415] [LICENSURE BY RECIPROCITY.] 14.27 A person who holds a current credential as an occupational 14.28 therapist in the District of Columbia or a state or territory of 14.29 the United States whose standards for credentialing are 14.30 determined by the commissioner to be equivalent to or exceed the 14.31 requirements for licensure under section 148.6408 may be 14.32 eligible for licensure by reciprocity as an occupational 14.33 therapist. A person who holds a current credential as an 14.34 occupational therapy assistant in the District of Columbia or a 14.35 state or territory of the United States whose standards for 14.36 credentialing are determined by the commissioner to be 15.1 equivalent to or exceed the requirements for licensure under 15.2 section 148.6410 may be eligible for licensure by reciprocity as 15.3 an occupational therapy assistant. Nothing in this section 15.4 limits the commissioner's authority to deny licensure based upon 15.5 the grounds for discipline in sections 148.6401 to 148.6450. An 15.6 applicant must provide: 15.7 (1) the application materials as required by section 15.8 148.6420, subdivisions 1, 3, and 4; 15.9 (2) the fees required by section 148.6445; 15.10 (3) a copy of a current and unrestricted credential for the 15.11 practice of occupational therapy as either an occupational 15.12 therapist or occupational therapy assistant; 15.13 (4) a letter from the jurisdiction that issued the 15.14 credential describing the applicant's qualifications that 15.15 entitled the applicant to receive the credential; and 15.16 (5) other information necessary to determine whether the 15.17 credentialing standards of the jurisdiction that issued the 15.18 credential are equivalent to or exceed the requirements for 15.19 licensure under sections 148.6401 to 148.6450. 15.20 Sec. 10. [148.6418] [TEMPORARY LICENSURE.] 15.21 Subdivision 1. [APPLICATION.] The commissioner shall issue 15.22 temporary licensure as an occupational therapist or occupational 15.23 therapy assistant to applicants who have applied for licensure 15.24 under section 148.6408, subdivisions 1 and 2; 148.6410, 15.25 subdivisions 1 and 2; 148.6412; or 148.6415 and who are not the 15.26 subject of a disciplinary action or past disciplinary action, 15.27 nor disqualified on the basis of items listed in section 15.28 148.6448, subdivision 1. 15.29 Subd. 2. [PROCEDURES.] To be eligible for temporary 15.30 licensure, an applicant must submit the application materials 15.31 required by section 148.6420, subdivision 1, the fees required 15.32 by section 148.6445, and one of the following: 15.33 (1) evidence of successful completion of the requirements 15.34 in section 148.6408, subdivision 1, or 148.6410, subdivision 1; 15.35 (2) a copy of a current and unrestricted credential for the 15.36 practice of occupational therapy as either an occupational 16.1 therapist or occupational therapy assistant in another 16.2 jurisdiction; or 16.3 (3) a copy of a current and unrestricted certificate from 16.4 the National Board for Certification in Occupational Therapy 16.5 stating that the applicant is certified as an occupational 16.6 therapist or occupational therapy assistant. 16.7 Subd. 3. [ADDITIONAL DOCUMENTATION.] Persons who are 16.8 credentialed by the National Board for Certification in 16.9 Occupational Therapy or another jurisdiction must provide an 16.10 affidavit with the application for temporary licensure stating 16.11 that they are not the subject of a pending investigation or 16.12 disciplinary action and have not been the subject of a 16.13 disciplinary action in the past. 16.14 Subd. 4. [SUPERVISION REQUIRED.] An applicant who has 16.15 graduated from an accredited occupational therapy program, as 16.16 required by section 148.6408, subdivision 1, or 148.6410, 16.17 subdivision 1, and who has not passed the examination required 16.18 by section 148.6408, subdivision 2, or 148.6410, subdivision 2, 16.19 must practice under the supervision of a licensed occupational 16.20 therapist. The supervising therapist must, at a minimum, 16.21 supervise the person working under temporary licensure in the 16.22 performance of the initial evaluation, determination of the 16.23 appropriate treatment plan, and periodic review and modification 16.24 of the treatment plan. The supervising therapist must observe 16.25 the person working under temporary licensure in order to assure 16.26 service competency in carrying out evaluation, treatment 16.27 planning, and treatment implementation. The frequency of 16.28 face-to-face collaboration between the person working under 16.29 temporary licensure and the supervising therapist must be based 16.30 on the condition of each patient or client, the complexity of 16.31 treatment and evaluation procedures, and the proficiencies of 16.32 the person practicing under temporary licensure. The 16.33 occupational therapist or occupational therapy assistant working 16.34 under temporary licensure must provide verification of 16.35 supervision on the application form provided by the commissioner. 16.36 Subd. 5. [EXPIRATION OF TEMPORARY LICENSURE.] A temporary 17.1 license issued to a person pursuant to subdivision 2, clause 17.2 (1), expires ten weeks after the next credentialing examination 17.3 for occupational therapists and occupational therapy assistants 17.4 or on the date the commissioner grants or denies licensure, 17.5 whichever occurs first. A temporary license issued to a person 17.6 pursuant to subdivision 2, clause (2) or (3), expires 90 days 17.7 after it is issued. Upon application for renewal, a temporary 17.8 license shall be renewed once to persons who have not met the 17.9 examination requirement under section 148.6408, subdivision 2, 17.10 or 148.6410, subdivision 2, within the initial temporary 17.11 licensure period and who are not the subject of a disciplinary 17.12 action nor disqualified on the basis of items in section 17.13 148.6448, subdivision 1. Upon application for renewal, a 17.14 temporary license shall be renewed once to persons who are able 17.15 to demonstrate good cause for failure to meet the requirements 17.16 for licensure under section 148.6412 or 148.6415 within the 17.17 initial temporary licensure period and who are not the subject 17.18 of a disciplinary action nor disqualified on the basis of items 17.19 in section 148.6448, subdivision 1. 17.20 Sec. 11. [148.6420] [GENERAL LICENSURE PROCEDURES.] 17.21 Subdivision 1. [APPLICATIONS FOR LICENSURE.] An applicant 17.22 for licensure must: 17.23 (1) submit a completed application for licensure on forms 17.24 provided by the commissioner and must supply the information 17.25 requested on the application, including: 17.26 (i) the applicant's name, business address and business 17.27 telephone number, business setting, and daytime telephone 17.28 number; 17.29 (ii) the name and location of the occupational therapy 17.30 program the applicant completed; 17.31 (iii) a description of the applicant's education and 17.32 training, including a list of degrees received from educational 17.33 institutions; 17.34 (iv) the applicant's work history for the six years 17.35 preceding the application, including the number of hours worked; 17.36 (v) a list of all credentials currently and previously held 18.1 in Minnesota and other jurisdictions; 18.2 (vi) a description of any jurisdiction's refusal to 18.3 credential the applicant; 18.4 (vii) a description of all professional disciplinary 18.5 actions initiated against the applicant in any jurisdiction; 18.6 (viii) information on any physical or mental condition or 18.7 chemical dependency that impairs the person's ability to engage 18.8 in the practice of occupational therapy with reasonable judgment 18.9 or safety; 18.10 (ix) a description of any misdemeanor or felony conviction 18.11 that relates to honesty or to the practice of occupational 18.12 therapy; 18.13 (x) a description of any state or federal court order, 18.14 including a conciliation court judgment or a disciplinary order, 18.15 related to the individual's occupational therapy practice; and 18.16 (xi) a statement indicating the physical agent modalities 18.17 the applicant will use and whether the applicant will use the 18.18 modalities as an occupational therapist or an occupational 18.19 therapy assistant; 18.20 (2) submit with the application all fees required by 18.21 section 148.6445; 18.22 (3) sign a statement that the information in the 18.23 application is true and correct to the best of the applicant's 18.24 knowledge and belief; 18.25 (4) sign a waiver authorizing the commissioner to obtain 18.26 access to the applicant's records in this or any other state in 18.27 which the applicant holds or previously held a credential for 18.28 the practice of an occupation, has completed an accredited 18.29 occupational therapy education program, or engaged in the 18.30 practice of occupational therapy; 18.31 (5) submit additional information as requested by the 18.32 commissioner; and 18.33 (6) submit the additional information required for 18.34 provisional licensure, licensure by equivalency, licensure by 18.35 reciprocity, and temporary licensure as specified in sections 18.36 148.6408 to 148.6418. 19.1 Subd. 2. [PERSONS APPLYING FOR LICENSURE UNDER SECTION 19.2 148.6408 OR 148.6410.] Persons applying for licensure under 19.3 section 148.6408, subdivisions 1 and 2, or 148.6410, 19.4 subdivisions 1 and 2, must submit the materials required in 19.5 subdivision 1 and the following: 19.6 (1) a certificate of successful completion of the 19.7 requirements in section 148.6408, subdivision 1, or 148.6410, 19.8 subdivision 1; and 19.9 (2) the applicant's test results from the examining agency, 19.10 as evidence that the applicant received a qualifying score on a 19.11 credentialing examination meeting the requirements of section 19.12 148.6408, subdivision 2, or 148.6410, subdivision 2. 19.13 Subd. 3. [APPLICANTS WHO ARE CERTIFIED BY NATIONAL BOARD 19.14 FOR CERTIFICATION IN OCCUPATIONAL THERAPY.] An applicant who is 19.15 certified by the National Board for Certification in 19.16 Occupational Therapy must provide the materials required in 19.17 subdivision 1 and the following: 19.18 (1) verified documentation from the National Board for 19.19 Certification in Occupational Therapy stating that the applicant 19.20 is certified as an occupational therapist, registered or 19.21 certified occupational therapy assistant, the date certification 19.22 was granted, and the applicant's certification number. The 19.23 document must also include a statement regarding disciplinary 19.24 actions. The applicant is responsible for obtaining this 19.25 documentation by sending a form provided by the commissioner to 19.26 the National Board for Certification in Occupational Therapy; 19.27 and 19.28 (2) a waiver authorizing the commissioner to obtain access 19.29 to the applicant's records maintained by the National Board for 19.30 Certification in Occupational Therapy. 19.31 Subd. 4. [APPLICANTS CREDENTIALED IN ANOTHER 19.32 JURISDICTION.] In addition to providing the materials required 19.33 in subdivision 1, an applicant credentialed in another 19.34 jurisdiction must request that the appropriate government body 19.35 in each jurisdiction in which the applicant holds or held an 19.36 occupational therapy credential send a letter to the 20.1 commissioner that verifies the applicant's credentials. Except 20.2 as provided in section 148.6418, a license shall not be issued 20.3 until the commissioner receives letters verifying each of the 20.4 applicant's credentials. Each letter must include the 20.5 applicant's name, date of birth, credential number, date of 20.6 issuance, a statement regarding investigations pending and 20.7 disciplinary actions taken or pending against the applicant, 20.8 current status of the credential, and the terms under which the 20.9 credential was issued. 20.10 Subd. 5. [ACTION ON APPLICATIONS FOR LICENSURE.] (a) The 20.11 commissioner shall approve, approve with conditions, or deny 20.12 licensure. The commissioner shall act on an application for 20.13 licensure according to paragraphs (b) to (d). 20.14 (b) The commissioner shall determine if the applicant meets 20.15 the requirements for licensure. The commissioner, or the 20.16 advisory council at the commissioner's request, may investigate 20.17 information provided by an applicant to determine whether the 20.18 information is accurate and complete. 20.19 (c) The commissioner shall notify an applicant of action 20.20 taken on the application and, if licensure is denied or approved 20.21 with conditions, the grounds for the commissioner's 20.22 determination. 20.23 (d) An applicant denied licensure or granted licensure with 20.24 conditions may make a written request to the commissioner, 20.25 within 30 days of the date of the commissioner's determination, 20.26 for reconsideration of the commissioner's determination. 20.27 Individuals requesting reconsideration may submit information 20.28 which the applicant wants considered in the reconsideration. 20.29 After reconsideration of the commissioner's determination to 20.30 deny licensure or grant licensure with conditions, the 20.31 commissioner shall determine whether the original determination 20.32 should be affirmed or modified. An applicant is allowed no more 20.33 than one request in any one biennial licensure period for 20.34 reconsideration of the commissioner's determination to deny 20.35 licensure or approve licensure with conditions. 20.36 Sec. 12. [148.6423] [LICENSURE RENEWAL.] 21.1 Subdivision 1. [RENEWAL REQUIREMENTS.] To be eligible for 21.2 licensure renewal, a licensee must: 21.3 (1) submit a completed and signed application for licensure 21.4 renewal on forms provided by the commissioner; 21.5 (2) submit the renewal fee required under section 148.6445; 21.6 (3) submit proof of having met the continuing education 21.7 requirement of section 148.6443 on forms provided by the 21.8 commissioner; and 21.9 (4) submit additional information as requested by the 21.10 commissioner to clarify information presented in the renewal 21.11 application. The information must be submitted within 30 days 21.12 after the commissioner's request. 21.13 Subd. 2. [RENEWAL DEADLINE.] (a) Except as provided in 21.14 subdivision 4, licenses must be renewed every two years. 21.15 Licensees must comply with the following procedures in 21.16 paragraphs (b) to (e): 21.17 (b) Each license must state an expiration date. An 21.18 application for licensure renewal must be received by the 21.19 department of health or postmarked at least 30 calendar days 21.20 before the expiration date. If the postmark is illegible, the 21.21 application shall be considered timely if received at least 21 21.22 calendar days before the expiration date. 21.23 (c) If the commissioner changes the renewal schedule and 21.24 the expiration date is less than two years, the fee shall be 21.25 prorated. 21.26 (d) An application for licensure renewal not received 21.27 within the time required under paragraph (b), but received on or 21.28 before the expiration date, must be accompanied by a late fee in 21.29 addition to the renewal fee specified by section 148.6445. 21.30 (e) Licensure renewals received after the expiration date 21.31 shall not be accepted and persons seeking licensed status must 21.32 comply with the requirements of section 148.6425. 21.33 Subd. 3. [LICENSURE RENEWAL NOTICE.] At least 60 calendar 21.34 days before the expiration date in subdivision 2, the 21.35 commissioner shall mail a renewal notice to the licensee's last 21.36 known address on file with the commissioner. The notice must 22.1 include an application for licensure renewal and notice of fees 22.2 required for renewal. The licensee's failure to receive notice 22.3 does not relieve the licensee of the obligation to meet the 22.4 renewal deadline and other requirements for licensure renewal. 22.5 Subd. 4. [RENEWAL OF PROVISIONAL LICENSURE.] Provisional 22.6 licensure must be renewed annually. Provisional licensees must 22.7 comply with all requirements of this section except subdivision 22.8 1, clauses (2) and (3). In addition, provisional licensees must 22.9 submit the fee for renewal of provisional licensure required by 22.10 section 148.6445. A provisional license shall not be renewed 22.11 for any period of time beyond the expiration of the three-year 22.12 provisional licensure period. 22.13 Sec. 13. [148.6425] [RENEWAL OF LICENSURE; AFTER 22.14 EXPIRATION DATE.] 22.15 Subdivision 1. [REMOVAL OF NAME FROM LIST.] The names of 22.16 licensees who do not comply with the licensure renewal 22.17 requirements of section 148.6423 on or before the expiration 22.18 date shall be removed from the list of individuals authorized to 22.19 practice occupational therapy and to use the protected titles in 22.20 section 148.6403. The licensees must comply with the 22.21 requirements of this section in order to regain licensed status. 22.22 Subd. 2. [LICENSURE RENEWAL AFTER LICENSURE EXPIRATION 22.23 DATE.] Except as provided in subdivision 4, an individual whose 22.24 application for licensure renewal is received after the 22.25 licensure expiration date must submit the following: 22.26 (1) a completed and signed application for licensure 22.27 following lapse in licensed status on forms provided by the 22.28 commissioner; 22.29 (2) the renewal fee and the late fee required under section 22.30 148.6445; 22.31 (3) proof of having met the continuing education 22.32 requirements since the individual's initial licensure or last 22.33 licensure renewal; and 22.34 (4) additional information as requested by the commissioner 22.35 to clarify information in the application, including information 22.36 to determine whether the individual has engaged in conduct 23.1 warranting disciplinary action as set forth in section 23.2 148.6448. The information must be submitted within 30 days 23.3 after the commissioner's request. 23.4 Subd. 3. [LICENSURE RENEWAL FOUR YEARS OR MORE AFTER 23.5 LICENSURE EXPIRATION DATE.] (a) Except as provided in 23.6 subdivision 4, an individual who requests licensure renewal four 23.7 years or more after the licensure expiration date must submit 23.8 the following: 23.9 (1) a completed and signed application for licensure on 23.10 forms provided by the commissioner; 23.11 (2) the renewal fee and the late fee required under section 23.12 148.6445; 23.13 (3) proof of having met the continuing education 23.14 requirement for the most recently completed two-year continuing 23.15 education cycle; and 23.16 (4) at the time of the next licensure renewal, proof of 23.17 having met the continuing education requirement, which shall be 23.18 prorated based on the number of months licensed during the 23.19 biennial licensure period. 23.20 (b) In addition to the requirements in paragraph (a), the 23.21 applicant must submit proof of one of the following: 23.22 (1) verified documentation of successful completion of 160 23.23 hours of supervised practice approved by the commissioner as 23.24 described in paragraph (c); 23.25 (2) verified documentation of having achieved a qualifying 23.26 score on the credentialing examination for occupational 23.27 therapists or the credentialing examination for occupational 23.28 therapy assistants administered within the past year; or 23.29 (3) documentation of having completed a combination of 23.30 occupational therapy courses or an occupational therapy 23.31 refresher program that contains both a theoretical and clinical 23.32 component approved by the commissioner. Only courses completed 23.33 within one year preceding the date of the application or one 23.34 year after the date of the application qualify for approval. 23.35 (c) To participate in a supervised practice as described in 23.36 paragraph (b), clause (1), the applicant shall obtain limited 24.1 licensure. To apply for limited licensure, the applicant shall 24.2 submit the completed limited licensure application, fees, and 24.3 agreement for supervision of an occupational therapist or 24.4 occupational therapy assistant practicing under limited 24.5 licensure signed by the supervising therapist and the 24.6 applicant. The supervising occupational therapist shall state 24.7 the proposed level of supervision on the supervision agreement 24.8 form provided by the commissioner. The supervising therapist 24.9 shall determine the frequency and manner of supervision based on 24.10 the condition of the patient or client, the complexity of the 24.11 procedure, and the proficiencies of the supervised occupational 24.12 therapist. At a minimum, a supervising occupational therapist 24.13 shall be on the premises at all times that the person practicing 24.14 under limited licensure is working; be in the room ten percent 24.15 of the hours worked each week by the person practicing under 24.16 provisional licensure; and provide daily face-to-face 24.17 collaboration for the purpose of observing service competency of 24.18 the occupational therapist or occupational therapy assistant, 24.19 discussing treatment procedures and each client's response to 24.20 treatment, and reviewing and modifying, as necessary, each 24.21 treatment plan. The supervising therapist shall document the 24.22 supervision provided. The occupational therapist participating 24.23 in a supervised practice is responsible for obtaining the 24.24 supervision required under this paragraph and must comply with 24.25 the commissioner's requirements for supervision during the 24.26 entire 160 hours of supervised practice. The supervised 24.27 practice must be completed in two months and may be completed at 24.28 the applicant's place of work. 24.29 (d) In addition to the requirements in paragraphs (a) and 24.30 (b), the applicant must submit additional information as 24.31 requested by the commissioner to clarify information in the 24.32 application, including information to determine whether the 24.33 applicant has engaged in conduct warranting disciplinary action 24.34 as set forth in section 148.6448. The information must be 24.35 submitted within 30 days after the commissioner's request. 24.36 Subd. 4. [LICENSURE AFTER LAPSE OF PROVISIONAL LICENSURE.] 25.1 Permission to take the certification examination for an 25.2 individual whose provisional licensure has lapsed more than 30 25.3 days is revoked. In order to qualify to take the certification 25.4 examination, an individual whose provisional licensure has 25.5 lapsed must comply with section 148.6408, subdivision 3, or 25.6 148.6410, subdivision 3. 25.7 Sec. 14. [148.6428] [CHANGE OF ADDRESS.] 25.8 A licensee who changes addresses must inform the 25.9 commissioner, in writing, of the change of address within 30 25.10 days. All notices or other correspondence mailed to or served 25.11 on a licensee by the commissioner at the licensee's address on 25.12 file with the commissioner shall be considered as having been 25.13 received by the licensee. 25.14 Sec. 15. [148.6430] [DELEGATION OF DUTIES; ASSIGNMENT OF 25.15 TASKS.] 25.16 The occupational therapist is responsible for all duties 25.17 delegated to the occupational therapy assistant or tasks 25.18 assigned to direct service personnel. The occupational 25.19 therapist may delegate to an occupational therapy assistant 25.20 those portions of a client's evaluation, reevaluation, and 25.21 treatment that, according to prevailing practice standards of 25.22 the American Occupational Therapy Association, can be performed 25.23 by an occupational therapy assistant. The occupational 25.24 therapist may not delegate portions of an evaluation or 25.25 reevaluation of a person whose condition is changing rapidly. 25.26 Delegation of duties related to use of physical agent modalities 25.27 to occupational therapy assistants is governed by section 25.28 148.6440, subdivision 6. 25.29 Sec. 16. [148.6432] [SUPERVISION OF OCCUPATIONAL THERAPY 25.30 ASSISTANTS.] 25.31 Subdivision 1. [APPLICABILITY.] If the professional 25.32 standards identified in section 148.6430 permit an occupational 25.33 therapist to delegate an evaluation, reevaluation, or treatment 25.34 procedure, the occupational therapist must provide supervision 25.35 consistent with this section. Supervision of occupational 25.36 therapy assistants using physical agent modalities is governed 26.1 by section 148.6440, subdivision 6. 26.2 Subd. 2. [EVALUATIONS.] The occupational therapist shall 26.3 determine the frequency of evaluations and reevaluations for 26.4 each client. The occupational therapy assistant shall inform 26.5 the occupational therapist of the need for more frequent 26.6 reevaluation if indicated by the client's condition or response 26.7 to treatment. Before delegating a portion of a client's 26.8 evaluation pursuant to section 148.6430, the occupational 26.9 therapist shall ensure the service competency of the 26.10 occupational therapy assistant in performing the evaluation 26.11 procedure and shall provide supervision consistent with the 26.12 condition of the patient or client and the complexity of the 26.13 evaluation procedure. 26.14 Subd. 3. [TREATMENT.] (a) The occupational therapist shall 26.15 determine the frequency and manner of supervision of an 26.16 occupational therapy assistant performing treatment procedures 26.17 delegated pursuant to section 148.6430, based on the condition 26.18 of the patient or client, the complexity of the treatment 26.19 procedure, and the proficiencies of the occupational therapy 26.20 assistant. 26.21 (b) Face-to-face collaboration between the occupational 26.22 therapist and the occupational therapy assistant shall occur, at 26.23 a minimum, every two weeks, during which time the occupational 26.24 therapist is responsible for: 26.25 (1) planning and documenting an initial treatment plan and 26.26 discharge from treatment; 26.27 (2) reviewing treatment goals, therapy programs, and client 26.28 progress; 26.29 (3) supervising changes in the treatment plan; 26.30 (4) conducting or observing treatment procedures for 26.31 selected clients and documenting appropriateness of treatment 26.32 procedures. Clients shall be selected based on the occupational 26.33 therapy services provided to the client and the role of the 26.34 occupational therapist and the occupational therapy assistant in 26.35 those services; and 26.36 (5) ensuring the service competency of the occupational 27.1 therapy assistant in performing delegated treatment procedures. 27.2 (c) Face-to-face collaboration must occur more frequently 27.3 than every two weeks if necessary to meet the requirements of 27.4 paragraph (a) or (b). 27.5 (d) The occupational therapist shall document compliance 27.6 with this subdivision in the client's file or chart. 27.7 Subd. 4. [EXCEPTION.] The supervision requirements of this 27.8 section do not apply to an occupational therapy assistant who: 27.9 (1) works in an activities program; and 27.10 (2) does not perform occupational therapy services. 27.11 The occupational therapy assistant must meet all other 27.12 applicable requirements of sections 148.6401 to 148.6450. 27.13 Sec. 17. [148.6435] [COORDINATION OF SERVICES.] 27.14 An occupational therapist shall: 27.15 (1) collect information necessary to ensure that the 27.16 provision of occupational therapy services are consistent with 27.17 the client's physical and mental health status. The information 27.18 required to make this determination may include, but is not 27.19 limited to, contacting the client's licensed health care 27.20 professional for health history, current health status, current 27.21 medications, and precautions; 27.22 (2) modify or terminate occupational therapy treatment of a 27.23 client that is not beneficial to the client, not tolerated by 27.24 the client, or refused by the client, and if treatment was 27.25 terminated for a medical reason, notify the client's licensed 27.26 health care professional by correspondence postmarked or 27.27 delivered to the licensed health care professional within seven 27.28 calendar days of the termination of treatment; 27.29 (3) refer a client to an appropriate health care, social 27.30 service, or education practitioner if the client's condition 27.31 requires services not within the occupational therapist's 27.32 service competency or not within the practice of occupational 27.33 therapy generally; 27.34 (4) participate and cooperate in the coordination of 27.35 occupational therapy services with other related services, as a 27.36 member of the professional community serving the client; and 28.1 (5) communicate, in writing, with the appropriate licensed 28.2 health care professional an occupational therapy plan of care, 28.3 postmarked or delivered to the licensed health care professional 28.4 within 14 calendar days of the initiation of treatment. The 28.5 occupational therapist must provide this written communication 28.6 even if occupational therapy treatment is concluded in less than 28.7 14 consecutive days. The occupational therapist shall document 28.8 modifications to the plan of care requested by the licensed 28.9 health care professional following consultation with the 28.10 licensed health care professional. Occupational therapists 28.11 employed by a school system are exempt from the requirements of 28.12 this clause in the performance of their duties within the school 28.13 system. 28.14 Sec. 18. [148.6438] [RECIPIENT NOTIFICATION.] 28.15 Subdivision 1. [REQUIRED NOTIFICATION.] In the absence of 28.16 a physician referral or prior authorization, and before 28.17 providing occupational therapy services for remuneration or 28.18 expectation of payment from the client, an occupational 28.19 therapist must provide the following written notification in all 28.20 capital letters of 12-point or larger bold-face type, to the 28.21 client, parent, or guardian: 28.22 "Your health care provider, insurer, or plan may require a 28.23 physician referral or prior authorization and you may be 28.24 obligated for partial or full payment for occupational therapy 28.25 services rendered." 28.26 Information other than this notification may be included as 28.27 long as the notification remains conspicuous on the face of the 28.28 document. A nonwritten disclosure format may be used to satisfy 28.29 the recipient notification requirement when necessary to 28.30 accommodate the physical condition of a client or client's 28.31 guardian. 28.32 Subd. 2. [EVIDENCE OF RECIPIENT NOTIFICATION.] The 28.33 occupational therapist is responsible for providing evidence of 28.34 compliance with the recipient notification requirement of this 28.35 section. 28.36 Sec. 19. [148.6440] [PHYSICAL AGENT MODALITIES.] 29.1 Subdivision 1. [GENERAL CONSIDERATIONS.] (a) Occupational 29.2 therapists who use superficial physical agent modalities must 29.3 comply with the requirements in subdivision 3. Occupational 29.4 therapists who use electrotherapy must comply with the 29.5 requirements in subdivision 4. Occupational therapists who use 29.6 ultrasound devices must comply with the requirements in 29.7 subdivision 5. Occupational therapy assistants who use physical 29.8 agent modalities must comply with subdivision 6. 29.9 (b) Use of superficial physical agent modalities, 29.10 electrical stimulation devices, and ultrasound devices must be 29.11 on the order of a physician. 29.12 (c) The commissioner shall maintain a roster of persons 29.13 licensed under sections 148.6401 to 148.6450 who use physical 29.14 agent modalities. Prior to using a physical agent modality, 29.15 licensees must inform the commissioner of the physical agent 29.16 modality they will use. Persons who use physical agent 29.17 modalities must indicate on their initial and renewal 29.18 applications the physical agent modalities that they use. 29.19 (d) Licensees are responsible for informing the 29.20 commissioner of any changes in the information required in this 29.21 section within 30 days of any change. 29.22 Subd. 2. [WRITTEN DOCUMENTATION REQUIRED.] Prior to use of 29.23 physical agent modalities, an occupational therapist must 29.24 provide to the commissioner documentation verifying that the 29.25 occupational therapist has met the educational and clinical 29.26 requirements described in subdivisions 3 to 5, depending on the 29.27 modality or modalities used. Both theoretical training and 29.28 clinical application objectives must be met for each modality 29.29 used. Documentation must include the name and address of the 29.30 individual or organization sponsoring the activity; the name and 29.31 address of the facility at which the activity was presented; and 29.32 a copy of the course, workshop, or seminar description, 29.33 including learning objectives and standards for meeting the 29.34 objectives. In the case of clinical application objectives, 29.35 teaching methods must be documented, including actual supervised 29.36 practice. Documentation must include a transcript or 30.1 certificate showing successful completion of the coursework. 30.2 Practitioners are prohibited from using physical agent 30.3 modalities independently until granted approval as provided in 30.4 subdivision 7. 30.5 Subd. 3. [EDUCATIONAL AND CLINICAL REQUIREMENTS FOR USE OF 30.6 SUPERFICIAL PHYSICAL AGENT MODALITIES.] (a) An occupational 30.7 therapist may use superficial physical agent modalities if the 30.8 occupational therapist has received theoretical training and 30.9 clinical application training in the use of superficial physical 30.10 agent modalities. 30.11 (b) Theoretical training in the use of superficial physical 30.12 agent modalities must: 30.13 (1) explain the rationale and clinical indications for use 30.14 of superficial physical agent modalities; 30.15 (2) explain the physical properties and principles of the 30.16 superficial physical agent modalities; 30.17 (3) describe the types of heat and cold transference; 30.18 (4) explain the factors affecting tissue response to 30.19 superficial heat and cold; 30.20 (5) describe the biophysical effects of superficial 30.21 physical agent modalities in normal and abnormal tissue; 30.22 (6) describe the thermal conductivity of tissue, matter, 30.23 and air; 30.24 (7) explain the advantages and disadvantages of superficial 30.25 physical agent modalities; and 30.26 (8) explain the precautions and contraindications of 30.27 superficial physical agent modalities. 30.28 (c) Clinical application training in the use of superficial 30.29 physical agent modalities must include activities requiring the 30.30 practitioner to: 30.31 (1) formulate and justify a plan for the use of superficial 30.32 physical agents for treatment appropriate to its use and 30.33 simulate the treatment; 30.34 (2) evaluate biophysical effects of the superficial 30.35 physical agents; 30.36 (3) identify when modifications to the treatment plan for 31.1 use of superficial physical agents are needed and propose the 31.2 modification plan; 31.3 (4) safely and appropriately administer superficial 31.4 physical agents under the supervision of a course instructor or 31.5 clinical trainer; 31.6 (5) document parameters of treatment, patient response, and 31.7 recommendations for progression of treatment for the superficial 31.8 physical agents; and 31.9 (6) demonstrate the ability to work competently with 31.10 superficial physical agents as determined by a course instructor 31.11 or clinical trainer. 31.12 Subd. 4. [EDUCATIONAL AND CLINICAL REQUIREMENTS FOR USE OF 31.13 ELECTROTHERAPY.] (a) An occupational therapist may use 31.14 electrotherapy if the occupational therapist has received 31.15 theoretical training and clinical application training in the 31.16 use of electrotherapy. 31.17 (b) Theoretical training in the use of electrotherapy must: 31.18 (1) explain the rationale and clinical indications of 31.19 electrotherapy, including pain control, muscle dysfunction, and 31.20 tissue healing; 31.21 (2) demonstrate comprehension and understanding of 31.22 electrotherapeutic terminology and biophysical principles, 31.23 including current, voltage, amplitude, and resistance; 31.24 (3) describe the types of current used for electrical 31.25 stimulation, including the description, modulations, and 31.26 clinical relevance; 31.27 (4) describe the time-dependent parameters of pulsed and 31.28 alternating currents, including pulse and phase durations and 31.29 intervals; 31.30 (5) describe the amplitude-dependent characteristics of 31.31 pulsed and alternating currents; 31.32 (6) describe neurophysiology and the properties of 31.33 excitable tissue; 31.34 (7) describe nerve and muscle response from externally 31.35 applied electrical stimulation, including tissue healing; 31.36 (8) describe the electrotherapeutic effects and the 32.1 response of nerve, denervated and innervated muscle, and other 32.2 soft tissue; and 32.3 (9) explain the precautions and contraindications of 32.4 electrotherapy, including considerations regarding pathology of 32.5 nerve and muscle tissue. 32.6 (c) Clinical application training in the use of 32.7 electrotherapy must include activities requiring the 32.8 practitioner to: 32.9 (1) formulate and justify a plan for the use of electrical 32.10 stimulation devices for treatment appropriate to its use and 32.11 simulate the treatment; 32.12 (2) evaluate biophysical treatment effects of the 32.13 electrical stimulation; 32.14 (3) identify when modifications to the treatment plan using 32.15 electrical stimulation are needed and propose the modification 32.16 plan; 32.17 (4) safely and appropriately administer electrical 32.18 stimulation under supervision of a course instructor or clinical 32.19 trainer; 32.20 (5) document the parameters of treatment, case example 32.21 (patient) response, and recommendations for progression of 32.22 treatment for electrical stimulation; and 32.23 (6) demonstrate the ability to work competently with 32.24 electrical stimulation as determined by a course instructor or 32.25 clinical trainer. 32.26 Subd. 5. [EDUCATIONAL AND CLINICAL REQUIREMENTS FOR USE OF 32.27 ULTRASOUND.] (a) An occupational therapist may use an ultrasound 32.28 device if the occupational therapist has received theoretical 32.29 training and clinical application training in the use of 32.30 ultrasound. 32.31 (b) The theoretical training in the use of ultrasound must: 32.32 (1) explain the rationale and clinical indications for the 32.33 use of ultrasound, including anticipated physiological responses 32.34 of the treated area; 32.35 (2) describe the biophysical thermal and nonthermal effects 32.36 of ultrasound on normal and abnormal tissue; 33.1 (3) explain the physical principles of ultrasound, 33.2 including wavelength, frequency, attenuation, velocity, and 33.3 intensity; 33.4 (4) explain the mechanism and generation of ultrasound and 33.5 energy transmission through physical matter; and 33.6 (5) explain the precautions and contraindications regarding 33.7 use of ultrasound devices. 33.8 (c) The clinical application training in the use of 33.9 ultrasound must include activities requiring the practitioner to: 33.10 (1) formulate and justify a plan for the use of ultrasound 33.11 for treatment appropriate to its use and stimulate the 33.12 treatment; 33.13 (2) evaluate biophysical effects of ultrasound; 33.14 (3) identify when modifications to the treatment plan for 33.15 use of ultrasound are needed and propose the modification plan; 33.16 (4) safely and appropriately administer ultrasound under 33.17 supervision of a course instructor or clinical trainer; 33.18 (5) document parameters of treatment, patient response, and 33.19 recommendations for progression of treatment for ultrasound; and 33.20 (6) demonstrate the ability to work competently with 33.21 ultrasound as determined by a course instructor or clinical 33.22 trainer. 33.23 Subd. 6. [OCCUPATIONAL THERAPY ASSISTANT USE OF PHYSICAL 33.24 AGENT MODALITIES.] An occupational therapy assistant may set up 33.25 and implement treatment using physical agent modalities if the 33.26 assistant meets the requirements of this section, has 33.27 demonstrated service competency for the particular modality 33.28 used, and works under the direct supervision of an occupational 33.29 therapist. An occupational therapy assistant who uses 33.30 superficial physical agent modalities must meet the requirements 33.31 of subdivision 3. An occupational therapy assistant who uses 33.32 electrotherapy must meet the requirements of subdivision 4. An 33.33 occupational therapy assistant who uses ultrasound must meet the 33.34 requirements of subdivision 5. An occupational therapist may 33.35 not delegate evaluation, reevaluation, treatment planning, and 33.36 treatment goals for physical agent modalities to an occupational 34.1 therapy assistant. 34.2 Subd. 7. [APPROVAL.] (a) The advisory council shall 34.3 appoint a committee to review documentation under subdivisions 2 34.4 to 6 to determine if established educational and clinical 34.5 requirements are met. 34.6 (b) Occupational therapists shall be advised of the status 34.7 of their request for approval within 30 days. Occupational 34.8 therapists must provide any additional information requested by 34.9 the committee that is necessary to make a determination 34.10 regarding approval or denial. 34.11 (c) A determination regarding a request for approval of 34.12 training under this subdivision shall be made in writing to the 34.13 occupational therapist. If denied, the reason for denial shall 34.14 be provided. 34.15 (d) A licensee who was approved by the commissioner as a 34.16 level two provider prior to July 1, 1999, shall remain on the 34.17 roster maintained by the commissioner in accordance with 34.18 subdivision 1, paragraph (c). 34.19 (e) To remain on the roster maintained by the commissioner, 34.20 a licensee who was approved by the commissioner as a level one 34.21 provider prior to July 1, 1999, must submit to the commissioner 34.22 documentation of training and experience gained using physical 34.23 agent modalities since the licensee's approval as a level one 34.24 provider. The committee appointed under paragraph (a) shall 34.25 review the documentation and make a recommendation to the 34.26 commissioner regarding approval. 34.27 (f) An occupational therapist who received training in the 34.28 use of physical agent modalities prior to July 1, 1999, but who 34.29 has not been placed on the roster of approved providers may 34.30 submit to the commissioner documentation of training and 34.31 experience gained using physical agent modalities. The 34.32 committee appointed under paragraph (a) shall review 34.33 documentation and make a recommendation to the commissioner 34.34 regarding approval. 34.35 Sec. 20. [148.6443] [CONTINUING EDUCATION REQUIREMENTS.] 34.36 Subdivision 1. [GENERAL REQUIREMENTS.] An occupational 35.1 therapist applying for licensure renewal must have completed a 35.2 minimum of 24 contact hours of continuing education in the two 35.3 years preceding licensure renewal. An occupational therapy 35.4 assistant applying for licensure renewal must have completed a 35.5 minimum of 18 contact hours of continuing education in the two 35.6 years preceding licensure renewal. Licensees who are issued 35.7 licenses for a period of less than two years shall prorate the 35.8 number of contact hours required for licensure renewal based on 35.9 the number of months licensed during the biennial licensure 35.10 period. Licensees shall receive contact hours for continuing 35.11 education activities only for the biennial licensure period in 35.12 which the continuing education activity was performed. 35.13 To qualify as a continuing education activity, the activity 35.14 must be a minimum of one contact hour. Contact hours must be 35.15 earned and reported in increments of one contact hour or 35.16 one-half contact hour for each continuing education activity. 35.17 One-half contact hour means an instructional session of 30 35.18 consecutive minutes, excluding coffee breaks, registration, 35.19 meals without a speaker, and social activities. 35.20 Each licensee is responsible for financing the cost of the 35.21 licensee's continuing education activities. 35.22 Subd. 2. [STANDARDS FOR DETERMINING QUALIFIED CONTINUING 35.23 EDUCATION ACTIVITIES.] Except as provided in subdivision 3, 35.24 paragraph (f), in order to qualify as a continuing education 35.25 activity, the activity must: 35.26 (1) constitute an organized program of learning; 35.27 (2) reasonably be expected to advance the knowledge and 35.28 skills of the occupational therapy practitioner; 35.29 (3) pertain to subjects that directly relate to the 35.30 practice of occupational therapy; 35.31 (4) be conducted by individuals who have education, 35.32 training, and experience by reason of which the individuals 35.33 should be considered experts on the subject matter of the 35.34 activity; and 35.35 (5) be presented by a sponsor who has a mechanism to verify 35.36 participation and maintains attendance records for three years. 36.1 Subd. 3. [ACTIVITIES QUALIFYING FOR CONTINUING EDUCATION 36.2 CONTACT HOURS.] (a) The activities in this subdivision qualify 36.3 for continuing education contact hours if they meet all other 36.4 requirements of this section. 36.5 (b) A licensee may obtain an unlimited number of contact 36.6 hours in any two-year continuing education period through 36.7 participation in the following: 36.8 (1) attendance at educational programs of annual 36.9 conferences, lectures, panel discussions, workshops, in-service 36.10 training, seminars, and symposiums; 36.11 (2) successful completion of college or university 36.12 courses. The licensee must obtain a grade of at least a "C" or 36.13 a pass in a pass or fail course in order to receive the 36.14 following continuing education credits: 36.15 (i) one semester credit equals 14 contact hours; 36.16 (ii) one trimester credit equals 12 contact hours; and 36.17 (iii) one quarter credit equals ten contact hours; and 36.18 (3) successful completion of home study courses that 36.19 require the participant to demonstrate the participant's 36.20 knowledge following completion of the course. 36.21 (c) A licensee may obtain a maximum of six contact hours in 36.22 any two-year continuing education period for teaching continuing 36.23 education courses that meet the requirements of this section. A 36.24 licensee is entitled to earn a maximum of two contact hours as 36.25 preparation time for each contact hour of presentation time. 36.26 Contact hours may be claimed only once for teaching the same 36.27 course in any two-year continuing education period. A course 36.28 schedule or brochure must be maintained for audit. 36.29 (d) A licensee may obtain a maximum of two contact hours in 36.30 any two-year continuing education period for continuing 36.31 education activities in the following areas: 36.32 (1) business-related topics: marketing, time management, 36.33 administration, risk management, government regulations, 36.34 techniques for training professionals, computer skills, and 36.35 similar topics; 36.36 (2) personal skill topics: career burnout, communication 37.1 skills, human relations, and similar topics; and 37.2 (3) training that is obtained in conjunction with a 37.3 licensee's employment, occurs during a licensee's normal 37.4 workday, and does not include subject matter specific to the 37.5 fundamentals of occupational therapy. 37.6 (e) An occupational therapy practitioner that utilizes 37.7 leisure activities, recreational activities, or hobbies as part 37.8 of occupational therapy services in the practitioner's current 37.9 work setting may obtain a maximum of six contact hours in any 37.10 two-year continuing education period for participation in 37.11 courses teaching these activities. 37.12 (f) A licensee may obtain a maximum of six contact hours in 37.13 any two-year continuing education period for supervision of 37.14 occupational therapist or occupational therapy assistant 37.15 students. A licensee may earn one contact hour for every eight 37.16 hours of student supervision. Licensees must maintain a log 37.17 indicating the name of each student supervised and the hours 37.18 each student was supervised. Contact hours obtained by student 37.19 supervision must be obtained by supervising students from an 37.20 occupational therapy education program accredited by the 37.21 Accreditation Council for Occupational Therapy Education. 37.22 Subd. 4. [ACTIVITIES NOT QUALIFYING FOR CONTINUING 37.23 EDUCATION CONTACT HOURS.] No credit shall be granted for the 37.24 following activities: hospital rounds, entertainment or 37.25 recreational activities, employment orientation sessions, 37.26 holding an office or serving as an organizational delegate, 37.27 meetings for the purpose of making policy, noneducational 37.28 association meetings, training related to payment systems, 37.29 including covered services, coding, and billing. 37.30 Subd. 5. [REPORTING CONTINUING EDUCATION CONTACT HOURS.] 37.31 At the time of licensure renewal, each licensee shall submit 37.32 verification that the licensee has met the continuing education 37.33 requirements of this section on the continuing education report 37.34 form provided by the commissioner. The continuing education 37.35 report form may require the following information: 37.36 (1) title of continuing education activity; 38.1 (2) brief description of the continuing education activity; 38.2 (3) sponsor, presenter, or author; 38.3 (4) location and attendance dates; 38.4 (5) number of contact hours; and 38.5 (6) licensee's notarized affirmation that the information 38.6 is true and correct. 38.7 Subd. 6. [AUDITING CONTINUING EDUCATION REPORTS.] (a) The 38.8 commissioner may audit a percentage of the continuing education 38.9 reports based on random selection. A licensee shall maintain 38.10 all documentation required by this section for two years after 38.11 the last day of the biennial licensure period in which the 38.12 contact hours were earned. 38.13 (b) All renewal applications that are received after the 38.14 expiration date may be subject to a continuing education report 38.15 audit. 38.16 (c) Any licensee against whom a complaint is filed may be 38.17 subject to a continuing education report audit. 38.18 (d) The licensee shall make the following information 38.19 available to the commissioner for auditing purposes: 38.20 (1) a copy of the completed continuing education report 38.21 form for the continuing education reporting period that is the 38.22 subject of the audit including all supporting documentation 38.23 required by subdivision 5; 38.24 (2) a description of the continuing education activity 38.25 prepared by the presenter or sponsor that includes the course 38.26 title or subject matter, date, place, number of program contact 38.27 hours, presenters, and sponsors; 38.28 (3) documentation of self-study programs by materials 38.29 prepared by the presenter or sponsor that includes the course 38.30 title, course description, name of sponsor or author, and the 38.31 number of hours required to complete the program; 38.32 (4) documentation of university, college, or vocational 38.33 school courses by a course syllabus, listing in a course 38.34 bulletin, or equivalent documentation that includes the course 38.35 title, instructor's name, course dates, number of contact hours, 38.36 and course content, objectives, or goals; and 39.1 (5) verification of attendance by: 39.2 (i) a signature of the presenter or a designee at the 39.3 continuing education activity on the continuing education report 39.4 form or a certificate of attendance with the course name, course 39.5 date, and licensee's name; 39.6 (ii) a summary or outline of the educational content of an 39.7 audio or video educational activity to verify the licensee's 39.8 participation in the activity if a designee is not available to 39.9 sign the continuing education report form; 39.10 (iii) verification of self-study programs by a certificate 39.11 of completion or other documentation indicating that the 39.12 individual has demonstrated knowledge and has successfully 39.13 completed the program; or 39.14 (iv) verification of attendance at a university, college, 39.15 or vocational course by an official transcript. 39.16 Subd. 7. [WAIVER OF CONTINUING EDUCATION REQUIREMENTS.] 39.17 The commissioner may grant a waiver of the requirements of this 39.18 section in cases where the requirements would impose an extreme 39.19 hardship on the licensee. The request for a waiver must be in 39.20 writing, state the circumstances that constitute extreme 39.21 hardship, state the period of time the licensee wishes to have 39.22 the continuing education requirement waived, and state the 39.23 alternative measures that will be taken if a waiver is granted. 39.24 The commissioner shall set forth, in writing, the reasons for 39.25 granting or denying the waiver. Waivers granted by the 39.26 commissioner shall specify, in writing, the time limitation and 39.27 required alternative measures to be taken by the licensee. A 39.28 request for waiver shall be denied if the commissioner finds 39.29 that the circumstances stated by the licensee do not support a 39.30 claim of extreme hardship, the requested time period for waiver 39.31 is unreasonable, the alternative measures proposed by the 39.32 licensee are not equivalent to the continuing education activity 39.33 being waived, or the request for waiver is not submitted to the 39.34 commissioner within 60 days after the expiration date. 39.35 Subd. 8. [PENALTIES FOR NONCOMPLIANCE.] The commissioner 39.36 shall refuse to renew or grant, or shall suspend, condition, 40.1 limit, or qualify the license of any person who the commissioner 40.2 determines has failed to comply with the continuing education 40.3 requirements of this section. A licensee may request 40.4 reconsideration of the commissioner's determination of 40.5 noncompliance or the penalty imposed under this section by 40.6 making a written request to the commissioner within 30 days of 40.7 the date of notification to the applicant. Individuals 40.8 requesting reconsideration may submit information that the 40.9 licensee wants considered in the reconsideration. 40.10 Sec. 21. [148.6445] [FEES; SURCHARGE.] 40.11 Subdivision 1. [INITIAL LICENSURE FEE.] The initial 40.12 licensure fee for occupational therapists is $180. The initial 40.13 licensure fee for occupational therapy assistants is $100. The 40.14 commissioner shall prorate fees based on the number of quarters 40.15 remaining in the biennial licensure period. 40.16 Subd. 2. [LICENSURE RENEWAL FEE.] The biennial licensure 40.17 renewal fee for occupational therapists is $180. The biennial 40.18 licensure renewal fee for occupational therapy assistants is 40.19 $100. 40.20 Subd. 3. [LATE FEE.] The fee for late submission of a 40.21 renewal application is $25. 40.22 Subd. 4. [INITIAL PROVISIONAL LICENSURE FEE.] The fee for 40.23 initial provisional licensure is $647. 40.24 Subd. 5. [PROVISIONAL LICENSURE RENEWAL FEE.] The 40.25 provisional licensure renewal fee for occupational therapists is 40.26 $90. The provisional licensure renewal fee for occupational 40.27 therapy assistants is $50. The commissioner shall prorate fees 40.28 based on the number of quarters remaining in the annual 40.29 licensure period. 40.30 Subd. 6. [TEMPORARY LICENSURE FEE.] The fee for temporary 40.31 licensure is $50. 40.32 Subd. 7. [LIMITED LICENSURE FEE.] The fee for limited 40.33 licensure is $96. 40.34 Subd. 8. [FEE FOR COURSE APPROVAL AFTER LAPSE OF 40.35 LICENSURE.] The fee for course approval after lapse of licensure 40.36 is $96. 41.1 Subd. 9. [CERTIFICATION TO OTHER STATES.] The fee for 41.2 certification of licensure to other states is $25. 41.3 Subd. 10. [VERIFICATION TO INSTITUTIONS.] The fee for 41.4 verification of licensure to institutions is $10. 41.5 Subd. 11. [SURCHARGE.] Until June 17, 2001, all licensees 41.6 must pay a surcharge fee in addition to other applicable fees. 41.7 Occupational therapists must pay a biennial surcharge fee of $62 41.8 upon application for licensure and licensure renewal. 41.9 Occupational therapy assistants must pay a biennial surcharge 41.10 fee of $36 upon application for licensure and licensure renewal. 41.11 Subd. 12. [NONREFUNDABLE FEES.] All fees are nonrefundable. 41.12 Sec. 22. [148.6448] [GROUNDS FOR DENIAL OF LICENSURE OR 41.13 DISCIPLINE; INVESTIGATION PROCEDURES; DISCIPLINARY ACTIONS.] 41.14 Subdivision 1. [GROUNDS FOR DENIAL OF LICENSURE OR 41.15 DISCIPLINE.] The commissioner may deny an application for 41.16 licensure, may approve licensure with conditions, or may 41.17 discipline a licensee using any disciplinary actions listed in 41.18 subdivision 3 on proof that the individual has: 41.19 (1) intentionally submitted false or misleading information 41.20 to the commissioner or the advisory council; 41.21 (2) failed, within 30 days, to provide information in 41.22 response to a written request by the commissioner or advisory 41.23 council; 41.24 (3) performed services of an occupational therapist or 41.25 occupational therapy assistant in an incompetent manner or in a 41.26 manner that falls below the community standard of care; 41.27 (4) failed to satisfactorily perform occupational therapy 41.28 services during a period of provisional licensure; 41.29 (5) violated sections 148.6401 to 148.6450; 41.30 (6) failed to perform services with reasonable judgment, 41.31 skill, or safety due to the use of alcohol or drugs, or other 41.32 physical or mental impairment; 41.33 (7) been convicted of violating any state or federal law, 41.34 rule, or regulation which directly relates to the practice of 41.35 occupational therapy; 41.36 (8) aided or abetted another person in violating any 42.1 provision of sections 148.6401 to 148.6450; 42.2 (9) been disciplined for conduct in the practice of an 42.3 occupation by the state of Minnesota, another jurisdiction, or a 42.4 national professional association, if any of the grounds for 42.5 discipline are the same or substantially equivalent to those in 42.6 sections 148.6401 to 148.6450; 42.7 (10) not cooperated with the commissioner or advisory 42.8 council in an investigation conducted according to subdivision 42.9 2; 42.10 (11) advertised in a manner that is false or misleading; 42.11 (12) engaged in dishonest, unethical, or unprofessional 42.12 conduct in connection with the practice of occupational therapy 42.13 that is likely to deceive, defraud, or harm the public; 42.14 (13) demonstrated a willful or careless disregard for the 42.15 health, welfare, or safety of a client; 42.16 (14) performed medical diagnosis or provided treatment, 42.17 other than occupational therapy, without being licensed to do so 42.18 under the laws of this state; 42.19 (15) paid or promised to pay a commission or part of a fee 42.20 to any person who contacts the occupational therapist for 42.21 consultation or sends patients to the occupational therapist for 42.22 treatment; 42.23 (16) engaged in an incentive payment arrangement, other 42.24 than that prohibited by clause (15), that promotes occupational 42.25 therapy overutilization, whereby the referring person or person 42.26 who controls the availability of occupational therapy services 42.27 to a client profits unreasonably as a result of client 42.28 treatment; 42.29 (17) engaged in abusive or fraudulent billing practices, 42.30 including violations of federal Medicare and Medicaid laws, Food 42.31 and Drug Administration regulations, or state medical assistance 42.32 laws; 42.33 (18) obtained money, property, or services from a consumer 42.34 through the use of undue influence, high pressure sales tactics, 42.35 harassment, duress, deception, or fraud; 42.36 (19) performed services for a client who had no possibility 43.1 of benefiting from the services; 43.2 (20) failed to refer a client for medical evaluation when 43.3 appropriate or when a client indicated symptoms associated with 43.4 diseases that could be medically or surgically treated; 43.5 (21) engaged in conduct with a client that is sexual or may 43.6 reasonably be interpreted by the client as sexual, or in any 43.7 verbal behavior that is seductive or sexually demeaning to a 43.8 patient; 43.9 (22) violated a federal or state court order, including a 43.10 conciliation court judgment, or a disciplinary order issued by 43.11 the commissioner, related to the person's occupational therapy 43.12 practice; or 43.13 (23) any other just cause related to the practice of 43.14 occupational therapy. 43.15 Subd. 2. [INVESTIGATION OF COMPLAINTS.] The commissioner, 43.16 or the advisory council when authorized by the commissioner, may 43.17 initiate an investigation upon receiving a complaint or other 43.18 oral or written communication that alleges or implies that a 43.19 person has violated sections 148.6401 to 148.6450. In the 43.20 receipt, investigation, and hearing of a complaint that alleges 43.21 or implies a person has violated sections 148.6401 to 148.6450, 43.22 the commissioner shall follow the procedures in section 214.10. 43.23 Subd. 3. [DISCIPLINARY ACTIONS.] If the commissioner finds 43.24 that an occupational therapist or occupational therapy assistant 43.25 should be disciplined according to subdivision 1, the 43.26 commissioner may take any one or more of the following actions: 43.27 (1) refuse to grant or renew licensure; 43.28 (2) approve licensure with conditions; 43.29 (3) revoke licensure; 43.30 (4) suspend licensure; 43.31 (5) any reasonable lesser action including, but not limited 43.32 to, reprimand or restriction on licensure; or 43.33 (6) any action authorized by statute. 43.34 Subd. 4. [EFFECT OF SPECIFIC DISCIPLINARY ACTION ON USE OF 43.35 TITLE.] Upon notice from the commissioner denying licensure 43.36 renewal or upon notice that disciplinary actions have been 44.1 imposed and the person is no longer entitled to practice 44.2 occupational therapy and use the occupational therapy and 44.3 licensed titles, the person shall cease to practice occupational 44.4 therapy, to use titles protected by sections 148.6401 to 44.5 148.6450, and to represent to the public that the person is 44.6 licensed by the commissioner. 44.7 Subd. 5. [REINSTATEMENT REQUIREMENTS AFTER DISCIPLINARY 44.8 ACTION.] A person who has had licensure suspended may request 44.9 and provide justification for reinstatement following the period 44.10 of suspension specified by the commissioner. The requirements 44.11 of sections 148.6423 and 148.6425 for renewing licensure and any 44.12 other conditions imposed with the suspension must be met before 44.13 licensure may be reinstated. 44.14 Sec. 23. [148.6450] [OCCUPATIONAL THERAPY PRACTITIONERS 44.15 ADVISORY COUNCIL.] 44.16 Subdivision 1. [MEMBERSHIP.] The commissioner shall 44.17 appoint seven persons to an occupational therapy practitioners 44.18 advisory council consisting of the following: 44.19 (1) two public members, as defined in section 214.02. The 44.20 public members shall be either persons who have received 44.21 occupational therapy services or family members of or caregivers 44.22 to such persons; 44.23 (2) two members who are occupational therapists and two 44.24 occupational therapy assistants licensed under sections 148.6401 44.25 to 148.6450, each of whom is employed in a different practice 44.26 area including, but not limited to, long-term care, school 44.27 therapy, early intervention, administration, gerontology, 44.28 industrial rehabilitation, cardiac rehabilitation, physical 44.29 disability, pediatrics, mental health, home health, and hand 44.30 therapy. Three of the four occupational therapy practitioners 44.31 who serve on the advisory council must be currently, and for the 44.32 three years preceding the appointment, engaged in the practice 44.33 of occupational therapy or employed as an administrator or an 44.34 instructor of an occupational therapy program. At least one of 44.35 the four occupational therapy practitioners who serves on the 44.36 advisory council must be employed in a rural area; and 45.1 (3) one member who is a licensed or registered health care 45.2 practitioner, or other credentialed practitioner, who works 45.3 collaboratively with occupational therapy practitioners. 45.4 Subd. 2. [DUTIES.] At the commissioner's request, the 45.5 advisory council shall: 45.6 (1) advise the commissioner regarding the occupational 45.7 therapy practitioner licensure standards; 45.8 (2) advise the commissioner on enforcement of sections 45.9 148.6401 to 148.6450; 45.10 (3) provide for distribution of information regarding 45.11 occupational therapy practitioners licensure standards; 45.12 (4) review applications and make recommendations to the 45.13 commissioner on granting or denying licensure or licensure 45.14 renewal; 45.15 (5) review reports of investigations relating to 45.16 individuals and make recommendations to the commissioner as to 45.17 whether licensure should be denied or disciplinary action taken 45.18 against the person; and 45.19 (6) perform other duties authorized for advisory councils 45.20 by chapter 214, as directed by the commissioner. 45.21 Sec. 24. [REPEALER.] 45.22 Minnesota Rules, parts 4666.0010; 4666.0020; 4666.0030; 45.23 4666.0040; 4666.0050; 4666.0060; 4666.0070; 4666.0080; 45.24 4666.0090; 4666.0100; 4666.0200; 4666.0300; 4666.0400; 45.25 4666.0500; 4666.0600; 4666.0700; 4666.0800; 4666.0900; 45.26 4666.1000; 4666.1100; 4666.1200; 4666.1300; and 4666.1400, are 45.27 repealed. 45.28 Sec. 25. [EFFECTIVE DATE.] 45.29 Sections 1 to 24 are effective July 1, 1999.